The Central and Eastern Europe Fund, Inc. (NYSE: CEE) (the
“Fund”). As previously reported, the Fund’s Russian holdings
have been valued at zero since March 14, 2022 in light of measures
adopted by the Russian Central Bank and Government, as well as
sanctions implemented by the United States and other countries in
response to Russia’s invasion of Ukraine. The effects of the
sanctions and measures adopted by the Russian Central Bank and
Government are far-reaching and include, among others, the freezing
of certain Russian assets held by entities, such as the Fund, that
are organized in countries viewed as “unfriendly” by the Russian
Government. The Fund’s investment manager has been monitoring the
situation closely and has observed occasional privately negotiated
transactions in depositary receipts of non-sanctioned Russian
issuers taking place (at prices that are deeply discounted from
those taking place through the facilities of the Moscow Stock
Exchange). In May 2024, the Fund was successful in selling
depositary receipts of one non-sanctioned Russian issuer in such a
privately negotiated transaction resulting in positive impact to
the Fund’s net asset value.
The Fund will continue to monitor developments in this area and
may make further opportunistic sales of depositary receipts for
Russian securities to the extent that such sales are deemed to be
in the best interests of the Fund and its stockholders and
consistent with applicable sanctions and other laws and
regulations. However, there can be no assurances that any further
such sales will be feasible or considered to be in the best
interests of the Fund. Also, it should be noted that three of the
Fund’s remaining 16 positions in Russian securities are “local
shares” which cannot currently be sold by the Fund. In addition,
four positions are in securities of issuers that are subject to
U.S. sanctions such that it would not be possible for the Fund to
sell them, absent receipt of special permissions granted by the
U.S., which permissions are unlikely to be forthcoming if requested
at the present time. Given the current uncertainties, the Fund
continues to value certain Russian securities at zero unless the
Fund has received a recent bid for the security and the sale of the
security would be permissible under applicable sanctions and other
laws and regulations, in which case the security will be fair
valued in accordance with the Fund’s valuation procedures. In the
event the sale of a specific security has been agreed and the Fund
has concluded that the settlement of the transaction is permissible
by the applicable sanctions and other laws and regulations and is
highly likely, the security then will be valued at the trade
price.
The Fund also confirmed that management continues to welcome
suggestions from stockholders regarding its holdings of Russian
securities and potential options for maximization of stockholder
value with respect to such holdings. Such suggestions may be sent
to Secretary, The Central and Eastern Europe Fund, Inc., C/O DWS
Investment Management Americas, Inc., 100 Summer Street, Suite 800,
Boston, MA 02110. The Fund further noted that, following the
completion of the business portion of the Fund’s annual meeting of
stockholders on June 27, 2024, representatives of management will
be available (as in the past) to respond to questions and
suggestions from stockholders regarding the Fund, including
questions concerning the Fund’s holdings of Russian securities and
alternatives that management has considered regarding them in light
of the applicable sanctions and legal and other issues.
Important Information
The Central and Eastern Europe Fund, Inc. is non-diversified
and can take larger positions in fewer issues, increasing its
potential risk. Investing in foreign securities presents certain
risks, such as currency fluctuations, political and economic
changes, and market risks. Emerging markets tend to be more
volatile and less liquid than the markets of more mature economies,
and generally have less diverse and less mature economic structures
and less stable political systems than those of developed
countries. Any fund that focuses in a particular segment of the
market or region of the world will generally be more volatile than
a fund that invests more broadly. This fund is non-diversified and
can take larger positions in fewer issues, increasing its potential
risk.
Investing in foreign securities, particularly of emerging
markets, presents certain risks, such as currency fluctuations, and
risks of currency and capital controls, political and economic
changes, and market risks. Any fund that concentrates in a
particular segment of the market or a particular geographical
region will generally be more volatile than a fund that invests
more broadly.
War, terrorism, sanctions, economic uncertainty, trade
disputes, public health crises and related geopolitical events have
led, and, in the future, may lead to significant disruptions in US
and world economies and markets, which may lead to increased market
volatility and may have significant adverse effects on the funds
and their investments.
The European Union, the United States and other countries
have imposed sanctions on Russia in response to Russian military
and other actions in recent years. These sanctions have adversely
affected Russian individuals, issuers and the Russian economy.
Russia, in turn, has imposed sanctions targeting Western
individuals, businesses and products. The various sanctions have
adversely affected, and may continue to adversely affect, not only
the Russian economy, but also the economies of many countries in
Europe, including countries in Central and Eastern Europe. In the
case of the Central and Eastern Europe Fund, Inc., Russia’s
invasion of Ukraine has materially adversely affected, and may
continue to materially adversely affect, the value and liquidity of
the Fund’s portfolio.
Closed-end funds, unlike open-end funds, are not continuously
offered. There is a one-time public offering and once issued,
shares of closed-end funds are sold in the open market through a
stock exchange. Shares of closed-end funds frequently trade at a
discount to net asset value. The price of the fund’s shares is
determined by a number of factors, several of which are beyond the
control of the fund. Therefore, the fund cannot predict whether its
shares will trade at, below or above net asset value.
This press release shall not constitute an offer to sell or a
solicitation to buy, nor shall there be any sale of these
securities in any state or jurisdiction in which such offer or
solicitation or sale would be unlawful prior to registration or
qualification under the laws of such state or jurisdiction.
Certain statements contained in this release may be
forward-looking in nature. These include all statements relating to
plans, potential future transactions, expectations, and other
statements that are not historical facts and typically use words
like “may,” “expect,” “anticipate,” “believe,” “intend,” and
similar expressions. Such statements represent management’s current
beliefs, based upon information available at the time the
statements are made, with regard to the matters addressed. All
forward-looking statements are subject to risks and uncertainties
that could cause actual results to differ materially from those
expressed in, or implied by, such statements. Management does not
undertake any obligation to update or revise any forward-looking
statements, whether as a result of new information, future events,
or otherwise. The following factors, among others, could cause
actual results to differ materially from forward-looking
statements: (i) the effects of adverse changes in market and
economic conditions; (ii) legal and regulatory developments
including with respect to relevant sanctions; and (iii) other
additional risks and uncertainties, including public health crises,
war, terrorism, trade disputes and related geopolitical
events.
Past performance is no guarantee of future results.
NOT FDIC/ NCUA INSURED • MAY LOSE VALUE • NO BANK
GUARANTEE NOT A DEPOSIT • NOT INSURED BY ANY FEDERAL
GOVERNMENT AGENCY
DWS Distributors, Inc. 222 South Riverside Plaza Chicago,
IL 60606-5808 www.dws.com Tel (800) 621-1148 © 2024 DWS Group GmbH
& Co. KGaA. All rights reserved
The brand DWS represents DWS Group GmbH & Co. KGaA and any
of its subsidiaries such as DWS Distributors, Inc. which offers
investment products or DWS Investment Management Americas, Inc. and
RREEF America L.L.C. which offer advisory services. (R-101353)
(05/24)
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version on businesswire.com: https://www.businesswire.com/news/home/20240530456676/en/
For additional information:
DWS Press Office (212) 454-4500 Shareholder Account
Information (800) 294-4366 DWS Closed-End Funds (800)
349-4281
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