EPT Disclosure
June 17 2009 - 1:57AM
UK Regulatory
TIDMGEM
RNS Number : 0232U
Canaccord Adams Limited
17 June 2009
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
+------------------------------------+------------------------------------------------------+
| Name of exempt principal trader | CANACCORD ADAMS LIMITED |
+------------------------------------+------------------------------------------------------+
| Company dealt in | GEMFIELDS PLC |
+------------------------------------+------------------------------------------------------+
| Class of relevant security to | ORD 1p - ISIN GB00B0HX1083 |
| which the dealings being disclosed | |
| relate (Note 1) | |
+------------------------------------+------------------------------------------------------+
| Date of dealing | 16 June 2009 |
+------------------------------------+------------------------------------------------------+
2. DEALINGS (Note 2)
(a)Purchases and sales
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price paid (Note 3) | Lowest price paid (Note 3) |
| purchased | | |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| 2,050,000 | 6.875p | 6.30p |
| | | |
+------------------------------+-----------------------------+-------------------------------+
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price received | Lowest price received (Note |
| sold | (Note 3) | 3) |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| 2,129,327 | 7.188p | 7.00p |
| | | |
+------------------------------+-----------------------------+-------------------------------+
(b) Derivatives transactions (other than options)
+-----------------+--------------------+----------------------------+-------------------------+
| Product name, | Long/short (Note | Number of securities (Note | Price per unit (Note 3) |
| e.g. CFD | 4) | 5) | |
+-----------------+--------------------+----------------------------+-------------------------+
| | | | |
+-----------------+--------------------+----------------------------+-------------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| Product name, | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
| e.g. call | selling, | securities to | price | American, | date | paid/received |
| option | purchasing, | which the | | European | | per unit |
| | varying etc. | option relates | | etc. | | (Note 3) |
| | | (Note 5) | | | | |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| | | | | | | |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
(ii) Exercising
+------------------------------+-----------------------------+-------------------------------+
| Product name, e.g. call | Number of securities | Exercise price per unit (Note |
| option | | 3) |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+------------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person |
| disclosing and any other person relating to the voting rights of any relevant securities |
| under any option referred to on this form or relating to the voting rights or future |
| acquisition or disposal of any relevant securities to which any derivative referred to |
| on this form is referenced. If none, this should be stated. |
+------------------------------------------------------------------------------------------+
| |
+------------------------------------------------------------------------------------------+
+---------------------------------------------------+---------------------------------------+
| Date of disclosure | 17 June 2009 |
+---------------------------------------------------+---------------------------------------+
| Contact name | Ann Whitfield |
+---------------------------------------------------+---------------------------------------+
| Telephone number | 020-7050-6564 |
+---------------------------------------------------+---------------------------------------+
| Name of offeree/offeror with which connected | Gemfields plc |
+---------------------------------------------------+---------------------------------------+
| Nature of connection (Note 6) | Nominated Adviser and Joint Broker |
+---------------------------------------------------+---------------------------------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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