Initial Statement of Beneficial Ownership (3)
June 25 2020 - 3:29PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
JPMorgan Chase Bank, N.A. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/17/2020
|
3. Issuer Name and Ticker or Trading Symbol
Nuveen California Quality Municipal Income Fund [NAC]
|
(Last)
(First)
(Middle)
1111 POLARIS PARKWAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
COLUMBUS, OH 43240
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Series 5 Variable Rate Demand Preferred Shares | 1589 (1) | I (1) | By Trust (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The 1,589 Series 5 Variable Rate Demand Preferred Shares ("VRDP Shares") reported as acquired in Table I represent VRDP Shares of the Issuer beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). On June 18, 2020 JPMCB acquired the VRDP Shares from the Issuer and on June 25, 2020, JPMCB deposited the VRDP Shares into a trust designated as the J.P. Morgan PUTTERs/DRIVERs, Series 5038 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VRDP Shares. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
JPMorgan Chase Bank, N.A. 1111 POLARIS PARKWAY COLUMBUS, OH 43240 |
| X |
|
|
Signatures
|
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, by: /s/ Sean Saroya | | 6/25/2020 |
**Signature of Reporting Person | Date |
Nuveen California Qualit... (NYSE:NAC)
Historical Stock Chart
From Feb 2025 to Mar 2025
Nuveen California Qualit... (NYSE:NAC)
Historical Stock Chart
From Mar 2024 to Mar 2025