Morgan Stanley & Co. LLC Form 8.5 (EPT/RI)-Replacement of MGM Resorts (2241M)
January 19 2021 - 11:11AM
UK Regulatory
TIDMMGM
RNS Number : 2241M
Morgan Stanley & Co. LLC
19 January 2021
AMMENT(2(a))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: MGM Resorts International
Use a separate form for each offeror/offeree
--------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Entain plc
--------------------------
(d) Date dealing undertaken: 15 January 2021
--------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader making YES- Entain plc
disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
USD 0.01 common PURCHASES 6,394 21.8462 GBP 21.8462 GBP
----------------- ------------------------ ----------------------- -----------------------
USD 0.01 common SALES 6,394 21.8462 GBP 21.8462 GBP
----------------- ------------------------ ----------------------- -----------------------
USD 0.01 common PURCHASES 1,721,931 35.0000 USD 10.0000 USD
----------------- ------------------------ ----------------------- -----------------------
USD 0.01 common SALES 1,721,067 37.0000 USD 13.0000 USD
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
N/A N/A N/A N/A N/A
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
USD 0.01
common CALL PURCHASING 100 29.000000 A 29/01/2021 1.5600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 800 31.000000 A 29/01/2021 0.7100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 30.000000 A 29/01/2021 1.1100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 200 30.000000 A 22/01/2021 0.8100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 500 29.000000 A 22/01/2021 0.5700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 30.000000 A 22/01/2021 0.7500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 29.000000 A 22/01/2021 0.4200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 33.000000 A 22/01/2021 0.1000 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 100 25.500000 A 22/01/2021 0.0400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 200 29.000000 A 22/01/2021 0.4800 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 500 31.000000 A 22/01/2021 0.3500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 1,700 28.500000 A 22/01/2021 0.3000 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 200 31.000000 A 22/01/2021 0.3800 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 600 27.500000 A 22/01/2021 0.1000 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 200 31.000000 A 22/01/2021 0.2800 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 300 27.500000 A 22/01/2021 0.0900 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 300 32.000000 A 22/01/2021 0.1700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 30.500000 A 22/01/2021 0.4500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 29.000000 A 22/01/2021 1.2300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 200 31.500000 A 22/01/2021 0.2900 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 2,100 30.500000 A 22/01/2021 0.5600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 400 31.500000 A 22/01/2021 0.2300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 200 31.000000 A 22/01/2021 0.3600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 800 34.000000 A 22/01/2021 0.0600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 30.000000 A 22/01/2021 0.8800 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 400 30.500000 A 22/01/2021 0.5600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 32.000000 A 22/01/2021 0.1600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 300 28.000000 A 22/01/2021 0.1600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 32.500000 A 22/01/2021 0.1200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 300 27.500000 A 22/01/2021 0.1100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 29.000000 A 22/01/2021 0.4900 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 400 30.000000 A 22/01/2021 0.7300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 400 30.000000 A 22/01/2021 0.8600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 100 27.500000 A 22/01/2021 0.2100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 4,100 29.000000 A 22/01/2021 0.5600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 32.000000 A 22/01/2021 0.1700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 30.000000 A 21/01/2022 5.9200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 33.000000 A 19/03/2021 1.5100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 32.000000 A 19/02/2021 1.1600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 5,000 35.000000 A 19/02/2021 0.4700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 200 29.000000 A 19/02/2021 1.7000 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 300 28.000000 A 19/02/2021 1.2700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 31.000000 A 19/02/2021 1.4700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 27.000000 A 19/02/2021 0.8400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 28.000000 A 19/02/2021 1.1700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 400 22.000000 A 19/02/2021 0.2100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 32.000000 A 19/02/2021 1.0700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 25.000000 A 19/02/2021 0.4800 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 600 32.000000 A 18/06/2021 3.2500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 200 30.000000 A 18/06/2021 3.8700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 34.000000 A 17/09/2021 7.4000 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 500 36.000000 A 17/09/2021 2.7700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 28.000000 A 16/04/2021 4.1200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 300 30.500000 A 15/01/2021 0.0200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 10.000000 A 15/01/2021 20.0900 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 3,700 30.000000 A 15/01/2021 0.3100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 5,800 30.000000 A 15/01/2021 0.0600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 1,200 30.000000 A 15/01/2021 0.2900 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 30.000000 A 15/01/2021 0.1700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 28.000000 A 15/01/2021 2.1000 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 1,200 29.500000 A 15/01/2021 0.1100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 1,200 30.000000 A 15/01/2021 0.0600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 5,000 25.000000 A 15/01/2021 5.0400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 30.500000 A 15/01/2021 0.3900 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 29.000000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 1,900 30.000000 A 15/01/2021 0.1300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 300 34.000000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 31.000000 A 15/01/2021 0.0300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 30.500000 A 15/01/2021 0.0200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 2,600 30.000000 A 15/01/2021 0.1400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 100 30.000000 A 15/01/2021 0.1800 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 500 34.500000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 300 30.000000 A 15/01/2021 0.1200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 30.000000 A 15/01/2021 0.1500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 300 30.000000 A 15/01/2021 0.0800 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 28.000000 A 15/01/2021 0.0200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 100 29.000000 A 15/01/2021 0.0400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 200 30.000000 A 15/01/2021 0.1700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 6,800 31.000000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 300 32.000000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 900 30.500000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 15.000000 A 15/01/2021 15.0500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 33.000000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 900 29.000000 A 15/01/2021 0.0200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 500 30.000000 A 15/01/2021 0.0700 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 31.000000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 32.500000 A 15/01/2021 0.0100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 500 30.000000 A 15/01/2021 0.1500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 28,500 30.000000 A 15/01/2021 0.0500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 31.000000 A 15/01/2021 0.0200 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT PURCHASING 3,200 30.000000 A 15/01/2021 0.1300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 300 31.000000 A 15/01/2021 0.0400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 300 20.000000 A 15/01/2021 9.9500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 200 31.000000 A 15/01/2021 0.0300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 700 29.500000 A 15/01/2021 0.1600 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 30.000000 A 12/02/2021 1.6400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 2,400 31.000000 A 05/02/2021 2.1400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL PURCHASING 100 35.000000 A 05/02/2021 0.2100 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 100 31.000000 A 05/02/2021 2.1500 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common CALL WRITING 100 31.000000 A 05/02/2021 1.0400 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
USD 0.01
common PUT WRITING 1,300 31.000000 A 05/02/2021 2.1300 USD
-------------- ------------- ------------ ------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 19 January 2021
Contact name: Craig Horsley
-----------------
Telephone number: +44 141 245-7736
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
FERFLFLDLIIALIL
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January 19, 2021 12:11 ET (17:11 GMT)
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