Amended Statement of Ownership (sc 13g/a)
February 11 2021 - 3:17PM
Edgar (US Regulatory)
United States
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 2)*
Farfetch
Limited
(Name of Issuer)
Class A Ordinary Shares
(Title of Class of Securities)
30744W107
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒
Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 30744W107
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Schedule 13G
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Page 1 of 7
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1
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Names of Reporting Persons
José Neves
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
Portugal
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
2,772,308
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6
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Shared Voting Power
42,858,080
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7
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Sole Dispositive Power
2,772,308
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8
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Shared Dispositive Power
42,858,080
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
45,630,388
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
Not
Applicable
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11
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Percent of Class
Represented by Amount in Row 9
12.9%
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12
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Type of Reporting
Person
IN
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CUSIP No. 30744W107
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Schedule 13G
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Page 2 of 7
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1
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Names of Reporting Persons
TGF Participations Limited
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
Isle of
Man
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
0
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6
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Shared Voting Power
42,858,080
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7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
42,858,080
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
42,858,080
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
Not
Applicable
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11
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Percent of Class
Represented by Amount in Row 9
12.2%
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12
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Type of Reporting
Person
OO (limited company)
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CUSIP No. 30744W107
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Schedule 13G
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Page 3 of 7
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ITEM 1.
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(a) Name of Issuer:
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Farfetch Limited (the “Issuer”)
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(b)
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Address of Issuer’s Principal Executive Offices:
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The Bower, 211 Old Street, London EC1V 9NR, United Kingdom
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ITEM 2.
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(a) Name of Person Filing:
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Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the
“Reporting Persons.” This statement is filed on behalf of:
José Neves
TGF Participations Limited
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(b)
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Address or Principal Business Office:
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The address of Mr. Neves is c/o Farfetch Limited, The Bower, 211 Old Street, London EC1V 9NR, United Kingdom. The address
of TGF Participations Limited is Grosvenor House, 66-67 Athol Street, Douglas, Isle of Man IM1 1JE.
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(c)
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Citizenship of each Reporting Person is:
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Mr. Neves is a Portuguese citizen. TGF Participations Limited is organized under the laws of the Isle of Man.
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(d)
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Title of Class of Securities:
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Class A Ordinary Shares, par value $0.04 per share (“Class A Ordinary Shares”)
30744W107
Not applicable.
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CUSIP No. 30744W107
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Schedule 13G
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Page 4 of 7
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(a-c)
The ownership information presented below represents beneficial ownership of Class A Ordinary Shares of the Issuer as of
the date hereof, based upon 307,786,868 Class A Ordinary Shares outstanding as of November 23, 2020 and assumes the conversion of the Class B Ordinary Shares, par value $0.04 per share (“Class B Ordinary Shares”) of the
Issuer held by the Reporting Person into Class A Ordinary Shares on a one-to-one basis.
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Reporting Person
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Amount
beneficially
owned
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Percent
of class:
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Sole
power
to vote or
to direct
the vote:
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Shared
power to
vote or to
direct the
vote:
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Sole
power to
dispose or
to direct
the
disposition
of:
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Shared
power to
dispose or
to direct
the
disposition
of:
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José Neves
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45,630,388
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12.9
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%
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2,772,308
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42,858,080
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2,772,308
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42,858,080
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TGF Participations Limited
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42,858,080
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12.2
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%
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0
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42,858,080
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0
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42,858,080
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José Neves is the beneficial owner of 45,630,388 Class A Ordinary Shares, which
includes: (i) 318,650 Class A Ordinary Shares, (ii) 2,453,658 Class A Ordinary Shares issuable upon vesting and exercise of restricted stock units and stock options held of record by Mr. Neves that are exercisable within 60 days of
the date of this filing and (iii) 42,858,080 Class A Ordinary Shares issuable upon conversion on a one-for-one basis of Class B Ordinary Shares held of record
by TGF Participations Limited.
Mr. Neves exercises voting and investment power over the securities held of record by
TGF Participations Limited and may be deemed to share beneficial ownership of the Class B Ordinary Shares held of record by TGF Participations Limited. The amounts reported in the table above do not include (i) 17,500 Class A
Ordinary Shares and 147,160 Class A Ordinary Shares underlying vested stock options held of record by Mr. Neves’ spouse, of which Mr. Neves may be deemed to share beneficial ownership, but as to which Mr. Neves disclaims any
such beneficial ownership.
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ITEM 5.
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Ownership of Five Percent or Less of a Class.
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Not applicable.
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ITEM 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
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ITEM 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company.
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Not applicable.
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CUSIP No. 30744W107
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Schedule 13G
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Page 5 of 7
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ITEM 8.
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Identification and Classification of Members of the Group.
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Not applicable.
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ITEM 9.
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Notice of Dissolution of Group.
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Not applicable.
Not applicable.
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CUSIP No. 30744W107
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Schedule 13G
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Page 6 of 7
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Date: February 11, 2021
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José Neves
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/s/ José Neves
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TGF Participations Limited
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By:
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/s/ Philip Carlton
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Philip Carlton
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Authorised signatory for and on behalf of Rouge 2004 Limited (Director)
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By:
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/s/ Naomi Rive
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Naomi Rive
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Authorised signatory for and on behalf of Rouge 2004 Limited (Director)
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CUSIP No. 30744W107
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Schedule 13G
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Page 7 of 7
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