D E Shaw & Co LP Form 8.3 - Royal Dutch Shell Plc (9646O)
February 12 2016 - 8:21AM
UK Regulatory
TIDMBG. TIDMRDSA
RNS Number : 9646O
D E Shaw & Co LP
12 February 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: D. E. Shaw & Co., L.P.
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell Plc
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and specify
identity
of offeror/offeree:
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(e) Date position held/dealing undertaken: February 11, 2016
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(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in Yes: BG Group Plc
respect of any other party to this offer?
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: EUR 0.07 A ordinary and A ADSs
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Interests Short positions
-------------------------------------------------- ----------------- ------------------
Number % Number %
-------------------------------------------------- ---------- ----- ----------- -----
(1) Relevant securities owned and/or controlled: 639,417 0.01 2,393,522 0.06
-------------------------------------------------- ---------- ----- ----------- -----
(2) Derivatives (other than options): 7,459,334 0.18 17,400,359 0.43
-------------------------------------------------- ---------- ----- ----------- -----
(3) Options and agreements to purchase/sell: 6,400 0.00 125,400 0.00
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TOTAL: 8,105,151 0.20 19,668,481 0.49
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Class of relevant security: EUR 0.07 B ordinary and B ADSs
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Interests Short positions
-------------------------------------------------- ------------------ ------------------
Number % Number %
-------------------------------------------------- ----------- ----- ----------- -----
(1) Relevant securities owned and/or controlled: 3,800 0.00 12 0.00
-------------------------------------------------- ----------- ----- ----------- -----
(2) Derivatives (other than options): 6,104,069 0.25 1,628,991 0.06
-------------------------------------------------- ----------- ----- ----------- -----
(3) Options and agreements to purchase/sell: 500,000 0.02 1,350,000 0.05
-------------------------------------------------- ----------- ----- ----------- -----
TOTAL: 6,607,869 0.27 2,979,003 0.12
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All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
---------------------------- --------------- --------------------- ---------------
A ADSs Purchase 100 USD 41.62
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A ADSs Purchase 800 USD 41.63
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A ADSs Purchase 400 USD 41.64
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A ADSs Purchase 400 USD 41.69
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A ADSs Purchase 200 USD 41.72
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A ADSs Purchase 100 USD 41.75
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A ADSs Purchase 385 USD 41.76
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A ADSs Purchase 100 USD 41.81
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A ADSs Purchase 100 USD 41.85
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A ADSs Purchase 400 USD 41.89
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A ADSs Purchase 300 USD 41.90
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A ADSs Purchase 400 USD 41.93
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A ADSs Purchase 100 USD 41.94
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A ADSs Purchase 400 USD 41.95
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A ADSs Purchase 100 USD 41.97
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A ADSs Purchase 100 USD 42.00
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A ADSs Purchase 200 USD 42.02
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A ADSs Purchase 300 USD 42.04
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A ADSs Purchase 900 USD 42.05
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A ADSs Purchase 300 USD 42.06
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A ADSs Purchase 200 USD 42.07
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A ADSs Purchase 200 USD 42.08
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A ADSs Purchase 200 USD 42.09
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A ADSs Purchase 100 USD 42.10
---------------------------- --------------- --------------------- ---------------
A ADSs Purchase 800 USD 42.11
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A ADSs Purchase 200 USD 42.15
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