Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
November 07 2024 - 4:06PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
14A
Proxy
Statement Pursuant to Section 14(a) of the Securities
Exchange
Act of 1934
Filed by the Registrant [X]
Filed by a Party other than
the Registrant [ ]
Check the appropriate box:
| [ ] | Preliminary
Proxy Statement. |
| [ ] | Confidential,
for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| [ ] | Definitive
Proxy Statement |
| [X] | Definitive
Additional Materials. |
| [ ] | Soliciting
Material Pursuant to §240.14a-12 |
Tortoise
Sustainable and Social Impact Term Fund
(Name of
Registrant as Specified In Its Charter)
(Name of
Person(s) Filing Proxy Statement, if other than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
| [ ] | Fee
paid previously with preliminary materials. |
| [ ] | Fee
computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and
0-11. |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 7, 2024
Tortoise Sustainable and Social Impact Term Fund
(Exact name of Registrant as Specified in Its Charter)
Maryland |
811-23248 |
83-6609702 |
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
6363 College Boulevard, Suite 100A |
|
Overland Park, KS |
66211 |
(Address of Principal Executive Offices) |
(Zip Code) |
Registrant’s Telephone Number, Including Area
Code: 913 981-1020
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
[ ] |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
[ ] |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading
Symbol(s) |
|
Name of each exchange on which registered |
Common Stock, par value $0.001 per share |
|
TEAF |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act
of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. [ ]
Item 8.01. Other Events
On November 7, 2024 at 9:00 a.m. Central Time, Tortoise Sustainable and
Social Impact Term Fund (the “Company”) commenced a Special Meeting of Stockholders (the “Special Meeting”), as
previously scheduled, and adjourned the Special Meeting until Thursday, November 14, 2024 at 9:00 a.m. Central Time due to a lack of quorum.
The record date for the Special Meeting will remain September 10, 2024. This allows the Company’s stockholders additional time to
vote on the proposal described in the Company’s proxy statement for the Special Meeting filed on October 11, 2024. During the period
of the adjournment, the Company will continue to solicit votes from its stockholders with respect to the proposal set forth in the Proxy
Statement.
The reconvened Special Meeting will be held at the same location, 6363
College Boulevard, Suite 100A, Overland Park, Kansas 66211.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: November 7, 2024
|
TORTOISE SUSTAINABLE AND SOCIAL IMPACT TERM FUND |
|
(Registrant) |
|
|
|
|
|
|
By: |
/s/ Matthew G.P. Sallee |
|
|
|
Matthew G.P. Sallee |
|
|
|
Chief Executive Officer |
|
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