Pendragon PLC Holding(s) in Company (1570A)
January 18 2024 - 3:29AM
UK Regulatory
TIDMPDG
RNS Number : 1570A
Pendragon PLC
18 January 2024
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B1JQBT10
Issuer Name
PENDRAGON PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; Other
Comments
UBS trading book holdings in Pendragon PLC fell below 5% and are
therefore exempt from reporting
3. Details of person subject to the notification obligation
Name
UBS Group AG Investment Bank
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s)
subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
16-Jan-2024
6. Date on which Issuer notified
18-Jan-2024
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 0.000000 0.000000 0.000000 0
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 5.033490 0.000000 5.033490
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00B1JQBT10 0 0.000000
====================== ====================== ====================== ======================
Sub Total 8.A 0 0.000000%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Sub Total 8.B2
========================================================= =================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
UBS Group AG
====================== ====================== ====================== ======================
UBS Group AG UBS AG
====================== ====================== ====================== ======================
UBS Group AG UBS AG London
Branch
====================== ====================== ====================== ======================
UBS Group AG
====================== ====================== ====================== ======================
UBS Group AG UBS AG
====================== ====================== ====================== ======================
UBS Group AG UBS Europe SE
====================== ====================== ====================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
UBS trading book holdings in Pendragon PLC fell below 5% and are
therefore exempt from reporting.
12. Date of Completion
18-Jan-2024
13. Place Of Completion
Zurich, Switzerland
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END
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