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FORM 8.5
(EPT/NON-RI)
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PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT
APPLICABLE)
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Rule 8.5 of the Takeover Code
(the "Code")
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1.
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KEY
INFORMATION
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(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
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HARGREAVES LANSDOWN PLC
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(c)
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Name of the party to the offer with which exempt
principal trader is connected
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HARGREAVES LANSDOWN PLC
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(d)
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Date position held/dealing undertaken:
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06 Jun 2024
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(e)
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In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
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NO
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2.
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
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to
which the disclosure relates following the dealing (if
any)
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Class of relevant security:
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0.4p ordinary
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Interests
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Short
Positions
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Number
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(%)
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Number
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(%)
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(1)
Relevant securities owned and/or controlled:
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739,262
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0.16%
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7,763,832
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1.64%
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(2)
Cash-settled derivatives:
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7,746,570
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1.63%
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484,759
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0.10%
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(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
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0
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0.00%
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0
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0.00%
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TOTAL:
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8,485,832
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1.79%
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8,248,591
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1.74%
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(b)
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Rights to subscribe for new securities (including directors
and other executive options)
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Class of relevant security in relation to
which subscription right exists
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Details, including nature of the rights
concerned and relevant percentages:
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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(a)
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Purchase and sales
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Class of relevant
security
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Purchase/sale
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Total number of
securities
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Highest price per unit
paid/received
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Lowest price per unit
paid/received
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0.4p
ordinary
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Purchase
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1256022
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10.7900
GBP
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10.5750
GBP
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0.4p
ordinary
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Sale
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526026
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10.7900
GBP
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10.5618
GBP
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(b)
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Cash-settled derivative transactions
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Class of
relevant
security
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Product
description
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Nature of
dealing
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Number of
reference
securities
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Price per
unit
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0.4p
ordinary
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SWAP
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Closing
Long
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50
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10.7589
GBP
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0.4p
ordinary
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CFD
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Decreasing
Long
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77
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10.7637
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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116
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10.7100
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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234
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10.6450
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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263
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10.5853
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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464
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10.7167
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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1,315
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10.6190
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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1,841
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10.6020
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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2,104
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10.5966
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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2,961
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10.6515
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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3,584
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10.6343
GBP
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0.4p
ordinary
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CFD
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Decreasing
Long
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7,823
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10.6307
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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8,467
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10.6546
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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8,657
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10.6095
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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10,810
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10.6141
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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11,367
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10.6168
GBP
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0.4p
ordinary
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CFD
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Decreasing
Long
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14,296
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10.6170
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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14,822
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10.6559
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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16,728
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10.6842
GBP
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0.4p
ordinary
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CFD
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Decreasing
Long
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17,180
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10.7073
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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17,675
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10.6328
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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21,416
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10.6685
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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27,149
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10.6311
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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33,602
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10.6124
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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38,007
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10.6317
GBP
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0.4p
ordinary
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CFD
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Decreasing
Long
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45,559
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10.6950
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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72,491
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10.6143
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Long
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432,563
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10.6550
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Short
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75
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10.5722
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Short
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167
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10.7642
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Short
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446
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10.6718
GBP
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0.4p
ordinary
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SWAP
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Decreasing
Short
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3,538
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10.6874
GBP
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0.4p
ordinary
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SWAP
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Increasing
Long
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724
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10.6909
GBP
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0.4p
ordinary
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SWAP
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Increasing
Long
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1,535
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10.6902
GBP
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0.4p
ordinary
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CFD
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Increasing
Long
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1,818
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10.6747
GBP
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0.4p
ordinary
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SWAP
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Increasing
Long
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4,007
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10.7241
GBP
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0.4p
ordinary
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SWAP
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Increasing
Long
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11,053
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10.6322
GBP
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0.4p
ordinary
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SWAP
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Increasing
Long
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12,618
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10.6869
GBP
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0.4p
ordinary
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SWAP
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Increasing
Long
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15,342
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10.6550
GBP
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0.4p
ordinary
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CFD
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Increasing
Long
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15,362
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10.6550
GBP
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0.4p
ordinary
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SWAP
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Increasing
Long
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22,104
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10.6319
GBP
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0.4p
ordinary
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CFD
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Increasing
Long
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45,559
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10.6950
GBP
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0.4p
ordinary
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SWAP
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Opening
Long
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3
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10.6833
GBP
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0.4p
ordinary
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SWAP
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Opening
Long
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3,254
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10.6891
GBP
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0.4p
ordinary
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SWAP
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Opening
Long
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15,759
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10.7083
GBP
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0.4p
ordinary
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SWAP
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Opening
Long
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17,773
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10.6387
GBP
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0.4p
ordinary
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SWAP
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Opening
Short
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22,331
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10.7901
GBP
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(c)
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Stock-settled derivative transactions (including
options)
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(i)
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Writing, selling, purchasing or varying
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Class of
relevant security
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Product
description
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Writing,
purchasing, selling, varying etc
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Number of
securities to which option
relates
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Exercise price per
unit
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Type
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Expiry
date
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Option money
paid/ received per unit
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(ii)
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Exercising
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Class of relevant
security
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Product
description
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Exercising/ exercised
against
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Number of
securities
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Exercise price per
unit
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(d)
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Other dealings (including subscribing for new
securities)
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Class of relevant
security
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Nature of
Dealings
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Details
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Price per unit (if
applicable)
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4.
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OTHER INFORMATION
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(a)
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Indemnity and other dealings arrangements
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Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
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NONE
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(b)
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Agreements, arrangements or understandings relating to options
or derivatives
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Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
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NONE
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(c)
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Attachments
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Is
a Supplemental Form 8 (Open Positions) attached?
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NO
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Date of disclosure:
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07 Jun 2024
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Contact name:
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Large Holdings Regulatory
Operations
|
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Telephone number:
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020 3134
7213
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