Current Report Filing (8-k)
January 27 2023 - 3:16PM
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2023-01-23
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January
23, 2023
BM TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-38633 |
|
82-3410369 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
201 King of Prussia Road, Suite 650
Wayne, PA 19087
(Address of principal executive offices, including
zip code)
Registrant’s telephone number, including area
code: (877) 327-9515
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common Stock |
|
BMTX |
|
NYSE American LLC |
Warrants to purchase Common Stock |
|
BMTX.W |
|
NYSE American LLC |
Indicate by check mark whether the registrant is an
emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark
if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Principal Officers;
Election of Directors; Appointment of Principal Officers
Resignation of Chief Operating Officer
Reference is made to the employment
agreement dated January 4, 2021, between the Company and Robert Diegel (the “Employment Agreement”) filed as Exhibit 10.9
to the Company’s Current Report on Form 8-K filed with the Commission on January 8, 2021, pursuant to which Mr. Diegel was employed
as the Company’s Chief Operating Officer.
On January 23, 2023, Mr. Diegel
provided the Company with written notice that he was terminating the Employment Agreement effective as of March 9, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
BM Technologies, Inc. |
|
|
Dated: January 27, 2023 |
By: |
/s/ Luvleen Sidhu |
|
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Luvleen Sidhu |
|
|
Chief Executive Officer |
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