EMM Disclosure
January 15 2004 - 10:32AM
UK Regulatory
RNS Number:2884U
Morgan Stanley & Co. Inc.
15 January 2004
Lodge with Company Announcements Office and the Panel. Use a separate form
for each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM: Morgan Stanley & Co Inc &
Morgan Stanley Capital Services Inc
Date of disclosure: 15 January 2004
Contact name: George Sobek
Telephone number: 020 7677 2488
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
General Electric Company
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in: General Electric Company (name of company)
Class of security: Common Stock
Date of disclosure: 15 January 2004
Date of dealing: 14 January 2004
Name of EMM: Morgan Stanley & Co. Inc.
Name of offeree/offeror with whom connected Amersham Plc (Offeree)
Total number of securities bought: 381,053
Highest price paid*: $32.00
Lowest price paid*: $31.54
Total number of securities sold: 599,633
Highest price received*: $32.04
Lowest price received*: $31.55
DERIVATIVES
Strike
Product Date of Buy/Sell Price Expiry Underlying Highest Lowest
Description Dealing (USD) Date Shares Premium Premium
CALL- GE 14/01/2004 B 15 01/17/2004 200 16.6 16.6
CALL- GE 14/01/2004 B 20 01/17/2004 1200 11.9 11.7
CALL- GE 14/01/2004 B 25 01/17/2004 1800 6.6 6.6
CALL- GE 14/01/2004 B 30 01/17/2004 4000 2 1.6
CALL- GE 14/01/2004 S 30 01/17/2004 6800 2 1.7
CALL- GE 14/01/2004 B 30 02/21/2004 1500 2.25 2
CALL- GE 14/01/2004 S 30 03/20/2004 300 2.5 2.5
CALL- GE 14/01/2004 B 30 06/19/2004 3200 2.85 2.75
CALL- GE 14/01/2004 S 35 02/21/2004 300 0.1 0.1
CALL- GE 14/01/2004 B 35 06/19/2004 500 0.45 0.45
CALL- GE 14/01/2004 B 27 01/17/2004 600 4.2 4.2
CALL- GE 14/01/2004 S 27 01/17/2004 100 4.3 4.3
CALL- GE 14/01/2004 B 32 01/17/2004 600 0.1 0.1
CALL- GE 14/01/2004 B 32 02/21/2004 38600 0.6 0.45
CALL- GE 14/01/2004 S 32 02/21/2004 900 0.6 0.6
CALL- GE 14/01/2004 B 32 03/20/2004 1200 0.8 0.8
CALL- GE 14/01/2004 S 32 03/20/2004 800 0.85 0.85
CALL- GE 14/01/2004 B 32 06/19/2004 600 1.2 1.2
CALL- GE 14/01/2004 S 32 06/19/2004 2800 1.45 1.3
CALL- GE 14/01/2004 B 25 01/21/2006 500 7.7 7.7
CALL- GE 14/01/2004 B 30 01/22/2005 4000 3.6 3.6
CALL- GE 14/01/2004 B 35 01/22/2005 8000 1.3 1.15
CALL- GE 14/01/2004 S 40 01/22/2005 200 0.4 0.4
CALL- GE 14/01/2004 B 32 01/22/2005 1000 2.3 2.3
PUT - GE 14/01/2004 B 35 01/17/2004 2700 3.4 0.01
PUT - GE 14/01/2004 S 25 06/19/2004 35000 0.25 0.25
PUT - GE 14/01/2004 B 30 02/21/2004 3800 0.3 0.3
PUT - GE 14/01/2004 B 30 03/20/2004 3000 0.55 0.55
PUT - GE 14/01/2004 S 40 01/17/2004 500 8.3 8.3
PUT - GE 14/01/2004 S 45 01/17/2004 600 13.3 13.3
PUT - GE 14/01/2004 S 32 02/21/2004 1500 1.25 1.25
PUT - GE 14/01/2004 S 32 03/20/2004 1000 1.5 1.5
PUT - GE 14/01/2004 B 27 01/22/2005 600 1.1 1.1
This information is provided by RNS
The company news service from the London Stock Exchange
END
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