Kenmare Resources Kenmare Resources Plc : Holding(s) In Company
November 28 2013 - 4:56AM
UK Regulatory
TIDMKMR
Standard Form TR-1
Voting rights attached to shares- Article 12(1) of directive 2004/109/EC
Financial instruments - Article 11(3) of the Commission Directive
2007/14/EC
([i] #ftn1)
1. Identity of the issuer or the underlying issuer of existing shares to
which voting rights are attached([ii] #ftn2) : Kenmare Resources Plc
2. Reason for the notification (please tick the appropriate box or
boxes):
[ X] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which may
result in the acquisition of shares already issued to which voting
rights are attached
[ ] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification obligation([iii]
#ftn3) : JPMorgan Asset Management Holdings Inc.
4. Full name of shareholder(s) (if different from 3.)([iv] #ftn4) :
JPMorgan Asset Management (UK) Limited
5. Date of the transaction and date on which the threshold is crossed
or reached([v] #ftn5) : 26 November 2013
6. Date on which issuer notified; 27 November 2013
7. Threshold(s) that is/are crossed or reached: Above 4%
8. Notified details:
A) Voting rights attached to shares
Class/type of shares
(if possible using Situation previous to the Triggering transaction ([vi] Resulting situation after the triggering transaction([vii]
the ISIN CODE) #ftn6) #ftn7)
Number of Number of
Shares([viii] shares([x] Number of voting rights([xi]
#ftn8) Number of Voting rights([ix] #ftn9) #ftn10) #ftn11) % of voting rights
Direct([xii] Indirect([xiii]
Direct #ftn12) #ftn13) Direct Indirect
IE0004879486 96,371,554 96,371,554 112,289,133 4.04%
SUBTOTAL A (based on
aggregate voting
rights) 96,371,554 96,371,554 112,289,133 4.04%
B) Financial Instruments
Resulting situation after the triggering transaction([xiv]
#ftn14)
Type of Expiration Exercise/Conversion Number of voting rights that may be acquired if the % of voting
financial Date([xv] Period/ Date([xvi] instrument is exercised/converted rights
instrument #ftn15) #ftn16)
Nil
SUBTOTAL B (in Nil
relation to all
expiration dates)
Total (A+B) number of voting rights % of voting rights
112,289,183 112,289,133 4.04%
9. Chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held, if
applicable([xvii] #ftn17) :
Total disclosable holding for JPMorgan Asset Management Holdings Inc.:
112,289,183 (4.04%)
Holdings by controlled undertakings of JPMorgan Asset Management
Holdings Inc. are as follows:
JPMorgan Asset Management (UK) Limited: 110,401,849 (3.97%)
J.P. Morgan Investment Management Inc.
10. In case of proxy voting: [name of the proxy holder] will cease to
hold [number] voting rights as of [date].
11. Additional information:
Done at London on 27/11/2013
This form is to be sent to the issuer or underlying issuer and to be
filed with the competent authority.
Either the full name of the legal entity or another method for
identifying the issuer or underlying issuer, provided it is reliable and
accurate.
This should be the full name of (a) the shareholder; (b) the natural
person or legal entity acquiring, disposing of or exercising voting
rights in the cases provided for in Article 10 (b) to (h) of Directive
2004/109/EC; (c) all the parties to the agreement referred to in Article
10 (a) of that Directive, or (d) the holder of financial instruments
entitled to acquire shares already issued to which voting rights are
attached, as appropriate.
In relation to the transactions referred to in points (b) to (h) of
Article 10 of that Directive, the following list is provided as
indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that
Directive, the natural person or legal entity that acquires the voting
rights and is entitled to exercise them under the agreement and the
natural person or legal entity who is transferring temporarily for
consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of that
Directive, the natural person or legal entity holding the collateral,
provided the person or entity controls the voting rights and declares
its intention of exercising them, and natural person or legal entity
lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article 10 of that
Directive, the natural person or legal entity who has a life interest in
shares if that person or entity is entitled to exercise the voting
rights attached to the shares and the natural person or legal entity who
is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of that
Directive, the controlling natural person or legal entity and, provided
it has a notification duty at an individual level under Article 9, under
letters (a) to (d) of Article 10 of that Directive or under a
combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of that
Directive, the deposit taker of the shares, if he can exercise the
voting rights attached to the shares deposited with him at his
discretion, and the depositor of the shares allowing the deposit taker
to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of that
Directive, the natural person or legal entity that controls the voting
rights;
- in the circumstances foreseen in letter (h) of Article 10 of that
Directive, the proxy holder, if he can exercise the voting rights at his
discretion, and the shareholder who has given his proxy to the proxy
holder allowing the latter to exercise the voting rights at his
discretion.
Applicable in the cases provided for in Article 10 (b) to (h) of
Directive 2004/109/EC. This should be the full name of the shareholder
who is the counterparty to the natural person or legal entity referred
to in Article 10 of that Directive unless the holdings of the
shareholder would be lower than 3% of the total number of voting rights.
The date of the transaction should normally be, in the case of an on
exchange transaction, the date on which the matching of orders occurs;
in the case of an off exchange transaction, date of the entering into an
agreement.
The date on which threshold is crossed should normally be the date on
which the acquisition, disposal or possibility to exercise voting rights
takes effect. For passive crossings, the date when the corporate event
took effect.
Please refer to the situation disclosed in the previous notification. In
case the situation previous to the triggering transaction was below 3%,
please state "below 3%".
If the holding has fallen below the minimum threshold, the notifying
party should not be obliged to disclose the extent of the holding, only
that the new holding is below 3%.
For the case provided for in Article 10(a) of Directive 2004/109/EC,
there should be no disclosure of individual holdings per party to the
agreement unless a party individually crosses or reaches an Article 9
threshold. This applies upon entering into, introducing changes to or
terminating an agreement.
To be used in Member States where applicable.
Direct and indirect.
To be used in Member States where applicable.
In case of combined holdings of shares with voting rights attached
"direct holding" and voting rights "indirect holding", please split the
voting rights number and percentage into the direct and indirect columns
- if there is no combined holdings, please leave the relevant box blank.
Voting rights attached to shares held by the notifying party (Article 9
of Directive 2004/109/EC).
Voting rights held by the notifying party independently of any holding
of shares (Article 10 of Directive 2004/109/EC).
If the holding has fallen below the minimum threshold, the notifying
party should not be obliged to disclose the extent of the holding, only
that the new holding is below 3%.
Date of maturity/expiration of the financial instrument i.e. the date
when right to acquire shares ends.
If the financial instrument has such a period - please specify this
period - for example once every 3 months starting from [date].
The notification should include the name(s) of the controlled
undertakings through which the voting rights are held. The notification
should also include the amount of voting rights and the percentage held
by each controlled undertaking, insofar as individually the controlled
undertaking holds 3% or more, and insofar as the notification by the
parent undertaking is intended to cover the notification obligations of
the controlled undertaking.
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Kenmare Resources via Globenewswire
HUG#1746390
http://www.kenmareresources.com/
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