Form 4 - Statement of changes in beneficial ownership of securities
November 19 2024 - 4:29PM
Edgar (US Regulatory)
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Aon plc
[ AON ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
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Chief Operating Officer |
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3. Date of Earliest Transaction
(Month/Day/Year)
11/15/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Class A Ordinary Stock |
11/15/2024 |
|
M
|
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1,970 |
A |
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3,339.306 |
D |
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| Class A Ordinary Stock |
11/15/2024 |
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F
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873.672 |
D |
$379.29
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2,465.634 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Share Unit (Right to Receive) |
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11/15/2024 |
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M |
|
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1,970 |
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11/15/2025
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Class A Ordinary Shares |
1,970 |
$0
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1,970 |
D |
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| Explanation of Responses: |
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/s/ Colby Alexis - Colby Alexis pursuant to a power of attorney from Mindy Simon |
11/19/2024 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
I, Mindy F. Simon (“Grantor”), hereby confirm, constitute and appoint each of Darren Zeidel, Colby Alexis and Matthew Cavanaugh, or any of them signing singly, and with full power of substitution, as the true and lawful attorney-in-fact of Grantor to:
1.prepare, execute in Grantor’s name and on Grantor’s behalf, and submit to the United States Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or any rule or regulation promulgated by the SEC;
2.prepare, execute for and on behalf of Grantor, in Grantor’s capacity as an officer, director or greater than ten percent shareholder of Aon plc (the “Company”), acknowledge, deliver and file Forms 3, 4 and 5, including but not limited to any amendments thereto, with the SEC in accordance with Section 16(a) of the Exchange Act, and the rules promulgated thereunder, which may be necessary or desirable as a result of Grantor’s ownership of or transaction in securities of the Company; and
3.do and perform any and all acts for and on behalf of Grantor which, in the discretion of such attorney-in-fact, may be necessary or desirable to complete and execute any such Form 3, 4 or 5 or any amendments thereto, and timely file such forms with the SEC and any other stock exchange or similar authority.
Grantor hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. Grantor acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of Grantor, are not assuming, nor is the Company assuming, any of Grantor’s responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall be effective on the date set forth below and shall continue in full force and effect until the date on which Grantor shall cease to be subject to Section 16 of the Exchange Act and the rules promulgated thereunder or until such earlier date on which written notification executed by Grantor is filed with the SEC expressly revoking this Power of Attorney.
IN WITNESS WHEREOF, Grantor has caused this Power of Attorney to be executed as of January 22, 2024.
Signature: /s/ Mindy F. Simon
Name: Mindy F. Simon
POWER OF ATTORNEY
I, Mindy F. Simon (“Grantor”), hereby confirm, constitute and appoint each of Darren Zeidel, Colby Alexis and Matthew Cavanaugh, or any of them signing singly, and with full power of substitution, as the true and lawful attorney-in-fact of Grantor to:
1.prepare, execute in Grantor’s name and on Grantor’s behalf, and submit to the United States Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or any rule or regulation promulgated by the SEC;
2.prepare, execute for and on behalf of Grantor, in Grantor’s capacity as an officer, director or greater than ten percent shareholder of Aon plc (the “Company”), acknowledge, deliver and file Forms 3, 4 and 5, including but not limited to any amendments thereto, with the SEC in accordance with Section 16(a) of the Exchange Act, and the rules promulgated thereunder, which may be necessary or desirable as a result of Grantor’s ownership of or transaction in securities of the Company; and
3.do and perform any and all acts for and on behalf of Grantor which, in the discretion of such attorney-in-fact, may be necessary or desirable to complete and execute any such Form 3, 4 or 5 or any amendments thereto, and timely file such forms with the SEC and any other stock exchange or similar authority.
Grantor hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. Grantor acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of Grantor, are not assuming, nor is the Company assuming, any of Grantor’s responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall be effective on the date set forth below and shall continue in full force and effect until the date on which Grantor shall cease to be subject to Section 16 of the Exchange Act and the rules promulgated thereunder or until such earlier date on which written notification executed by Grantor is filed with the SEC expressly revoking this Power of Attorney.
IN WITNESS WHEREOF, Grantor has caused this Power of Attorney to be executed as of January 22, 2024.
Signature: /s/ Mindy F. Simon
Name: Mindy F. Simon
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