TIDMSKG
STANDARD FORM TR-1
VOTING RIGHTS ATTACHED TO SHARES- ARTICLE 12(1) OF DIRECTIVE
2004/109/ECFINANCIAL INSTRUMENTS - ARTICLE 11(3) OF THE COMMISSION
DIRECTIVE 2007/14/EC1
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached 2: Smurfit Kappa Group
Plc
2. Reason for the notification (please tick the appropriate box
or boxes):
[X] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
[ ] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification
obligation3: Norges Bank (The Central Bank of Norway)
4. Full name of shareholder(s) (if different from 3.)4:
5. Date of the transaction and date on which the threshold is
crossed or reached5: 24.03.2011
6. Date on which issuer notified; 25.03.2011
7. Threshold(s) that is/are crossed or reached: 9%
8. Notified details:
A) Voting rights attached to shares
Class/type of shares (if possible using the ISIN CODE) Situation previous to the Triggering transaction6Please refer to the situation disclosed in the previous notification. In case the situation previous to the triggering transaction was below 3%, please state "below 3%". Resulting situation after the triggering transaction7If the holding has fallen below the minimum threshold, the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is below 3%.
For the case provided for in Article 10(a) of Directive 2004/109/EC, there should be no disclosure of individual holdings per party to the agreement unless a party individually crosses or reaches an Article 9 threshold. This applies upon entering into, introducing changes to or terminating an agreement.
Number of Shares8To be used in Member States where applicable. Number of Voting rights9Direct and indirect. Number of shares10To be used in Member States where applicable. Number of voting rights11In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank. % of voting rights
Direct Direct12Voting rights attached to shares held by the notifying party (Article 9 of Directive 2004/109/EC). Indirect13Voting rights held by the notifying party independently of any holding of shares (Article 10 of Directive 2004/109/EC). Direct Indirect
IE00B1RR8406 19,875,712 19,875,712 20,025,712 20,025,712 9.06%
SUBTOTAL A(based on aggregate voting rights) 19,875,712 19,875,712 20,025,712 20,025,712 9.06%
B) Financial Instruments
Resulting situation after the triggering transaction14If the holding has fallen below the minimum threshold, the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is below 3%.
Type of financial instrument Expiration Date15Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends. Exercise/Conversion Period/ Date16If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date]. Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
SUBTOTAL B(in relation to all expiration dates)
Total (A+B) number of voting rights % of voting rights
20,025,712 9.06%
9. Chain of controlled undertakings through which the voting
rights and/or the financial instrumentsare effectively held, if
applicable17: N/A
10. In case of proxy voting:[name of the proxy holder] will
cease to hold [number] voting rights as of [date]. N/A
11. Additional information: N/A
Done at [place] on [date]. Oslo, Norway, 25.03.2011
ANNEX TO THE STANDARD FORM TR-118
a) Identity of the person or legal entity subject to the
notification obligation:
Full name (including legal Norges Bank (The Central
form for legal entities) Bank of Norway)
Contact address (registered Bankplassen 2, P.O Box 1179,
office for legal entities) Sentrum, 0107 Oslo, Norway
Phone number +47 2407 3000
Other useful information
(at least legal
representative for legal persons)
b) Identity of the notifier, if applicable19:
Full name Jonas Lexmark
Contact address See above
Phone number +47 2407 3134
Other useful information (e.g. functional
relationship with the
person or legal entity subject to
the notification obligation)
c) Additional information
Notes to Form TR-1
1 This form is to be sent to the issuer or underlying issuer and
to be filed with the competent authority.
2 Either the full name of the legal entity or another method for
identifying the issuer or underlying issuer, provided it is
reliable and accurate.
3 This should be the full name of (a) the shareholder; (b) the
natural person or legal entity acquiring, disposing of or
exercising voting rights in the cases provided for in Article 10
(b) to (h) of Directive 2004/109/EC; (c) all the parties to the
agreement referred to in Article 10 (a) of that Directive, or (d)
the holder of financial instruments entitled to acquire shares
already issued to which voting rights are attached, as
appropriate.
In relation to the transactions referred to in points (b) to (h)
of Article 10 of that Directive, the following list is provided as
indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of
that Directive, the natural person or legal entity that acquires
the voting rights and is entitled to exercise them under the
agreement and the natural person or legal entity who is
transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of
that Directive, the natural person or legal entity holding the
collateral, provided the person or entity controls the voting
rights and declares its intention of exercising them, and natural
person or legal entity lodging the collateral under these
conditions;
- in the circumstances foreseen in letter (d) of Article 10 of
that Directive, the natural person or legal entity who has a life
interest in shares if that person or entity is entitled to exercise
the voting rights attached to the shares and the natural person or
legal entity who is disposing of the voting rights when the life
interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of
that Directive, the controlling natural person or legal entity and,
provided it has a notification duty at an individual level under
Article 9, under letters (a) to (d) of Article 10 of that Directive
or under a combination of any of those situations, the controlled
undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of
that Directive, the deposit taker of the shares, if he can exercise
the voting rights attached to the shares deposited with him at his
discretion, and the depositor of the shares allowing the deposit
taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of
that Directive, the natural person or legal entity that controls
the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of
that Directive, the proxy holder, if he can exercise the voting
rights at his discretion, and the shareholder who has given his
proxy to the proxy holder allowing the latter to exercise the
voting rights at his discretion.
4 Applicable in the cases provided for in Article 10 (b) to (h)
of Directive 2004/109/EC. This should be the full name of the
shareholder who is the counterparty to the natural person or legal
entity referred to in Article 10 of that Directive unless the
holdings of the shareholder would be lower than 5% of the total
number of voting rights.
5 The date of the transaction should normally be, in the case of
an on exchange transaction, the date on which the matching of
orders occurs; in the case of an off exchange transaction, date of
the entering into an agreement. The date on which threshold is
crossed should normally be the date on which the acquisition,
disposal or possibility to exercise voting rights takes effect. For
passive crossings, the date when the corporate event took
effect.
6 Please refer to the situation disclosed in the previous
notification. In case the situation previous to the triggering
transaction was below 3%, please state "below 3%".
7 If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the
holding, only that the new holding is below 3%.
For the case provided for in Article 10(a) of Directive
2004/109/EC, there should be no disclosure of individual holdings
per party to the agreement unless a party individually crosses or
reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
8 To be used in Member States where applicable.
9 Direct and indirect.
10 To be used in Member States where applicable.
11 In case of combined holdings of shares with voting rights
attached "direct holding" and voting rights "indirect holding",
please split the voting rights number and percentage into the
direct and indirect columns - if there is no combined holdings,
please leave the relevant box blank.
12 Voting rights attached to shares held by the notifying party
(Article 9 of Directive 2004/109/EC).
13 Voting rights held by the notifying party independently of
any holding of shares (Article 10 of Directive 2004/109/EC).
14 If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the
holding, only that the new holding is below 3%.
15 Date of maturity/expiration of the financial instrument i.e.
the date when right to acquire shares ends.
16 If the financial instrument has such a period - please
specify this period - for example once every 3 months starting from
[date].
17 The notification should include the name(s) of the controlled
undertakings through which the voting rights are held. The
notification should also include the amount of voting rights and
the percentage held by each controlled undertaking, insofar as
individually the controlled undertaking holds 3% or more, and
insofar as the notification by the parent undertaking is intended
to cover the notification obligations of the controlled
undertaking.
18 This annex is only to be filed with the competent
authority.
19 Whenever another person makes the notification on behalf of
the shareholder or the natural person/legal entity referred to in
Articles 10 and 13 of Directive 2004/109/EC
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