Kenmare Resources Kenmare Resources Plc : Holding(s) In Company
September 26 2014 - 8:39AM
UK Regulatory
TIDMKMR
Standard Form TR-1
Voting rights attached to shares- Article 12(1) of directive 2004/109/EC
Financial instruments - Article 11(3) of the Commission Directive
2007/14/EC([i] #_edn1)
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached ([ii] #_edn2) : Kenmare
Resources Plc
2. Reason for the notification (please tick the appropriate box
or boxes):
[X] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which may
result in the acquisition of shares already issued to which voting
rights are attached
[ ] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification
obligation([iii] #_edn3) :
Norges Bank (The Central Bank of Norway)
4. Full name of shareholder(s) (if different from 3.)([iv]
#_edn4) :
5. Date of the transaction and date on which the threshold is
crossed or reached([v] #_edn5) :
25 September 2014
6. Date on which issuer notified; 26 September 2014
7. Threshold(s) that is/are crossed or reached: Below 4%
8. Notified details:
A) Voting rights attached to shares
Class/type of shares
(if possible using Situation previous to the Triggering transaction ([vi] Resulting situation after the triggering transaction([vii]
the ISIN CODE) #_edn6) #_edn7)
Number of Number of
Shares([viii] shares([x] Number of voting rights([xi]
#_edn8) Number of Voting rights([ix] #_edn9) #_edn10) #_edn11) % of voting rights
Direct([xii] Indirect([xiii]
Direct #_edn12) #_edn13) Direct Indirect
IE0004879486 113,881,619 113,881,619 111,269,341 111,269,341 3.99%
SUBTOTAL A (based on
aggregate voting
rights) 113,881,619 113,881,619 111,269,341 111,269,341 3.99%
B) Financial Instruments
Resulting situation after the triggering transaction([xiv]
#_edn14)
Type of Expiration Exercise/Conversion Number of voting rights that may be acquired if the % of voting
financial Date([xv] Period/ Date([xvi] instrument is exercised/converted rights
instrument #_edn15) #_edn16)
SUBTOTAL B (in
relation to all
expiration dates)
Total (A+B) number of voting rights % of voting rights
111,269,341 3.99%
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable([xvii] #_edn17) : N/A
10. In case of proxy voting: [name of the proxy holder] will cease
to hold [number] voting rights as of [date]. N/A
11. Additional information:
Done at Oslo, Norway on 26 September 2014
Notes to Form TR-1
[i] #_ednref1 This form is to be sent to the issuer or
underlying issuer and to be filed with the competent authority.
[ii] #_ednref2 Either the full name of the legal entity or
another method for identifying the issuer or underlying issuer, provided
it is reliable and accurate.
[iii] #_ednref3 This should be the full name of (a) the
shareholder; (b) the natural person or legal entity acquiring, disposing
of or exercising voting rights in the cases provided for in Article 10
(b) to (h) of Directive 2004/109/EC; (c) all the parties to the
agreement referred to in Article 10 (a) of that Directive, or (d) the
holder of financial instruments entitled to acquire shares already
issued to which voting rights are attached, as appropriate.
In relation to the transactions referred to in points (b) to (h) of
Article 10 of that Directive, the following list is provided as
indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article
10 of that Directive, the natural person or legal entity that acquires
the voting rights and is entitled to exercise them under the agreement
and the natural person or legal entity who is transferring temporarily
for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article
10 of that Directive, the natural person or legal entity holding the
collateral, provided the person or entity controls the voting rights and
declares its intention of exercising them, and natural person or legal
entity lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article
10 of that Directive, the natural person or legal entity who has a life
interest in shares if that person or entity is entitled to exercise the
voting rights attached to the shares and the natural person or legal
entity who is disposing of the voting rights when the life interest is
created;
- in the circumstances foreseen in letter (e) of Article
10 of that Directive, the controlling natural person or legal entity and,
provided it has a notification duty at an individual level under Article
9, under letters (a) to (d) of Article 10 of that Directive or under a
combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article
10 of that Directive, the deposit taker of the shares, if he can
exercise the voting rights attached to the shares deposited with him at
his discretion, and the depositor of the shares allowing the deposit
taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article
10 of that Directive, the natural person or legal entity that controls
the voting rights;
- in the circumstances foreseen in letter (h) of Article
10 of that Directive, the proxy holder, if he can exercise the voting
rights at his discretion, and the shareholder who has given his proxy to
the proxy holder allowing the latter to exercise the voting rights at
his discretion.
[iv] #_ednref4 Applicable in the cases provided for in
Article 10 (b) to (h) of Directive 2004/109/EC. This should be the full
name of the shareholder who is the counterparty to the natural person or
legal entity referred to in Article 10 of that Directive unless the
holdings of the shareholder would be lower than 3% of the total number
of voting rights.
[v] #_ednref5 The date of the transaction should normally
be, in the case of an on exchange transaction, the date on which the
matching of orders occurs; in the case of an off exchange transaction,
date of the entering into an agreement.
The date on which threshold is crossed should normally be the date on
which the acquisition, disposal or possibility to exercise voting rights
takes effect. For passive crossings, the date when the corporate event
took effect.
[vi] #_ednref6 Please refer to the situation disclosed in
the previous notification. In case the situation previous to the
triggering transaction was below 3%, please state "below 3%".
[vii] #_ednref7 If the holding has fallen below the minimum
threshold, the notifying party should not be obliged to disclose the
extent of the holding, only that the new holding is below 3%.
For the case provided for in Article 10(a) of Directive 2004/109/EC,
there should be no disclosure of individual holdings per party to the
agreement unless a party individually crosses or reaches an Article 9
threshold. This applies upon entering into, introducing changes to or
terminating an agreement.
[viii] #_ednref8 To be used in Member States where
applicable.
[ix] #_ednref9 Direct and indirect.
[x] #_ednref10 To be used in Member States where
applicable.
[xi] #_ednref11 In case of combined holdings of shares with
voting rights attached "direct holding" and voting rights "indirect
holding", please split the voting rights number and percentage into the
direct and indirect columns - if there is no combined holdings, please
leave the relevant box blank.
[xii] #_ednref12 Voting rights attached to shares held by
the notifying party (Article 9 of Directive 2004/109/EC).
[xiii] #_ednref13 Voting rights held by the notifying party
independently of any holding of shares (Article 10 of Directive
2004/109/EC).
[xiv] #_ednref14 If the holding has fallen below the minimum
threshold, the notifying party should not be obliged to disclose the
extent of the holding, only that the new holding is below 3%.
[xv] #_ednref15 Date of maturity/expiration of the financial
instrument i.e. the date when right to acquire shares ends.
[xvi] #_ednref16 If the financial instrument has such a
period - please specify this period - for example once every 3 months
starting from [date].
[xvii] #_ednref17 The notification should include the name(s)
of the controlled undertakings through which the voting rights are held.
The notification should also include the amount of voting rights and the
percentage held by each controlled undertaking, insofar as individually
the controlled undertaking holds 3% or more, and insofar as the
notification by the parent undertaking is intended to cover the
notification obligations of the controlled undertaking.
This announcement is distributed by NASDAQ OMX Corporate Solutions on
behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Kenmare Resources via Globenewswire
HUG#1858661
http://www.kenmareresources.com/
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