Rule 8 (OPD) - UGL Limited (9684S)
November 29 2011 - 5:41AM
UK Regulatory
TIDMDTZ
RNS Number : 9684S
UGL Limited
29 November 2011
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making the disclosure: UGL Limited
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: UGL Limited
Use a separate form for each party to the offer
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(d) Is the party to the offer making the disclosure the offeror or the offeree? OFFEROR
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(e) Date position held: 28 November 2011
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(f) Has the party previously disclosed, or is it today disclosing, under the Code in respect NO
of any other party to this offer?
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2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: ORDINARY SHARES
-------------------------------------------------- --------------------------------
Interests Short positions
-------------------------------------------------- ------------ ------------------
Number % Number %
-------------------------------------------------- -------- ------------- ---
(1) Relevant securities owned and/or controlled: 0 0 0 0
-------------------------------------------------- -------- ------------- ---
(2) Derivatives (other than options): 0 0 0 0
-------------------------------------------------- -------- ------------- ---
(3) Options and agreements to purchase/sell: 0 0 0 0
-------------------------------------------------- -------- ------------- ---
TOTAL: 0 0 0 0
-------------------------------------------------- -------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: 0
-----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages: 0
-----------------------------------------------------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters of intent procured by the party to the offer
making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of
the Code):
-----------------------------------------------------------------------------------------------
NONE
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3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe of any person acting in
concert with the party to the offer making the disclosure:
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DIRECTORS' INTERESTS
Class of relevant security: ORDINARY SHARES
----------------------------- ------------------
Name: Number %
----------------------------- ----------- -----
Trevor Rowe 124,471 0.07
----------------------------- ----------- -----
Richard Humphry 176,026 0.10
----------------------------- ----------- -----
John Ingram 77,549 0.04
----------------------------- ----------- -----
Richard White 35,377 0.02
----------------------------- ----------- -----
Guy Cowan 12,442 0.00
----------------------------- ----------- -----
Kate Spargo 15,748 0.00
----------------------------- ----------- -----
Richard Leupen* 3,423,575 2.00
----------------------------- ----------- -----
* Richard Leupen also holds 1,350,000 unquoted options issued on 13 October 2006 exercisable
at a price per share of $AUD13.77. The options were issued on the terms that they be subject
to both an Earnings Per Share hurdle of 12% compound growth and a Total Shareholder Return
hurdle from a base of 30 June 2006, 540,000 of those options being exercisable following the
release of UGL's results for the year ended 30 June 2009 and a further 810,000 options being
exercisable following the release of UGL's results for the year ended 30 June 2010. If the
performance hurdles were not met by the vesting date, the performance period was to be extended
for a further 12 months, up to the release of the company's results for the year ended 30
June 2011 (this has since been extended).
(GS) Goldman Sachs Asset Management Australia Pty Ltd
Class of relevant security: ORDINARY SHARES
----------------------------- ----------------------------------
Interests Short positions
-------------- ------------------
Number % Number %
----------------------------- ------- ----- ---------- ------
(1) Relevant securities
owned and/or controlled: 99,032 0.05 0 0.00
----------------------------- ------- ----- ---------- ------
(2) Derivatives (other
than options): 0 0.00 0 0.00
----------------------------- ------- ----- ---------- ------
(3) Options and agreements
to purchase/sell: 0 0.00 0 0.00
----------------------------- ------- ----- ---------- ------
TOTAL: 99,032 0.05 0 0.00
----------------------------- ------- ----- ---------- ------
Irrewarra Investments Pty Ltd
Class of relevant security: ORDINARY SHARES
----------------------------- ----------------------------------
Interests Short positions
-------------- ------------------
Number % Number %
----------------------------- ------- ----- ---------- ------
(1) Relevant securities
owned and/or controlled: 27 0.00 0 0.00
----------------------------- ------- ----- ---------- ------
(2) Derivatives (other
than options): 0 0.00 0 0.00
----------------------------- ------- ----- ---------- ------
(3) Options and agreements
to purchase/sell: 0 0.00 0 0.00
----------------------------- ------- ----- ---------- ------
TOTAL: 27 0.00 0 0.00
----------------------------- ------- ----- ---------- ------
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3 for each additional class of
relevant security.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
If there are no such agreements, arrangements or understandings, state "none"
------------------------------------------------------------------------------------------------
NONE
------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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NONE
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
------------------------------------- ---
Supplemental Form 8 (SBL) NO
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Date of disclosure: 29 November 2011
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Contact name: Dennis Mentzines
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Telephone number: +61 2 9492 8839
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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