Form 8-K - Current report
January 02 2025 - 3:56PM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
January
2, 2025
Date
of Report (Date of earliest event reported)
PETVIVO
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Nevada |
|
001-40715 |
|
99-0363559 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
5151
Edina Industrial Blvd.
Edina,
Minnesota |
|
55349 |
(Address of principal executive
offices) |
|
(Zip Code) |
(952)
405-6216
Registrant’s
telephone number, including area code
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered* |
Common Stock |
|
PETV |
|
OTCQB |
Warrants |
|
PETVW |
|
OTCQB |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 7.01 |
Regulation FD Disclosure. |
Representatives
of PetVivo Holdings, Inc. (the “Company”) intend to make presentations at investor conferences and in other forums and these
presentations may include the information contained in Exhibit 99.1 attached to this Current Report on Form 8-K (the “Investor
Presentation”). A copy of the Investor Presentation containing such information that may be disclosed by the Company is attached
as Exhibit 99.1 to this report and the information set forth therein is incorporated herein by reference and constitutes a part of this
report. The Company intends to disclose the information contained in the Investor Presentation, in whole or in part, and with updates
and possibly modifications, in connection with presentations to investors, analysts and others and on its corporate website.
The
Company is furnishing the information contained in Exhibit 99.1 pursuant to Regulation FD and Item 7.01 of Form 8-K promulgated by the
Securities and Exchange Commission (“SEC”). This information shall not be deemed to be “filed” with the SEC for
the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section, nor shall it be deemed to be incorporated by reference into any registration statement or other document
filed under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such
filing.
The
information contained in Exhibit 99.1 is summary information that is intended to be considered in the context of the Company’s
SEC filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The Company undertakes
no duty or obligation to publicly update or revise the information contained in Exhibit 99.1, although it may do so from time to time
as its management believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC,
through press releases or through other public disclosure. By filing this report and furnishing this information, the Company makes no
admission as to the materiality of any information contained in this report, including Exhibit 99.1.
Item 9.01 |
Financial Statements and Exhibits. |
The following exhibit are being furnished herein:
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized
|
PETVIVO HOLDINGS, INC. |
|
|
|
Date: January 2, 2025 |
By: |
/s/ John
Lai |
|
Name: |
John Lai |
|
Title: |
Chief Executive Officer |
Exhibit
99.1
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_001.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_002.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_003.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_004.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_005.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_006.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_007.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_008.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_009.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_010.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_011.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_012.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_013.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_014.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_015.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_016.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_017.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_018.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_019.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_020.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_021.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_022.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_023.jpg)
![](https://www.sec.gov/Archives/edgar/data/1512922/000149315225000086/ex99-1_024.jpg)
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