UBS AG (EPT) Form 8.5 (EPT/RI)

RNS Number : 2501N

UBS AG (EPT)

03 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	4058434	22.33000 GBP	22.05500 GBP
Ordinary NPV	Sell	4031371	22.34000 GBP	22.15300 GBP
ADR	Buy	27659	5.583795 USD	5.555800 USD
ADR	Sell	28477	5.583795 USD	5.555800 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	72685	42.400098 AUD
Ordinary NPV	CFD	Long	48467	42.39993 AUD
Ordinary NPV	CFD	Long	50	42.4 AUD
Ordinary NPV	CFD	Long	204106	42.394822 AUD
Ordinary NPV	CFD	Long	69577	42.386773 AUD
Ordinary NPV	CFD	Long	3200	22.205573 GBP
Ordinary NPV	CFD	Long	19776	42.3199036014563 AUD
Ordinary NPV	CFD	Long	26	42.4154529384615 AUD
Ordinary NPV	CFD	Long	90126	42.38 AUD
Ordinary NPV	CFD	Long	6373	42.451943 AUD
Ordinary NPV	CFD	Long	182	42.3971301934066 AUD
Ordinary NPV	CFD	Long	408	42.3829083529412 AUD
Ordinary NPV	CFD	Long	49237	42.382328 AUD
Ordinary NPV	CFD	Long	31598	42.373747 AUD
Ordinary NPV	CFD	Long	1033	42.397648 AUD
Ordinary NPV	CFD	Long	464	42.384443 AUD
Ordinary NPV	CFD	Long	13	42.39 AUD
Ordinary NPV	CFD	Long	1064	42.410996 AUD
Ordinary NPV	CFD	Long	2296	42.400841 AUD
Ordinary NPV	CFD	Long	3257	42.425061 AUD
Ordinary NPV	CFD	Long	2213	42.406557 AUD
Ordinary NPV	CFD	Long	5160	42.441579 AUD
Ordinary NPV	CFD	Long	15048	42.444083 AUD
Ordinary NPV	CFD	Long	4889	42.40143 AUD
Ordinary NPV	CFD	Long	3894	42.456749 AUD
Ordinary NPV	CFD	Long	4524	42.390864 AUD
Ordinary NPV	CFD	Long	59	42.412203 AUD
Ordinary NPV	CFD	Long	45	42.42166667 AUD
Ordinary NPV	CFD	Long	8825	42.389361 AUD
Ordinary NPV	CFD	Long	19957	42.390504 AUD
Ordinary NPV	CFD	Long	47347	42.433261 AUD
Ordinary NPV	CFD	Long	115666	42.405339 AUD
Ordinary NPV	CFD	Long	17744	42.354087 AUD
Ordinary NPV	CFD	Long	144	22.329653 GBP
Ordinary NPV	CFD	Long	23579	22.19971959 GBP
Ordinary NPV	CFD	Long	18000	42.401031 AUD
Ordinary NPV	CFD	Long	78	42.34 AUD
Ordinary NPV	CFD	Long	37822	516.26698324 ZAR
Ordinary NPV	CFD	Long	31250	22.26838 GBP
Ordinary NPV	CFD	Long	1554	22.1530000738867 GBP
Ordinary NPV	CFD	Long	3	22.255 GBP
Ordinary NPV	CFD	Long	1680000	42.31 AUD
Ordinary NPV	CFD	Long	384	518.5352 ZAR
Ordinary NPV	CFD	Long	13893	517.5512 ZAR
Ordinary NPV	CFD	Long	43259	518.05544072 ZAR
Ordinary NPV	CFD	Long	63854	516.38914759 ZAR
Ordinary NPV	CFD	Long	15922	42.32527949 AUD
Ordinary NPV	CFD	Long	883	42.4484144960362 AUD
Ordinary NPV	CFD	Long	374295	42.396308 AUD
Ordinary NPV	CFD	Long	6111	42.364055 AUD
Ordinary NPV	CFD	Long	96337	42.408743 AUD
Ordinary NPV	CFD	Long	1739	42.38211 AUD
Ordinary NPV	CFD	Long	709	42.3827503526093 AUD
Ordinary NPV	CFD	Long	350	42.3940857142857 AUD
Ordinary NPV	CFD	Long	2904	22.30397383 GBP
Ordinary NPV	CFD	Long	750	22.32 GBP
Ordinary NPV	CFD	Long	124	42.41866935 AUD
Ordinary NPV	CFD	Long	6372	22.2817639655869 GBP
Ordinary NPV	CFD	Long	47774	22.280911583548 GBP
Ordinary NPV	CFD	Long	106	42.493302 AUD
Ordinary NPV	CFD	Short	1680000	42.31 AUD
Ordinary NPV	CFD	Short	397	22.22995 GBP
Ordinary NPV	CFD	Short	17744	42.354087 AUD
Ordinary NPV	CFD	Short	5154	517.549443 ZAR
Ordinary NPV	CFD	Short	5454	517.549737 ZAR
Ordinary NPV	CFD	Short	19957	42.390504 AUD
Ordinary NPV	CFD	Short	13980	42.3799998420601 AUD
Ordinary NPV	CFD	Short	3894	42.4567479198254 AUD
Ordinary NPV	CFD	Short	49237	42.382328 AUD
Ordinary NPV	CFD	Short	69577	42.386773 AUD
Ordinary NPV	CFD	Short	45	42.42166667 AUD
Ordinary NPV	CFD	Short	76146	42.38 AUD
Ordinary NPV	CFD	Short	6373	42.451943 AUD
Ordinary NPV	CFD	Short	408	42.382917 AUD
Ordinary NPV	CFD	Short	26	42.415385 AUD
Ordinary NPV	CFD	Short	883	42.448414 AUD
Ordinary NPV	CFD	Short	182	42.397115 AUD
Ordinary NPV	CFD	Short	19776	42.319903 AUD
Ordinary NPV	CFD	Short	124	42.41866935 AUD
Ordinary NPV	CFD	Short	18000	42.401031 AUD
Ordinary NPV	CFD	Short	1059	42.386498 AUD
Ordinary NPV	CFD	Short	1739	42.38211 AUD
Ordinary NPV	CFD	Short	106	42.493302 AUD
Ordinary NPV	CFD	Short	15922	42.32527949 AUD
Ordinary NPV	CFD	Short	374295	42.396308 AUD
Ordinary NPV	CFD	Short	96337	42.408743 AUD
Ordinary NPV	CFD	Short	78	42.34 AUD
Ordinary NPV	CFD	Short	6111	42.364055 AUD
Ordinary NPV	CFD	Short	72685	42.400098 AUD
Ordinary NPV	CFD	Short	48467	42.39993 AUD
Ordinary NPV	CFD	Short	50	42.4 AUD
Ordinary NPV	CFD	Short	1033	27.697111 USD
Ordinary NPV	CFD	Short	47347	42.433261 AUD
Ordinary NPV	CFD	Short	63854	516.38914759 ZAR
Ordinary NPV	CFD	Short	19153	22.214303 GBP
Ordinary NPV	CFD	Short	16	22.27936062375 GBP
Ordinary NPV	CFD	Short	37822	516.26698324 ZAR
Ordinary NPV	CFD	Short	1064	42.410996 AUD
Ordinary NPV	CFD	Short	31598	42.373747 AUD
Ordinary NPV	CFD	Short	3257	42.425061 AUD
Ordinary NPV	CFD	Short	2296	42.400841 AUD
Ordinary NPV	CFD	Short	204106	42.394822 AUD
Ordinary NPV	CFD	Short	4524	42.390864 AUD
Ordinary NPV	CFD	Short	464	42.384443 AUD
Ordinary NPV	CFD	Short	8825	42.389361 AUD
Ordinary NPV	CFD	Short	5160	42.441579 AUD
Ordinary NPV	CFD	Short	2213	42.406557 AUD
Ordinary NPV	CFD	Short	8781	42.4409828037809 AUD
Ordinary NPV	CFD	Short	6267	42.4484266794319 AUD
Ordinary NPV	CFD	Short	2500	22.121076 GBP
Ordinary NPV	CFD	Short	1814	22.187426 GBP
Ordinary NPV	CFD	Short	1078	22.12422078 GBP
Ordinary NPV	CFD	Short	32920	22.277833 GBP
Ordinary NPV	CFD	Short	384	518.5352 ZAR
Ordinary NPV	CFD	Short	43259	518.05544072 ZAR
Ordinary NPV	CFD	Short	13	42.39 AUD
Ordinary NPV	CFD	Short	4889	27.740287 USD
Ordinary NPV	CFD	Short	115666	42.405339 AUD
Ordinary NPV	CFD	Short	3285	517.556453 ZAR
Ordinary NPV	CFD	Short	59	42.412203 AUD
ADR	CFD	Long	999	55.83456 USD
ADR	CFD	Short	5943	55.8295 USD

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	03 May 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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