Barclays PLC Form 8.5 (EPT/NON-RI) THG plc (3329O)
June 09 2022 - 4:59AM
UK Regulatory
TIDMBARC TIDMTHG
RNS Number : 3329O
Barclays PLC
09 June 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
-------------------------------------------
Name of offeror/offeree in relation THG PLC
(b) to whose
--------------------------------------------
relevant securities this form relates:
------- --------------------------------------------------- ----- --- ---- -----
Name of the party to the offer with THG plc
(c) which exempt
--------------------------------------------
principal trader is connected
------- ------------------------------------------- ------ ----- --- ---- -----
Date position held/dealing undertaken: 08 June 2022
(d)
------- --------------------------------------------------- --------------------------------------------
In addition to the company in 1(b) NO
(e) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
------- --------------------------------------------------- --------------------------- ---- ---------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 0.5p ordinary
------------------------ ----------------------------------
Interests Short Positions
------------------------ ----------------------------------
Number (%) Number (%)
----------------------------------------- ------------- --------- -------------------- ------------
(1) Relevant securities
owned
and/or controlled: 14,855,482 1.22% 11,715,373 0.96%
(2) Cash-settled derivatives:
24,249,670 1.99% 14,137,066 1.16%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 39,105,152 3.20% 25,852,439 2.12%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
------------------------------------------------------------------------------ ----- ------------
Details, including nature of the rights
concerned and relevant percentages:
------------------------------------------------------------------------------------- ------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------------ ---------------------------------- -------------- --------------
Class of relevant Purchase/sale Total number Highest price Lowest price
of per unit per unit
security securities paid/received paid/received
------------------ -------------- -------------- -------------- --------------
0.5p ordinary Purchase 415,317 1.3918 GBP 1.3755 GBP
---------------- ---------------- -------------- --------------
0.5p ordinary Sale 187,383 1.3920 GBP 1.3755 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- ----------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
-------------- -------------- ----------- ------------ -----------
0.5p ordinary SWAP Decreasing 85 1.3784 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 490 1.3800 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 2,471 1.3864 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 11,629 1.3822 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 18,417 1.3889 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 28,125 1.3842 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 30,228 1.3876 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 40,756 1.3863 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 42,944 1.3825 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 65,726 1.3890 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 81,075 1.3824 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Decreasing 96,034 1.3885 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary CFD Increasing 11,346 1.3889 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Increasing 18,417 1.3889 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary CFD Increasing 41,956 1.3802 GBP
Long
---------------- ------------- ------------ -----------
0.5p ordinary SWAP Increasing 10,000 1.3826 GBP
Short
---------------- ------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
--------------------------------------------------------------------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 9 Jun 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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