|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
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Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
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Date position held/dealing undertaken:
|
20 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
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|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,399,551
|
0.44%
|
20,915,657
|
1.71%
|
|
(2)
Cash-settled derivatives:
|
20,889,536
|
1.70%
|
5,108,428
|
0.42%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
26,289,087
|
2.15%
|
26,024,085
|
2.12%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
719647
|
27.1188
GBP
|
26.3300
GBP
|
|
ADR
|
Sale
|
112515
|
17.2238
USD
|
16.9844
USD
|
|
USD 0.54945
ordinary
|
Sale
|
4954027
|
27.0600
GBP
|
26.3300
GBP
|
|
ADR
|
Purchase
|
162515
|
17.2238
USD
|
16.9844
USD
|
|
USD 0.54945
ordinary
|
Sale
|
6583
|
31.0921
EUR
|
31.0921
EUR
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
465
|
26.5402
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
87
|
621.6900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
166
|
26.9750
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
191
|
26.6663
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
200
|
26.9051
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
310
|
621.6900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
641
|
26.6888
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
650
|
26.7629
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,667
|
26.7634
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,715
|
26.8000
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
2,602
|
26.6994
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
5,382
|
27.0350
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,414
|
621.6884
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,458
|
26.7601
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,978
|
614.1146
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,124
|
616.3451
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,649
|
615.3245
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,257
|
26.6064
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,304
|
26.7637
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
12,771
|
26.5055
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
13,885
|
26.8308
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,370
|
26.8085
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,461
|
622.4834
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
17,863
|
26.6282
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
19,242
|
26.8000
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
20,244
|
26.7525
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
22,508
|
26.8000
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
25,000
|
26.6856
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
28,063
|
622.0075
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
32,121
|
26.5933
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
32,282
|
614.7054
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
97,074
|
26.7832
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
119,924
|
26.7841
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
168
|
619.9566
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
206
|
621.0601
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
207
|
621.0329
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
733
|
26.7997
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,264
|
26.7573
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,500
|
623.0023
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,821
|
26.7412
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,045
|
618.2216
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,369
|
26.7393
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
6,583
|
31.0886
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
8,655
|
26.7548
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
12,122
|
26.8439
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
12,818
|
26.8253
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
19,046
|
26.7683
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
19,240
|
26.8792
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
32,282
|
614.5364
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
34,110
|
618.4592
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
83,497
|
621.3983
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
143,010
|
619.3962
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
87
|
621.6900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
123
|
26.4769
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
310
|
621.6900
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
378
|
26.7373
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
551
|
611.5213
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,179
|
26.9350
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
5,382
|
27.0350
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,414
|
621.6884
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
6,270
|
26.7336
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,978
|
614.1146
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,124
|
616.3451
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,649
|
615.3245
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,500
|
26.5444
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
9,741
|
26.8000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,146
|
621.7296
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
11,241
|
26.6587
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
12,100
|
26.8692
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
12,390
|
26.8829
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13,370
|
26.8015
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
15,461
|
622.4834
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
28,063
|
622.0075
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
39,138
|
26.8070
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
50,536
|
26.8424
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
65,560
|
26.8478
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
323,696
|
26.7739
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
4,000,000
|
26.4800
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
168
|
619.9566
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
206
|
621.0601
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
207
|
621.0329
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
415
|
26.5379
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
551
|
611.7659
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
649
|
26.7251
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,500
|
623.0023
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,584
|
27.0262
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,702
|
26.8002
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,126
|
26.5040
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
6,045
|
618.2216
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
8,596
|
26.6721
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
10,595
|
26.6701
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
11,146
|
621.9006
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
19,379
|
26.5918
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
34,110
|
618.4592
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
83,497
|
621.5847
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
143,010
|
619.5821
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
85
|
26.5162
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
97
|
26.5945
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
150
|
26.8222
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
12,489
|
26.7345
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
12,781
|
26.8218
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
24,328
|
26.5476
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
29,735
|
26.8110
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
21 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|