$15,000,000 Fine Hits US Banking Giant After Employees Allegedly Drain Millions From Wealthy Customers’ Accounts
December 14 2024 - 2:09PM
The Daily Hodl
Morgan Stanley’s wealth management arm will pay a multi
million-dollar penalty after allegedly failing to stop four former
financial advisors from stealing cash from customer accounts. The
U.S. Securities and Exchange Commission (SEC) is charging Morgan
Stanley Smith Barney (MSSB) for failing to adopt measures and
policies that could have prevented four ex-financial advisors from
[…]
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$15,000,000 Fine Hits US Banking Giant After Employees Allegedly
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Giant After Employees Allegedly Drain Millions From Wealthy
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$15,000,000 Fine Hits US Banking Giant After
Employees Allegedly Drain Millions From Wealthy Customers’
Accounts appeared first on
The Daily Hodl.
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