2755 Sand Hill RoadSuite 150Menlo ParkCaliforniaFALSE00015803458/7/202400015803452024-08-072024-08-07



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 7, 2024

TriplePoint Venture Growth BDC Corp.
(Exact name of registrant as specified in its charter)

Maryland814-0104446-3082016
(State or other jurisdiction
of incorporation)		(Commission
File Number)		(IRS Employer
Identification No.)
TriplePoint Venture Growth BDC Corp.
2755 Sand Hill Road, Suite 150
Menlo Park, California
94025
(Address of principal executive offices)(Zip Code)
(650) 854-2090
(Registrant’s telephone number, including area code)
n/a
(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each class
Trading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.01 per shareTPVGNew York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨



Item 8.01    Other Events.

In June 2023, a shareholder filed a putative securities class action complaint against TriplePoint Venture Growth BDC Corp. (the “Company”) and certain of its directors and officers (collectively, the “Defendants”). Case No. 3:23-cv-02980 (N.D. Cal.). The complaint alleged violations of federal securities laws during a class period between March 4, 2020 and May 1, 2023. As relief, the plaintiff sought, among other things, unspecified damages and fees and costs. The Court appointed a lead plaintiff in September 2023, and an amended complaint was filed on December 5, 2023. Defendants filed a motion to dismiss on January 10, 2024, and the Court held a hearing on the motion on February 20, 2024. On August 7, 2024, the Court determined that the plaintiff had failed to state a valid claim and granted Defendants’ motion to dismiss without leave to amend.
Item 9.01    Financial Statements and Exhibits.
(d) Exhibits
Exhibit No.Description
104 Cover Page Interactive Data File (formatted as Inline XBRL).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

TriplePoint Venture Growth BDC Corp.
By:/s/ James P. Labe
Name:James P. Labe
Title:Chief Executive Officer
Date: August 8, 2024

v3.24.2.u1
Cover
Aug. 07, 2024
Cover [Abstract]  
Document Type 8-K
Document Period End Date Aug. 07, 2024
Entity Registrant Name TriplePoint Venture Growth BDC Corp.
Entity Incorporation, State or Country Code MD
Securities Act File Number 814-01044
Entity Tax Identification Number 46-3082016
Entity Address, Address Line One 2755 Sand Hill Road
Entity Address, Address Line Two Suite 150
Entity Address, City or Town Menlo Park
Entity Address, State or Province CA
Amendment Flag false
Entity Central Index Key 0001580345
Entity Address, Postal Zip Code 94025
City Area Code 650
Local Phone Number 854-2090
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, par value $0.01 per share
Trading Symbol TPVG
Security Exchange Name NYSE
Entity Emerging Growth Company false
TriplePoint Venture Grow... (NYSE:TPVG)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more TriplePoint Venture Grow... Charts.
TriplePoint Venture Grow... (NYSE:TPVG)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more TriplePoint Venture Grow... Charts.