Form SC 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]
November 08 2024 - 4:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED
IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 4)1
Dole plc
(Name
of Issuer)
Ordinary Shares, $0.01 par value per share
(Title of Class of Securities)
G27907107
(CUSIP Number)
JAN BARTA
PALE FIRE CAPITAL SE
Zatecka 55/14
Josefov, 110 00 Prague 1
Czech Republic
+420 777-767-773
RYAN NEBEL
OLSHAN
FROME WOLOSKY LLP
1325
Avenue of the Americas
New
York, New York 10019
(212)
451-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices
and Communications)
November 6, 2024
(Date of Event Which Requires
Filing of This Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box ¨.
Note: Schedules
filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
§ 240.13d-7 for other parties to whom copies are to be sent.
1
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
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1 |
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NAME OF REPORTING PERSON |
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PALE FIRE CAPITAL SICAV a.s. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ☐ |
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(b) ☐ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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WC |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
☐ |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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CZECH REPUBLIC |
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NUMBER OF |
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7 |
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SOLE VOTING POWER |
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SHARES |
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BENEFICIALLY |
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- 0 - |
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OWNED BY |
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8 |
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SHARED VOTING POWER |
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EACH |
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REPORTING |
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6,212,527 |
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PERSON WITH |
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9 |
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SOLE DISPOSITIVE POWER |
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- 0 - |
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10 |
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SHARED DISPOSITIVE POWER |
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6,212,527 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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6,212,527 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
☐ |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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6.5% |
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14 |
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TYPE OF REPORTING PERSON |
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CO |
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1 |
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NAME OF REPORTING PERSON |
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PALE FIRE CAPITAL SE |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ☐ |
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(b) ☐ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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AF |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
☐ |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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CZECH REPUBLIC |
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NUMBER OF |
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7 |
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SOLE VOTING POWER |
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SHARES |
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BENEFICIALLY |
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- 0 - |
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OWNED BY |
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8 |
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SHARED VOTING POWER |
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EACH |
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REPORTING |
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6,212,527 |
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PERSON WITH |
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9 |
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SOLE DISPOSITIVE POWER |
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- 0 - |
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10 |
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SHARED DISPOSITIVE POWER |
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6,212,527 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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6,212,527 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
☐ |
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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6.5% |
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14 |
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TYPE OF REPORTING PERSON |
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OO, HC |
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1 |
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NAME OF REPORTING PERSON |
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JAN BARTA |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ☐ |
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(b) ☐ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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AF |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
☐ |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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CZECH REPUBLIC |
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NUMBER OF |
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7 |
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SOLE VOTING POWER |
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SHARES |
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BENEFICIALLY |
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- 0 - |
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OWNED BY |
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8 |
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SHARED VOTING POWER |
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EACH |
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REPORTING |
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6,212,527 |
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PERSON WITH |
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9 |
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SOLE DISPOSITIVE POWER |
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- 0 - |
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10 |
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SHARED DISPOSITIVE POWER |
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6,212,527 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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6,212,527 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
☐ |
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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6.5% |
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14 |
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TYPE OF REPORTING PERSON |
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IN, HC |
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1 |
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NAME OF REPORTING PERSON |
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DUSAN SENKYPL |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ☐ |
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(b) ☐ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS |
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|
AF |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
☐ |
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|
|
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
|
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CZECH REPUBLIC |
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NUMBER OF |
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7 |
|
SOLE VOTING POWER |
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SHARES |
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|
BENEFICIALLY |
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- 0 - |
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OWNED BY |
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8 |
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SHARED VOTING POWER |
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EACH |
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REPORTING |
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6,212,527 |
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PERSON WITH |
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9 |
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SOLE DISPOSITIVE POWER |
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- 0 - |
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10 |
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SHARED DISPOSITIVE POWER |
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6,212,527 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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6,212,527 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
☐ |
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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6.5% |
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14 |
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TYPE OF REPORTING PERSON |
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IN, HC |
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The following constitutes
Amendment No. 4 to the Schedule 13D filed by the undersigned (“Amendment No. 4”). This Amendment No. 4 amends the Schedule
13D as specifically set forth herein.
| Item 2. | Identity and Background. |
Item 2(c) is hereby amended
and restated to read as follows:
(c) The
principal business of each of PFC SICAV and Pale Fire Capital is investing in securities. Pale Fire Capital is the controlling person
and sole shareholder of PFC SICAV. Messrs. Senkypl and Barta are the two control persons of Pale Fire Capital, with Mr. Senkypl serving
as Chairman of its board and Mr. Barta serving as Chairman of its supervisory board. Mr. Senkypl also serves as the Chief Executive Officer
of Groupon, Inc., a global scaled two-sided marketplace that connects consumers to merchants, which has a principal business address of
35 West Wacker Drive, 25th Floor, Chicago, Illinois 60601.
| Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 is hereby amended
and restated to read as follows:
The Shares purchased by PFC
SICAV were purchased with working capital. The aggregate purchase price of the 6,212,527 Shares beneficially owned by PFC SICAV is approximately
$65,843,120.
| Item 5. | Interest in Securities of the Issuer. |
Items 5(a) and (c) are hereby
amended and restated to read as follows:
(a) The
aggregate percentage of Shares reported owned by each person named herein is based upon 94,952,000 Shares outstanding as of June 30, 2024,
which is the total number of Shares outstanding as reported in Exhibit 99.1 to the Issuer’s Form 6-K filed with the Securities and
Exchange Commission on August 14, 2024.
As of the date hereof, PFC
SICAV directly beneficially owned 6,212,527 Shares, constituting approximately 6.5% of the Shares outstanding. Pale Fire Capital, as the
controlling person and sole shareholder of PFC SICAV, may be deemed to beneficially own the 6,212,527 Shares beneficially owned directly
by PFC SICAV, constituting approximately 6.5% of the Shares outstanding. Mr. Senkypl, as a control person and Chairman of the board of
Pale Fire Capital, may be deemed to beneficially own the 6,212,527 Shares beneficially owned directly by PFC SICAV, constituting approximately
6.5% of the Shares outstanding. Mr. Barta, as a control person and Chairman of the supervisory board of Pale Fire Capital, may be deemed
to beneficially own the 6,212,527 Shares beneficially owned directly by PFC SICAV, constituting approximately 6.5% of the Shares outstanding.
The filing of this Schedule
13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934,
as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. Each of the Reporting Persons specifically
disclaims beneficial ownership of the securities reported herein that he or it does not directly own.
(c) Schedule
B annexed hereto lists all transactions in securities of the Issuer by the Reporting Persons during the past 60 days. All of such transactions
were effected in the open market unless otherwise noted therein.
SIGNATURES
After reasonable inquiry
and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete
and correct.
Dated: November 8, 2024
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Pale Fire Capital SICAV a.s. |
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By: |
/s/ Martin Trpak |
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Name: |
Martin Trpak |
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Title: |
Authorized Representative |
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Pale Fire Capital SE |
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By: |
/s/ Dusan Senkypl |
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Name: |
Dusan Senkypl |
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Title: |
Chairman of the Board |
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/s/ Dusan Senkypl |
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Dusan Senkypl |
SCHEDULE B
Transactions in Securities of the Issuer
During the Past 60 Days
Nature of the Transaction |
Securities
Purchased/(Sold) |
Price Per
Security($) |
Date of
Purchase/Sale |
PALE FIRE CAPITAL SICAV a.s.
Sale of Ordinary Shares |
(17,928) |
16.1178 |
09/13/2024 |
Sale of Ordinary Shares |
(10,602) |
16.1588 |
09/13/2024 |
Sale of Ordinary Shares |
(35,429) |
16.5539 |
09/16/2024 |
Sale of Ordinary Shares |
(100,000) |
16.5212 |
09/16/2024 |
Sale of Ordinary Shares |
(3,700) |
16.6011 |
09/16/2024 |
Sale of Ordinary Shares |
(91,200) |
16.6280 |
09/16/2024 |
Sale of Ordinary Shares |
(20,859) |
16.7778 |
09/17/2024 |
Sale of Ordinary Shares |
(7,800) |
16.8872 |
09/17/2024 |
Sale of Ordinary Shares |
(34,807) |
16.9374 |
09/18/2024 |
Sale of Ordinary Shares |
(100,000) |
16.8931 |
09/18/2024 |
Sale of Ordinary Shares |
(54,600) |
17.0226 |
09/18/2024 |
Sale of Ordinary Shares |
(11,929) |
17.0383 |
09/19/2024 |
Sale of Ordinary Shares |
(6,805) |
17.0353 |
09/20/2024 |
Sale of Ordinary Shares |
(500) |
16.8950 |
09/27/2024 |
Sale of Ordinary Shares |
(200) |
16.4850 |
10/01/2024 |
Sale of Ordinary Shares |
(1,900) |
16.1706 |
10/08/2024 |
Sale of Ordinary Shares |
(4,011) |
16.0857 |
10/09/2024 |
Sale of Ordinary Shares |
(13,361) |
15.9347 |
10/10/2024 |
Sale of Ordinary Shares |
(29,800) |
16.1036 |
10/11/2024 |
Sale of Ordinary Shares |
(37,285) |
16.1646 |
10/14/2024 |
Sale of Ordinary Shares |
(407) |
16.2137 |
10/15/2024 |
Sale of Ordinary Shares |
(11,098) |
16.3193 |
10/16/2024 |
Sale of Ordinary Shares |
(13,492) |
16.1338 |
10/24/2024 |
Sale of Ordinary Shares |
(11,087) |
16.2506 |
10/25/2024 |
Sale of Ordinary Shares |
(45,590) |
16.8423 |
11/06/2024 |
Sale of Ordinary Shares |
(34,119) |
16.8665 |
11/06/2024 |
Sale of Ordinary Shares |
(57) |
16.9300 |
11/06/2024 |
Sale of Ordinary Shares |
(4,110) |
16.8200 |
11/07/2024 |
Sale of Ordinary Shares |
(29,158) |
16.7303 |
11/08/2024 |
Sale of Ordinary Shares |
(60,281) |
16.7662 |
11/08/2024 |
Sale of Ordinary Shares |
(39,000) |
16.7503 |
11/08/2024 |
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