TIDMHE1
RNS Number : 6967L
Helium One Global Ltd
07 September 2023
THIS ANNOUNCEMENT AND THE INFORMATION CONTAINED HEREIN IS
RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN
WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM THE
UNITED STATES, AUSTRALIA, CANADA, THE REPUBLIC OF SOUTH AFRICA,
JAPAN OR ANY OTHER JURISDICTION IN WHICH SUCH RELEASE, PUBLICATION
OR DISTRIBUTION WOULD BE UNLAWFUL. PLEASE SEE THE IMPORTANT
INFORMATION SECTION AT THE OF THIS ANNOUNCEMENT.
THIS ANNOUNCEMENT IS FOR INFORMATION PURPOSES ONLY AND DOES NOT
CONSTITUTE OR CONTAIN ANY INVITATION, SOLICITATION, RECOMMATION,
OFFER OR ADVICE TO ANY PERSON TO SUBSCRIBE FOR, OTHERWISE ACQUIRE
OR DISPOSE OF ANY SECURITIES IN HELIUM ONE GLOBAL LTD OR ANY OTHER
ENTITY IN ANY JURISDICTION WHERE TO DO SO WOULD BREACH ANY
APPLICABLE LAW OR REGULATION. NEITHER THIS ANNOUNCEMENT NOR THE
FACT OF ITS DISTRIBUTION SHALL FORM THE BASIS OF, OR BE RELIED ON
IN CONNECTION WITH, ANY INVESTMENT DECISION IN RESPECT OF HELIUM
ONE GLOBAL LTD.
THIS ANNOUNCEMENT CONTAINS INSIDE INFORMATION FOR THE PURPOSES
OF THE MARKET ABUSE REGULATION (EU) 596/2014 WHICH FORMS PART OF UK
LAW BY VIRTUE OF THE EUROPEAN UNION (WITHDRAWAL) ACT 2018 ("UK
MAR"). IN ADDITION, MARKET SOUNDINGS (AS DEFINED IN UK MAR) WERE
TAKEN IN RESPECT OF CERTAIN OF THE MATTERS CONTAINED IN THIS
ANNOUNCEMENT, WITH THE RESULT THAT CERTAIN PERSONS BECAME AWARE OF
SUCH INSIDE INFORMATION, AS PERMITTED BY UK MAR. UPON THE
PUBLICATION OF THIS ANNOUNCEMENT, THIS INSIDE INFORMATION IS NOW
CONSIDERED TO BE IN THE PUBLIC DOMAIN AND SUCH PERSONS SHALL
THEREFORE CEASE TO BE IN POSSESSION OF INSIDE INFORMATION.
7 September 2023
Helium One Global Ltd
("Helium One" or the "Company")
Result of Placing, Subscription and Retail Offer
Helium One Global (AIM: HE1), the primary helium explorer in
Tanzania, is pleased to announce that, following the announcement
on 6 September 2023 (the "Launch Announcement") regarding the
launch of a proposed placing (the "Placing") and a direct
subscription (the "Subscription") (together, the "Fundraise"), the
Company has raised gross proceeds of GBP6.3 million (approximately
US$7.9 million) through the issue of an aggregate of 105,000,000
new ordinary shares of no par value in the capital of the Company
("Ordinary Shares") at a price of 6.0 pence per Ordinary Share (the
"Issue Price"). The Fundraise was oversubscribed.
The Placing was conducted through an accelerated bookbuild
process (the "Bookbuild") undertaken by Liberum Capital Limited and
Peterhouse Capital Limited acting as joint bookrunners ("Joint
Bookrunners").
The Fundraise comprised of a Placing of 104,383,335 new Ordinary
Shares ("Placing Shares") to raise approximately GBP6.26 million
(approximately US$7.86 million) and a Subscription of 616,665 new
Ordinary Shares ("Subscription Shares") to raise approximately
GBP0.04 million (approximately US$0.05 million) (together and in
aggregate the "Fundraise Shares").
In addition to the Fundraise, the Company is also pleased to
announce that gross proceeds of GBP0.5 million (approximately
US$0.6 million) have been raised by the Retail Offer via PrimaryBid
through the issue of 8,333,333 new Ordinary Shares at the Issue
Price (the "Retail Offer Shares").
In aggregate the Fundraise and the Retail Offer have raised
gross proceeds of GBP6.8 million (approximately US$8.5
million).
The Issue Price represents a discount of approximately 10.4 per
cent. to the closing price of 6.7 pence per Ordinary Share on 5
September 2023, being the last business day prior to the
announcement of the Fundraise.
In addition to the Fundraise Shares and the Retail Offer Shares
the Company will also issue 750,000 Ordinary Shares at the Issue
Price in in lieu of certain advisory fees (the "Fee Shares").
Lorna Blaisse, Chief Executive Officer, commented:
""We are delighted with the response that we have received
during our oversubscribed Placing and Retail Offer and are pleased
to have been able to include our existing investors. The funds
raised now enable us to drill a further prospect immediately after
the planned drill at Tai-C. Itumbula has always ranked highly in
our portfolio and to be able to drill it this side of the wet
season, offers an excellent opportunity to utilise personnel and
equipment and make a significant cost saving in the long term.
"The next few months promise to be an incredibly exciting time
for the Company as we commence spud this month and complete these
two wells. We look forward to providing further updates as
appropriate as we deliver our Phase II drilling campaign.
"This has been a tremendous effort from the team at an already
busy period leading up to Operations and I'd like to thank
everybody involved."
Admission and Total Voting Rights
Application has been made for the Fundraise Shares, the Retail
Offer Shares and the Fee Shares to be admitted to trading on AIM
("Admission"). It is anticipated that trading in the new shares
will commence on AIM at or around 8.00 a.m. on 15 September 2023.
The Fundraise Shares, the Retail Offer Shares and the Fee Shares
will rank pari passu with the existing Ordinary Shares in
issue.
Following Admission, the Company's issued and fully paid share
capital will consist of 941,456,430 Ordinary Shares, all of which
carry one voting right per share. The Company does not hold any
Ordinary Shares in treasury. Following Admission, the figure of
941,456,430 Ordinary Shares may be used by shareholders as the
denominator for the calculation by which they will determine if
they are required to notify their interest in, or a change to their
interest in, the Company, under the Disclosure Guidance and
Transparency Rules.
The Fundraise Shares and the Retail Offer Shares will represent
approximately 11.2 per cent. and 0.9 per cent. respectively of the
Company's enlarged issued share capital on Admission (assuming no
other issuance of Ordinary Shares prior to Admission).
Director Participation in the Subscription
The Directors of the Company have subscribed for a total of
483,332 Subscription Shares in aggregate. The beneficial holdings
of the Directors before and after Admission of the new shares are
set out below:
Director Subscription Total Ordinary % of Issued
Shares Shares held on Share Capital
Admission on Admission
Lorna Blaisse 133,333 173,333 0.02%
------------- ---------------- ---------------
James Smith 83,333 223,333 0.02%
------------- ---------------- ---------------
Sarah Cope 83,333 295,857 0.03%
------------- ---------------- ---------------
Russel Swarts 100,000 200,000 0.02%
------------- ---------------- ---------------
Nigel Friend 83,333 183,333 0.02%
------------- ---------------- ---------------
Capitalised terms not defined in this announcement have the
meaning given to them in the Launch Announcement.
For more information please contact:
Helium One Global Ltd +44 20 7920
Lorna Blaisse, CEO 3150
Liberum Capital Limited (Nominated
Adviser and Joint Broker)
Scott Mathieson
Ed Thomas
Nikhil Varghese +44 20 3100
Anake Singh 2000
Peterhouse Capital Limited (Joint
Broker)
Lucy Williams
Charles Goodfellow +44 20 7220
Duncan Vasey 9792
Tavistock (Financial PR)
Nick Elwes +44 20 7920
Tara Vivian - Neal 3150
Notes to Editors
Helium One Global, the AIM-traded Tanzanian explorer, holds
prospecting licences totalling 2,965km(2) across three distinct
project areas, with the potential to become a strategic player in
resolving a supply-constrained helium market.
The Rukwa, Balangida, and Eyasi projects are located within rift
basins on the margin of the Tanzanian Craton in the north and
southwest of the country. The assets lie near surface seeps with
helium concentrations ranging up to 10.6% He by volume. All Helium
One's licences are held on a 100% equity basis and are in close
proximity to the required infrastructure.
The Company's flagship Rukwa Project is located within the Rukwa
Rift Basin covering 1,899km(2) in south-west Tanzania. The project
is considered to be an advanced exploration project with leads and
prospects defined by a subsurface database including multispectral
satellite spectroscopy, airborne gravity gradiometry, 2D seismic
data, and QEMSCAN analysis. The Rukwa Project has been de-risked by
the 2021 drilling campaign, which identified reservoir and seal
with multiple prospective intervals from basin to near surface
within a working helium system.
In July 2023, Helium One acquired their own exploration drill
rig, an Epiroc Predator 220 oil and gas type rig, capable of
drilling to depths of 2,400m. The rig was shipped to Tanzania in
order to commence Phase II drilling operations.
Helium One is traded on the AIM market of the London Stock
Exchange with the ticker of HE1 and on the OTCQB in the United
States with the ticker HLOGF.
IMPORTANT NOTICES
THIS ANNOUNCEMENT AND THE INFORMATION CONTAINED HEREIN IS
RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN
WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN OR INTO OR FROM THE
UNITED STATES, AUSTRALIA, CANADA, THE REPUBLIC OF SOUTH AFRICA OR
JAPAN OR ANY OTHER JURISDICTION IN WHICH SUCH RELEASE, PUBLICATION
OR DISTRIBUTION WOULD BE UNLAWFUL.MEMBERS OF THE PUBLIC ARE NOT
ELIGIBLE TO TAKE PART IN THE PLACING. THIS ANNOUNCEMENT IS FOR
INFORMATION PURPOSES AND IS DIRECTED ONLY AT PERSONS WHOSE ORDINARY
ACTIVITIES INVOLVE THEM IN ACQUIRING, HOLDING, MANAGING AND
DISPOSING OF INVESTMENTS (AS PRINCIPAL OR AGENT) FOR THE PURPOSES
OF THEIR BUSINESS AND WHO HAVE PROFESSIONAL EXPERIENCE IN MATTERS
RELATING TO INVESTMENTS AND ARE: (1) IF IN A MEMBER STATE OF THE
EUROPEAN ECONOMIC AREA ("EEA"), QUALIFIED INVESTORS AS DEFINED IN
ARTICLE 2(e) OF REGULATION (EU) 2017/1129 (THE "EU PROSPECTUS
REGULATION"); (2) IF IN THE UNITED KINGDOM, ARE QUALIFIED INVESTORS
WITHIN THE MEANING OF ARTICLE 2(e) OF REGULATION (EU) 2017/1129 AS
AMED, AS IT FORMS PART OF UK LAW AS RETAINED EU LAW AS DEFINED IN,
AND BY VIRTUE OF, THE EUROPEAN UNION (WITHDRAWAL) ACT 2018 (AS
AMED) (THE "UK PROSPECTUS REGULATION") ("UK QUALIFIED INVESTORS")
AND WHO ALSO (A) FALL WITHIN ARTICLE 19(5) OF THE FINANCIAL
SERVICES AND MARKETS ACT 2000 (FINANCIAL PROMOTION) ORDER 2005, AS
AMED (THE "ORDER") (INVESTMENT PROFESSIONALS) OR (B) FALL WITHIN
ARTICLE 49(2)(a) TO (d) (HIGH NET WORTH COMPANIES, UNINCORPORATED
ASSOCIATIONS, ETC.) OF THE ORDER; OR (3) PERSONS TO WHOM IT MAY BE
OTHERWISE LAWFULLY COMMUNICATED (ALL SUCH PERSONS TOGETHER BEING
REFERRED TO AS "RELEVANT PERSONS").
THIS ANNOUNCEMENT AND THE INFORMATION IN IT MUST NOT BE ACTED ON
OR RELIED ON BY PERSONS WHO ARE NOT RELEVANT PERSONS. PERSONS
DISTRIBUTING THIS ANNOUNCEMENT MUST SATISFY THEMSELVES THAT IT IS
LAWFUL TO DO SO. ANY INVESTMENT OR INVESTMENT ACTIVITY TO WHICH
THIS ANNOUNCEMENT RELATES IS AVAILABLE ONLY TO RELEVANT PERSONS AND
WILL BE ENGAGED IN ONLY WITH RELEVANT PERSONS. THIS ANNOUNCEMENT
DOES NOT ITSELF CONSTITUTE AN OFFER FOR SALE OR SUBSCRIPTION OF ANY
SECURITIES IN HELIUM ONE GLOBAL LTD.
THE FUNDRAISE SHARES AND THE RETAIL OFFER SHARES HAVE NOT BEEN
AND WILL NOT BE REGISTERED UNDER THE UNITED STATES SECURITIES ACT
OF 1933, AS AMED (THE "SECURITIES ACT") OR UNDER THE SECURITIES
LAWS OF ANY STATE OR OTHER JURISDICTION OF THE UNITED STATES, AND
MAY NOT BE OFFERED, SOLD, RESOLD OR DELIVERED, DIRECTLY OR
INDIRECTLY, IN OR INTO THE UNITED STATES EXCEPT PURSUANT TO AN
EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE
REGISTRATION REQUIREMENTS OF THE SECURITIES ACT. THE FUNDRAISE AND
RETIAL OFFER WERE MADE SOLELY OUTSIDE THE UNITED STATES TO PERSONS
IN OFFSHORE TRANSACTIONS (AS DEFINED IN REGULATION S UNDER THE
SECURITIES ACT ("REGULATION S")) MEETING THE REQUIREMENTS OF
REGULATION S. PERSONS RECEIVING THIS ANNOUNCEMENT (INCLUDING
CUSTODIANS, NOMINEES AND TRUSTEES) MUST NOT FORWARD, DISTRIBUTE,
MAIL OR OTHERWISE TRANSMIT IT IN OR INTO THE UNITED STATES OR USE
THE UNITED STATES MAILS, DIRECTLY OR INDIRECTLY, IN CONNECTION WITH
THE FUNDRAISE AND/OR RETAIL OFFER.
The distribution or transmission of this Announcement and/or the
Fundraise and/or the Retail Offer and/or issue of the Fundraise
Shares and the Retail Offer Shares in certain jurisdictions may be
restricted or prohibited by law or regulation. Persons distributing
this Announcement must satisfy themselves that it is lawful to do
so. Any failure to comply with these restrictions may constitute a
violation of the securities laws of any such jurisdiction. No
action has been taken by the Company, the Joint Bookrunners or any
of their respective affiliates, agents, directors, officers or
employees that would permit an offer of the Fundraise Shares or
Retail Offer Shares or possession or distribution of this
Announcement or any other offering or publicity material relating
to such shares in any jurisdiction where action for that purpose is
required. Persons into whose possession this Announcement comes are
required by the Company and the Joint Bookrunners to inform
themselves about and to observe any such restrictions.
This Announcement or any part of it does not constitute or form
part of any offer to issue or sell, or the solicitation of an offer
to acquire, purchase or subscribe for, any securities in the United
States (including its territories and possessions, any state of the
United States and the District of Columbia (the "United States" or
the "US")), Australia, Canada, the Republic of South Africa or
Japan or any other jurisdiction in which the same would be
unlawful. No public offering of the Fundraise Shares is being made
in any such jurisdiction.
All offers of the Fundraise Shares and Retail Offer Shares will
be made pursuant to an exemption under the UK Prospectus Regulation
and the EU Prospectus Regulation from the requirement to produce a
prospectus. In the United Kingdom, this Announcement is being
directed solely at persons in circumstances in which section 21(1)
of the Financial Services and Markets Act 2000 (as amended) does
not apply.
The Fundraise Shares and Retail Offer Shares have not been
approved or disapproved by the US Securities and Exchange
Commission, any state securities commission or other regulatory
authority in the United States, nor have any of the foregoing
authorities passed upon or endorsed the merits of the Fundraise or
Retail Offer or the accuracy or adequacy of this Announcement. Any
representation to the contrary is a criminal offence in the United
States. The relevant clearances have not been, nor will they be,
obtained from the securities commission of any province or
territory of Canada, no prospectus has been lodged with, or
registered by, the Australian Securities and Investments Commission
or the Japanese Ministry of Finance; the relevant clearances have
not been, and will not be, obtained for the South Africa Reserve
Bank or any other applicable body in the Republic of South Africa
in relation to the Fundraise Shares and Retail Offer Shares and the
Fundraise Shares and Retail Offer Shares have not been, nor will
they be, registered under or offered in compliance with the
securities laws of any state, province or territory of Australia,
Canada, the Republic of South Africa or Japan. Accordingly, the
Fundraise Shares and Retail Offer Shares may not (unless an
exemption under the relevant securities laws is applicable) be
offered, sold, resold or delivered, directly or indirectly, in or
into Australia, Canada, the Republic of South Africa or Japan or
any other jurisdiction outside the United Kingdom.
Persons (including, without limitation, nominees and trustees)
who have a contractual right or other legal obligations to forward
a copy of this Announcement should seek appropriate advice before
taking any action.
This Announcement includes "forward-looking statements" which
includes all statements other than statements of historical fact,
including, without limitation, those regarding the Company's
financial position, business strategy, plans and objectives of
management for future operations, or any statements preceded by,
followed by or that include the words "targets", "believes",
"expects", "aims", "intends", "will", "may", "anticipates",
"would", "could" or similar expressions or negatives thereof. Such
forward-looking statements involve known and unknown risks,
uncertainties and other important factors beyond the Company's
control that could cause the actual results, performance or
achievements of the Company and its subsidiary undertakings to be
materially different from future results, performance or
achievements expressed or implied by such forward-looking
statements. Such forward-looking statements are based on numerous
assumptions regarding the Company's present and future business
strategies and the environment in which the Company will operate in
the future. These forward-looking statements speak only as at the
date of this Announcement. The Company expressly disclaims any
obligation or undertaking to disseminate any updates or revisions
to any forward-looking statements contained herein to reflect any
change in the Company's expectations with regard thereto or any
change in events, conditions or circumstances on which any such
statements are based unless required to do so by applicable law or
the AIM Rules for Companies governing the admission to and
operation of AIM published by the London Stock Exchange as amended
from time to time.
The Joint Bookrunners are authorised and regulated by the
Financial Conduct Authority ("FCA") in the United Kingdom, are
acting as joint bookrunners and brokers in connection with the
Placing and no one else in connection with the Placing, the Joint
Bookrunners will not be responsible to anyone (including any
Placees) other than the Company for providing the protections
afforded to its clients or for providing advice in relation to the
Placing or any other matters referred to in this Announcement.
Liberum is also acting as nominated adviser to the Company.
No representation or warranty, express or implied, is or will be
made as to, or in relation to, and no responsibility or liability
is or will be accepted by the Joint Bookrunners or by any of the
Joint Bookrunners' affiliates or agents as to, or in relation to,
the accuracy or completeness of this Announcement or any other
written or oral information made available to or publicly available
to any interested party or its advisers, and any liability therefor
is expressly disclaimed.
Any indication in this Announcement of the price at which the
existing ordinary shares in the capital of the Company have been
bought or sold in the past cannot be relied upon as a guide to
future performance. Persons needing advice should consult an
independent financial adviser. The Fundraise Shares and Retail
Offer Shares to be issued pursuant to the Fundraise and Retail
Offer respectively will not be admitted to trading on any stock
exchange other than the AIM Market of the London Stock
Exchange.
No statement in this Announcement is intended to be a profit
forecast, and no statement in this Announcement should be
interpreted to mean that earnings per share of the Company for the
current or future financial years would necessarily match or exceed
the historical published earnings per share of the Company.
Neither the content of the Company's website (or any other
website) nor any website accessible by hyperlinks on the Company's
website (or any other website) is incorporated in, or forms part
of, this Announcement.
Information to Distributors
Solely for the purposes of the product governance requirements
contained within the FCA Handbook Product Intervention and Product
Governance Sourcebook (the "UK Product Governance Rules"), and
disclaiming all and any liability, whether arising in tort,
contract or otherwise, which any "manufacturer" (for the purposes
of the UK Product Governance Rules) may otherwise have with respect
thereto, the Placing Shares have been subject to a product approval
process, which has determined that the Placing Shares are: (i)
compatible with an end target market of (a) retail clients, as
defined in point (8) of Article 2 of the UK Prospectus Regulation
(EU) No 2017/565 as it forms part of domestic law by virtue of the
European Union (Withdrawal) Act 2018 ("EUWA"), (b) investors who
meet the criteria of professional clients as defined in Regulation
(EU) No 600/2014 as it forms part of domestic law by virtue of the
EUWA and (c) eligible counterparties as defined in the FCA Handbook
Conduct of Business Sourcebook ("COBS"); and (ii) eligible for
distribution through all distribution channels as are permitted by
EU Directive 2014/65/EU on markets in financial instruments, as
amended ("MiFID II") (the "UK Target Market Assessment").
Solely for the purposes of the product governance requirements
contained within: (a) MiFID II; (b) Articles 9 and 10 of Commission
Delegated Directive EU 2017/593 supplementing MiFID II; and (c)
local implementing measures (together, the "MiFID II Product
Governance Requirements"), and disclaiming all and any liability,
whether arising in tort, contract or otherwise, which any
"manufacturer" (for the purposes of the MiFID II Product Governance
Requirements) may otherwise have with respect thereto, the Placing
Shares have been subject to a product approval process, which has
determined that the Placing Shares are: (i) compatible with an end
target market of (a) retail investors, (b) investors who meet the
criteria of professional clients and (c) eligible counterparties,
each as defined in MiFID II; and (ii) eligible for distribution
through all distribution channels as are permitted by MiFID II (the
"EU Target Market Assessment" and, together with the UK Target
Market Assessment, the "Target Market Assessments").
Notwithstanding the Target Market Assessments, distributors
should note that: the price of the Placing Shares may decline and
investors could lose all or part of their investment; the Placing
Shares offer no guaranteed income and no capital protection; and an
investment in the Placing Shares is compatible only with investors
who do not need a guaranteed income or capital protection, who
(either alone or in conjunction with an appropriate financial or
other adviser) are capable of evaluating the merits and risks of
such an investment and who have sufficient resources to be able to
bear any losses that may result therefrom. The Target Market
Assessments are without prejudice to the requirements of any
contractual, legal or regulatory selling restrictions to the
Placing. Furthermore, it is noted that, notwithstanding the Target
Market Assessments, the Joint Bookrunners will only procure
investors who meet the criteria of professional clients or eligible
counterparties.
For the avoidance of doubt, the Target Market Assessments do not
constitute: (a) an assessment of suitability or appropriateness for
the purposes of COBS (for the purposes of the UK Target Market
Assessment) or MiFID II (for the purposes of the EU Target Market
Assessment); or (b) a recommendation to any investor or group of
investors to invest in, or purchase, or take any other action
whatsoever with respect to the Placing Shares.
Each distributor is responsible for undertaking its own target
market assessment in respect of the Placing Shares and determining
appropriate distribution channels.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
Details of the person discharging managerial responsibilities/person
1 closely associated
a. Name Lorna Blaisse
------------------------------------------------------
Reason for notification
2
----------------------------- ------------------------------------------------------
a. Position/Status Chief Executive Officer
----------------------------- ------------------------------------------------------
b. Initial notification/ Initial
Amendment
----------------------------- ------------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------------------
a. Name Helium One Global Limited
-----------------------------
b. LEI 213800J96OQKNQZ60
----------------------------- ------------------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---- -------------------------------------------------------------------------------------
a. Description of Ordinary Shares of nil par value each
the financial instrument,
type of instrument
ISIN: VGG4392T1075
Identification
Code
----------------------------- ------------------------------------------------------
b. Nature of the transaction Subscription for ordinary shares
----------------------------- ------------------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
----------------------------- ------------
6p 133,333
------------ ------------
d. Aggregated information N/A
- Aggregated Volume
- Price
----------------------------- ------------------------------------------------------
e. Date of the transaction 7 September 2023
----------------------------- ------------------------------------------------------
f. Place of the transaction AIMX
----------------------------- ------------------------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a. Name Sarah Cope
------------------------------------------------------
Reason for notification
2
----------------------------- ------------------------------------------------------
a. Position/Status Non-Executive Director
----------------------------- ------------------------------------------------------
b. Initial notification/ Initial
Amendment
----------------------------- ------------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------------------
a. Name Helium One Global Limited
-----------------------------
b. LEI 213800J96OQKNQZ60
----------------------------- ------------------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---- -------------------------------------------------------------------------------------
a. Description of Ordinary Shares of nil par value each
the financial instrument,
type of instrument
ISIN: VGG4392T1075
Identification
Code
----------------------------- ------------------------------------------------------
b. Nature of the transaction Subscription for ordinary shares
----------------------------- ------------------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
----------------------------- ------------ ------------
6p 83,333
------------ ------------
d. Aggregated information N/A
- Aggregated Volume
- Price
----------------------------- ------------------------------------------------------
e. Date of the transaction 7 September 2023
----------------------------- ------------------------------------------------------
f. Place of the transaction AIMX
----------------------------- ------------------------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a. Name James Smith
------------------------------------------------------
Reason for notification
2
----------------------------- ------------------------------------------------------
a. Position/Status Non-Executive Director
----------------------------- ------------------------------------------------------
b. Initial notification/ Initial
Amendment
----------------------------- ------------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------------------
a. Name Helium One Global Limited
-----------------------------
b. LEI 213800J96OQKNQZ60
----------------------------- ------------------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---- -------------------------------------------------------------------------------------
a. Description of Ordinary Shares of nil par value each
the financial instrument,
type of instrument
ISIN: VGG4392T1075
Identification
Code
----------------------------- ------------------------------------------------------
b. Nature of the transaction Subscription for ordinary shares
----------------------------- ------------------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
----------------------------- ------------
6p 83,333
------------ ------------
d. Aggregated information N/A
- Aggregated Volume
- Price
----------------------------- ------------------------------------------------------
e. Date of the transaction 7 September 2023
----------------------------- ------------------------------------------------------
f. Place of the transaction AIMX
----------------------------- ------------------------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a. Name Russel Swarts
------------------------------------------------------
Reason for notification
2
----------------------------- ------------------------------------------------------
a. Position/Status Non-Executive Director
----------------------------- ------------------------------------------------------
b. Initial notification/ Initial
Amendment
----------------------------- ------------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------------------
a. Name Helium One Global Limited
-----------------------------
b. LEI 213800J96OQKNQZ60
----------------------------- ------------------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---- -------------------------------------------------------------------------------------
a. Description of Ordinary Shares of nil par value each
the financial instrument,
type of instrument
ISIN: VGG4392T1075
Identification
Code
----------------------------- ------------------------------------------------------
b. Nature of the transaction Subscription for ordinary shares
----------------------------- ------------------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
----------------------------- ------------
6p 100,000
------------ ------------
d. Aggregated information N/A
- Aggregated Volume
- Price
----------------------------- ------------------------------------------------------
e. Date of the transaction 7 September 2023
----------------------------- ------------------------------------------------------
f. Place of the transaction AIMX
----------------------------- ------------------------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a. Name Nigel Friend
------------------------------------------------------
Reason for notification
2
----------------------------- ------------------------------------------------------
a. Position/Status Non-Executive Director
----------------------------- ------------------------------------------------------
b. Initial notification/ Initial
Amendment
----------------------------- ------------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------------------
a. Name Helium One Global Limited
-----------------------------
b. LEI 213800J96OQKNQZ60
----------------------------- ------------------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---- -------------------------------------------------------------------------------------
a. Description of Ordinary Shares of nil par value each
the financial instrument,
type of instrument
ISIN: VGG4392T1075
Identification
Code
----------------------------- ------------------------------------------------------
b. Nature of the transaction Subscription for ordinary shares
----------------------------- ------------------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
----------------------------- ------------
6p 83,333
------------ ------------
d. Aggregated information N/A
- Aggregated Volume
- Price
----------------------------- ------------------------------------------------------
e. Date of the transaction 7 September 2023
----------------------------- ------------------------------------------------------
f. Place of the transaction AIMX
----------------------------- ------------------------------------------------------
Details of the person discharging managerial responsibilities/person
1 closely associated
a. Name Graham Jacobs
------------------------------------------------------
Reason for notification
2
----------------------------- ------------------------------------------------------
a. Position/Status Finance and Commercial Director
----------------------------- ------------------------------------------------------
b. Initial notification/ Initial
Amendment
----------------------------- ------------------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------------------
a. Name Helium One Global Limited
-----------------------------
b. LEI 213800J96OQKNQZ60
----------------------------- ------------------------------------------------------
Details of the transaction(s): section to be repeated for
4 (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---- -------------------------------------------------------------------------------------
a. Description of Ordinary Shares of nil par value each
the financial instrument,
type of instrument
ISIN: VGG4392T1075
Identification
Code
----------------------------- ------------------------------------------------------
b. Nature of the transaction Subscription for ordinary shares
----------------------------- ------------------------------------------------------
c. Price(s) and volume(s) Price(s) Volume(s)
----------------------------- ------------
6p 133,333
------------ ------------
d. Aggregated information N/A
- Aggregated Volume
- Price
----------------------------- ------------------------------------------------------
e. Date of the transaction 7 September 2023
----------------------------- ------------------------------------------------------
f. Place of the transaction AIMX
----------------------------- ------------------------------------------------------
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END
MSCEASNXEDSDEEA
(END) Dow Jones Newswires
September 07, 2023 02:00 ET (06:00 GMT)
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