UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q

 

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended May 31, 2022 

Commission File Number 000-56002

 

ALLIED CORP.

(Exact name of registrant as specified in its charter)

                                                                              

Nevada

 

33-1227173

(State or other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

1405 St. Paul St., Suite 201, Kelowna, BC, Canada V1Y 9N2

(Address of principal executive offices) (Zip Code)

 

877-255-4337

(Registrant’s telephone number, including area code)

 

_____________________________________________

(Former name, former address and former fiscal year, if changed since last report)

 

Securities registered pursuant to Section 12(b) of the Act

 

Title of Each Class

 

Trading Symbol(s)

 

Name of each Exchange on which registered

N/A

 

N/A

 

N/A

 

Indicate by check mark whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. ☒ Yes ☐ No

 

Indicate by check mark whether the registrant has submitted electronically, every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). ☒ Yes ☐ No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer

Accelerated filer

Non-accelerated Filer

Smaller reporting company

 

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). ☐ Yes ☒ No

 

As of July 20, 2022, there were 93,356,529 shares of common stock issued and outstanding.

 

 

 

    

TABLE OF CONTENTS

  

PART I—FINANCIAL INFORMATION

 

Item 1.

Financial Statements.

3

Item 2.

Management’s Discussion and Analysis of Financial Condition and Results of Operations.

54

Item 3.

Quantitative and Qualitative Disclosures About Market Risk.

68

Item 4.

Controls and Procedures.

68

 

PART II—OTHER INFORMATION

 

Item 1.

Legal Proceedings.

69

Item 1A.

Risk Factors.

69

Item 2.

Unregistered Sales of Securities and Use of Proceeds.

70

Item 3.

Defaults Upon Senior Securities.

71

Item 4.

Mining Safety Disclosure.

71

Item 5.

Other Information.

71

Item 6.

Exhibits.

72

 

 
2

Table of Contents

     

ALLIED CORP.

 

CONSOLIDATED FINANCIAL STATEMENTS

 

Condensed consolidated interim balance sheets at May 31, 2022 (unaudited) and August 31, 2021

 

4

 

 

 

Condensed consolidated interim statements of operations and comprehensive loss for the three and nine months ended May 31, 2022 and 2021 (unaudited)

 

5

 

 

 

Condensed consolidated interim statements of stockholders’ equity (deficit) for the nine months ended May 31, 2022 and 2021 (unaudited)

 

6-7

 

 

 

Condensed consolidated interim statements of cash flows for the nine months ended May 31, 2022 and 2021 (unaudited)

 

8

 

 

 

Notes to the unaudited condensed consolidated interim financial statements

 

9

    

 
3

Table of Contents

 

ALLIED CORP.

Condensed Consolidated Interim Balance Sheets

(Expressed in US Dollars)

   

 

 

May 31,

2022

 

 

August 31,

2021

 

 

 

(Unaudited)

 

 

 

 

Assets

 

 

 

 

 

 

Current assets

 

 

 

 

 

 

Cash

 

$80,694

 

 

$419,825

 

Inventory (Note 3)

 

 

229,675

 

 

 

136,261

 

Other receivables

 

 

14,495

 

 

 

82,837

 

Prepaid expenses

 

 

24,945

 

 

 

277,529

 

Total current assets

 

 

349,809

 

 

 

916,452

 

 

 

 

 

 

 

 

 

 

Deposits and advances (Note 4)

 

 

2,830,542

 

 

 

3,156,163

 

Right-of-use assets (Note 7)

 

 

229,290

 

 

 

247,325

 

Property, plant and equipment (Note 5)

 

 

1,654,345

 

 

 

267,835

 

Intangible assets (Note 6)

 

 

50,444

 

 

 

46,000

 

Total assets

 

$5,114,430

 

 

$4,633,775

 

 

 

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

 

Current liabilities

 

 

 

 

 

 

 

 

Accounts payable and accrued liabilities

 

$2,199,812

 

 

$1,871,659

 

Current portion of lease liabilities (Note 7)

 

 

28,016

 

 

 

25,013

 

Loans payable (Note 8)

 

 

1,554,327

 

 

 

1,596,522

 

Secured convertible notes payable (Note 9)

 

 

3,030,487

 

 

 

1,889,050

 

Total current liabilities

 

 

6,812,642

 

 

 

5,382,244

 

 

 

 

 

 

 

 

 

 

Lease liabilities, net of current portion (Note 7)

 

 

201,274

 

 

 

222,312

 

Total liabilities

 

$7,013,916

 

 

$5,604,556

 

 

 

 

 

 

 

 

 

 

Stockholders’ deficiency

 

 

 

 

 

 

 

 

Preferred stock – 50,000,000 shares authorized, $0.0001 par value Nil shares issued and outstanding

 

$-

 

 

$-

 

Common stock – 300,000,000 shares authorized, $0.0001 par value; 93,577,595 shares issued and outstanding (79,858,867 – par value $0.0001 – August 31, 2021)

 

 

9,356

 

 

 

7,986

 

Treasury stock

 

 

-

 

 

 

707

 

Additional paid in capital

 

 

33,204,789

 

 

 

18,099,226

 

Common stock issuable

 

 

25,000

 

 

 

929,985

 

Accumulated deficit

 

 

(34,432,425)

 

 

(19,393,812)

Accumulated other comprehensive loss

 

 

(706,206)

 

 

(614,873)

 

 

 

 

 

 

 

 

 

Total stockholders’ deficiency

 

 

(1,899,486)

 

 

(970,781)

Total liabilities and stockholders’ deficiency

 

$5,114,430

 

 

$4,633,775

 

 

Nature of operations and going concern (Note 1)

Commitments (Note 14)

Subsequent events (Note 19)

 

The accompanying notes form an integral part of these unaudited condensed consolidated interim financial statements.

 

 
4

Table of Contents

  

ALLIED CORP.

Condensed Consolidated Interim Statements of Operations and Comprehensive Loss

(Expressed in US dollars)

(Unaudited)

   

 

 

For the Three Months Ended May 31, 2022

 

 

For the Three Months Ended May 31, 2021

 

 

For the Nine Months Ended May 31, 2022

 

 

For the Nine Months Ended May 31, 2021

 

Revenues

 

 

 

 

 

 

 

 

 

 

 

 

Sales

 

$6,628

 

 

$-

 

 

$49,184

 

 

$5,260

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Expenses

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Amortization

 

 

60,618

 

 

 

117,851

 

 

 

130,646

 

 

 

483,872

 

Charitable donations

 

 

-

 

 

 

-

 

 

 

-

 

 

 

15,000

 

Consulting fees

 

 

262,467

 

 

 

232,651

 

 

 

832,124

 

 

 

724,386

 

Foreign exchange loss (gain)

 

 

(2,339)

 

 

27,535

 

 

 

(2,894)

 

 

11,279

 

Interest expense and bank charges

 

 

216,275

 

 

 

153,942

 

 

 

569,001

 

 

 

412,370

 

Inventory cost

 

 

4,609

 

 

 

-

 

 

 

41,813

 

 

 

-

 

Office and miscellaneous

 

 

242,676

 

 

 

727,565

 

 

 

947,589

 

 

 

1,073,027

 

Production costs

 

 

-

 

 

 

-

 

 

 

-

 

 

 

227,257

 

Professional fees

 

 

316,643

 

 

 

223,106

 

 

 

870,697

 

 

 

595,885

 

Research and development

 

 

-

 

 

 

-

 

 

 

12,062

 

 

 

-

 

Stock-based compensation – bonus shares (Note 11)

 

 

-

 

 

 

-

 

 

 

4,585,425

 

 

 

-

 

Stock-based compensation – consulting services (Note 10)

 

 

-

 

 

 

265,625

 

 

 

3,584,392

 

 

 

265,625

 

Stock-based compensation – options

 

 

1,028,835

 

 

 

430,478

 

 

 

2,262,773

 

 

 

1,810,598

 

Travel

 

 

12,009

 

 

 

728

 

 

 

28,283

 

 

 

6,334

 

Write-down of inventory to net realizable value (Note 3)

 

 

264,865

 

 

 

-

 

 

 

736,414

 

 

 

-

 

Operating expenses

 

 

2,406,658

 

 

 

2,179,481

 

 

 

14,598,325

 

 

 

5,625,633

 

Loss before other items

 

 

(2,400,030)

 

 

(2,179,481)

 

 

(14,549,141)

 

 

(5,620,373)

Other expenses

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Impairment of assets

 

 

-

 

 

 

(245,500)

 

 

-

 

 

 

(245,500)

Loss on termination of lease

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(65,565)

Settlement payments (Note 14)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(105,000)

Gain (loss) on debt extinguishment

 

 

-

 

 

 

(28,268)

 

 

-

 

 

 

(118,448)

Bad debt recovery

 

 

3,722

 

 

 

-

 

 

 

3,722

 

 

 

-

 

Accretion

 

 

(249,079)

 

 

(300,240)

 

 

(493,194)

 

 

(493,901)

Total other expenses

 

 

(245,357)

 

 

(574,008)

 

 

(489,472)

 

 

(1,028,414)

Net loss

 

 

(2,645,387)

 

 

(2,753,489)

 

 

(15,038,613)

 

 

(6,648,787)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Other comprehensive income (loss)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Foreign currency translation adjustments

 

 

(21,583)

 

 

(7,779)

 

 

(91,333)

 

 

152,793

 

Comprehensive loss

 

$(2,666,970)

 

$(2,761,268)

 

$(15,129,946)

 

$(6,495,994)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Basic and diluted loss per share

 

$(0.03)

 

$(0.03)

 

$(0.16)

 

$(0.08)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Weighted average number of common shares outstanding

 

 

93,360,212

 

 

 

78,096,032

 

 

 

91,464,870

 

 

 

82,856,781

 

 

The accompanying notes form an integral part of these unaudited condensed consolidated interim financial statements.

 

 
5

Table of Contents

 

ALLIED CORP.

Condensed Consolidated Interim Statements of Stockholders’ Equity (Deficit)

(Expressed in US dollars)

(Unaudited)

  

 

 

Common stock

 

 

Treasury Stock

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Number of shares

 

 

Amount

 

 

Number of shares

 

 

Amount

 

 

Additional paid in capital

 

 

Stock issuable

 

 

Stock subscription receivable

 

 

Accumulated deficit

 

 

Accumulated other comprehensive income (loss)

 

 

Total

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, August 31, 2020

 

 

85,105,780

 

 

$8,511

 

 

 

 

 

 

 

 

$12,226,382

 

 

$19,952

 

 

 

-

 

 

$(7,908,566)

 

$(642,115)

 

$3,704,164

 

Shares issued for cash

 

 

200,000

 

 

 

20

 

 

 

 

 

 

 

 

 

249,980

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

250,000

 

Detachable warrants issued with convertible notes payable

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

153,764

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

153,764

 

Shares issuable upon modification of debt

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

133,127

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

133,127

 

Common stock subscribed

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

 

 

 

 

110,000

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

110,000

 

Comprehensive loss for the period

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

 

 

 

 

-

 

 

 

-

 

 

 

(1,195,862)

 

 

118,923

 

 

 

(1,076,939)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, November 30, 2020

 

 

85,305,780

 

 

$8,531

 

 

 

 

 

 

 

 

$12,763,253

 

 

$129,952

 

 

 

-

 

 

$(9,104,428)

 

$(523,192)

 

$3,274,116

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Detachable warrants issued with convertible notes payable

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

142,564

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

142,564

 

Beneficial conversion feature

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

22,564

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

22,564

 

Stock-based compensation

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

1,380,120

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

1,380,120

 

Common stock issuable to settle debt

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

-

 

 

 

92,664

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

92,664

 

Common stock subscribed

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

-

 

 

 

250,000

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

250,000

 

Comprehensive loss for the period

 

 

-

 

 

 

-

 

 

 

 

 

 

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(2,699,436)

 

 

41,649

 

 

 

(2,657,787)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, February 28, 2021

 

 

85,305,780

 

 

$8,531

 

 

 

 

 

 

 

 

$14,308,501

 

 

$472,616

 

 

 

-

 

 

$(11,803,864)

 

$(481,543)

 

$2,504,241

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Shares returned to treasury

 

 

(8,123,170)

 

 

(812)

 

 

8,123,170

 

 

 

812

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Shares issued for cash

 

 

1,350,001

 

 

 

135

 

 

 

-

 

 

 

-

 

 

 

749,865

 

 

 

(250,000)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

500,000

 

Shares issued to settle debts

 

 

142,790

 

 

 

14

 

 

 

-

 

 

 

-

 

 

 

124,396

 

 

 

(92,664)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

31,746

 

Shares issued upon modification of debt

 

 

136,000

 

 

 

13

 

 

 

-

 

 

 

-

 

 

 

149,938

 

 

 

(129,952)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

19,999

 

Shares issued for finders fees

 

 

800

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Cancellation of shares no consideration

 

 

(1,200,000)

 

 

(120)

 

 

-

 

 

 

-

 

 

 

120

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Detachable warrants issued with convertible notes payable

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

158,903

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

158,903

 

Beneficial conversion feature

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

99,680

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

99,680

 

Shares re-issued for asset acquisition

 

 

200,000

 

 

 

20

 

 

 

(200,000)

 

 

(20)

 

 

160,000

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

160,000

 

Shares issuable for promissory note

 

 

100,000

 

 

 

10

 

 

 

(100,000)

 

 

(10)

 

 

90,000

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

90,000

 

Stock-based compensation

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

430,478

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

430,478

 

Shares issuable upon modification of debt

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

8,268

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

8,268

 

Common stock subscribed for cash

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

935,000

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

935,000

 

Shares issued for consulting services

 

 

750,000

 

 

 

75

 

 

 

(750,000)

 

 

(75)

 

 

637,500

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

637,500

 

Comprehensive loss for the period

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(2,753,489)

 

 

(7,779)

 

 

(2,761,268)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, May 31, 2021

 

 

78,662,201

 

 

$7,866

 

 

 

7,073,170

 

 

$707

 

 

$16,909,381

 

 

$943,268

 

 

 

-

 

 

$(14,557,353)

 

$(489,322)

 

$2,814,547

 

 

The accompanying notes form an integral part of these unaudited condensed consolidated interim financial statements.

 

 
6

Table of Contents

 

ALLIED CORP.

Condensed Consolidated Interim Statements of Stockholders’ Equity (Deficit)

(Expressed in US dollars)

(Unaudited)

  

 

 

Common stock

 

 

Treasury stock

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Number of

shares

 

 

Amount

 

 

Number of

shares

 

 

Amount

 

 

Additional paid in capital

 

 

Stock issuable

 

 

Stock subscription receivable

 

 

Accumulated deficit

 

 

Accumulated other comprehensive loss

 

 

Total

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, August 31, 2021

 

 

79,858,867

 

 

$7,986

 

 

 

7,073,170

 

 

$707

 

 

$18,099,226

 

 

$929,985

 

 

$-

 

 

$(19,393,812)

 

$(614,873)

 

$(970,781)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Shares issued from treasury

 

 

7,073,170

 

 

 

707

 

 

 

(7,073,170)

 

 

(707)

 

 

7,957,316

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

7,957,316

 

Shares issued for cash

 

 

4,566,389

 

 

 

456

 

 

 

-

 

 

 

-

 

 

 

3,426,404

 

 

 

(873,735)

 

 

(250,000)

 

 

-

 

 

 

-

 

 

 

2,303,125

 

Share issuance costs

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(253,390)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(253,390)

Shares subscribed

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

85,126

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

85,126

 

Shares issued for finders fees

 

 

8,000

 

 

 

1

 

 

 

-

 

 

 

-

 

 

 

5,999

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

6,000

 

Shares issued in error not yet cancelled

 

 

634,667

 

 

 

64

 

 

 

-

 

 

 

-

 

 

 

(64)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Detachable warrants issued with convertible notes payable

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

120,310

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

120,310

 

Beneficial conversion feature

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

80,247

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

80,247

 

Stock-based compensation

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

531,255

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

531,255

 

Comprehensive loss for the period

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(10,068,081)

 

 

(51,041)

 

 

(10,119,122)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, November 30, 2021

 

 

92,141,093

 

 

 

9,214

 

 

 

-

 

 

 

-

 

 

 

29,967,303

 

 

 

141,376

 

 

 

(250,000)

 

 

(29,461,893)

 

 

(665,914)

 

 

(259,914)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subscriptions received

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

250,000

 

 

 

-

 

 

 

-

 

 

 

250,000

 

Shares issued for stock issuable

 

 

188,501

 

 

 

19

 

 

 

-

 

 

 

-

 

 

 

141,357

 

 

 

(141,376)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Shares issued for cash

 

 

933,601

 

 

 

94

 

 

 

-

 

 

 

-

 

 

 

1,078,107

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

1,078,201

 

Share issuance costs

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(81,900)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(81,900)

Shares subscribed

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

20,800

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

20,800

 

Shares issued in error not yet cancelled

 

 

93,334

 

 

 

9

 

 

 

-

 

 

 

-

 

 

 

(9)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Beneficial conversion feature

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

201,200

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

201,200

 

Stock-based compensation

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

702,683

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

702,683

 

Comprehensive loss for the period

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(2,325,145)

 

 

(18,709)

 

 

(2,343,854)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, February 28, 2022

 

 

93,356,529

 

 

$9,336

 

 

 

-

 

 

 

-

 

 

$32,008,741

 

 

$20,800

 

 

 

-

 

 

$(31,787,038)

 

$(684,623)

 

$(432,784)

Shares issued for stock issuable

 

 

27,733

 

 

 

3

 

 

 

-

 

 

 

-

 

 

 

20,797

 

 

 

(20,800)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Shares issued for cash

 

 

173,333

 

 

 

17

 

 

 

-

 

 

 

-

 

 

 

149,983

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

150,000

 

Share issuance costs

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(3,567)

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(3,567)

Shares subscribed

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

25,000

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

25,000

 

Stock-based compensation

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

1,028,835

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

1,028,835

 

Comprehensive loss for the period

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

(2,645,387)

 

 

(21,583)

 

 

(2,645,387)

Balance, May 31, 2022

 

 

93,557,595

 

 

$9,356

 

 

 

-

 

 

 

-

 

 

$

33,204,789

 

 

 

25,000

 

 

 

-

 

 

$(34,432,425)

 

$(706,206)

 

$(1,899,486)

 

The accompanying notes form an integral part of these unaudited condensed consolidated interim financial statements.

 

 
7

Table of Contents

 

ALLIED CORP.

Condensed Consolidated Interim Statements of Cash Flows

(Expressed in US dollars)

(Unaudited)

  

 

 

For the Nine Months Ended May 31, 2022

 

 

For the Nine Months Ended May 31, 2021

 

Cash provided by (used in):

 

 

 

 

 

 

 

 

 

 

 

 

 

Operating activities

 

 

 

 

 

 

Net loss for the period

 

$(15,038,613)

 

$(6,648,787)

Adjustment to net loss for the period for non-cash items

 

 

 

 

 

 

 

 

Accretion

 

 

493,194

 

 

 

493,901

 

Accrued interest

 

 

201,932

 

 

 

-

 

Inventory write-down to net realizable value

 

 

736,414

 

 

 

-

 

Amortization

 

 

130,646

 

 

 

483,872

 

Impairment of acquired assets

 

 

-

 

 

 

245,500

 

Loss on debt extinguishment

 

 

-

 

 

 

118,448

 

Loss on termination of lease

 

 

-

 

 

 

65,565

 

Stock-based compensation - consulting services (Note 10)

 

 

3,584,392

 

 

 

265,625

 

Stock-based compensation - bonus shares (Note 11)

 

 

4,585,425

 

 

 

-

 

Stock-based compensation - options

 

 

2,262,773

 

 

 

1,810,598

 

Changes in non-cash working capital balance:

 

 

 

 

 

 

 

 

Decrease in other receivables

 

 

68,342

 

 

 

(4,487)

Increase (decrease) in prepaid expenses

 

 

40,084

 

 

 

(13,051)

Decrease in deposits and advances

 

 

354,733

 

 

 

-

 

Increase in due from related parties

 

 

-

 

 

 

(11,498)

Increase (decrease) in accounts payable and accrued liabilities

 

 

155,244

 

 

 

299,419

 

Increase in inventory

 

 

(829,828)

 

 

(199,337)

 

 

 

(3,255,262)

 

 

(3,094,232)

Investing activities

 

 

 

 

 

 

 

 

Refunds of deposits

 

 

-

 

 

 

129,897

 

Cash paid for acquisition of subsidiary

 

 

-

 

 

 

(42,750)

Purchase of intangible assets

 

 

(12,111)

 

 

(131,544)

Purchase of property, plant, and equipment

 

 

(1,219,940)

 

 

(33,209)

 

 

 

(1,232,051)

 

 

(77,606)

Financing activities

 

 

 

 

 

 

 

 

Proceeds from convertible notes payable

 

 

1,150,000

 

 

 

1,584,892

 

Proceeds from loan

 

 

-

 

 

 

300,000

 

Repayment of loans payable

 

 

(378,760)

 

 

-

 

Repayment of convertible notes payable

 

 

(100,000)

 

 

 

 

Repayment of finance lease obligations

 

 

-

 

 

 

(16,315)

Proceeds from the issuance of common stock

 

 

3,554,393

 

 

 

999,980

 

Proceeds for subscriptions of stock issuable

 

 

25,000

 

 

 

935,000

 

 

 

 

4,250,633

 

 

 

3,803,557

 

 

 

 

 

 

 

 

 

 

Increase (decrease) in cash

 

 

(236,680)

 

 

631,719

 

Effect of exchange rate on changes of cash

 

 

(102,451)

 

 

96,820

 

Cash, beginning of period

 

 

419,825

 

 

 

94,047

 

Cash, end of period

 

$80,694

 

 

$822,586

 

 

 

 

 

 

 

 

 

 

Supplemental cash flow disclosures:

 

 

 

 

 

 

 

 

Income taxes paid

 

 

-

 

 

 

-

 

Interest paid

 

 

314,718

 

 

 

338,519

 

Non-cash activities: See Note 17

 

 

 

 

 

 

 

 

 

The accompanying notes form an integral part of these unaudited condensed consolidated interim financial statements.

 

 
8

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

1.

Nature of operations, reverse take-over transaction and going concern

 

a)

Nature of operations

 

 

 

Allied Corp. (the “Company or Allied”) was incorporated in the State of Nevada on February 3, 2013. On July 1, 2019, the Company changed its name to Allied Corp. The head office and the registered office of the Company are located at 1405 St. Paul Street, Kelowna BC V1Y 2E4.

 

The Company’s business plan is to discover new medical technologies some of which are cannabis derived to target full scope therapy and support for trauma survivors, military veterans and first responders, however the Company has not begun such operations nor obtained the required permits to begin such operations.

  

On February 18, 2020, the Company acquired all the issued and outstanding share capital of a Colombian company, Allied Colombia S.A.S (“Allied Colombia”). The assets, liabilities and results of Allied Colombia are consolidated in these financial statements beginning from the February 18, 2020 acquisition date. As at May 31, 2022, Allied Colombia has a licensed cannabis farm in Colombia.

 

 

 

 

 

 

 

 

  

 
9

Table of Contents

  

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

1.

Nature of operations, reverse take-over transaction and going concern (continued)

   

b)

Going concern

 

 

 

The accompanying consolidated financial statements have been prepared assuming that the Company will continue as a going concern. The Company incurred a net loss for the nine months ended May 31, 2022 of $15,038,613, has generated minimal revenue and as at May 31, 2022 has a working capital deficit of $6,462,833. These factors raise substantial doubt regarding the Company’s ability to continue as a going concern. The consolidated financial statements of the Company do not include any adjustments relating to the recoverability and classification of recorded assets, or the amounts and classifications of liabilities that might be necessary should the Company be unable to continue as a going concern. The Company’s ability to continue as a going concern is dependent upon the Company’s ability to raise sufficient financing to acquire or develop a profitable business. Management intends on financing its operations and future development activities largely from the sale of equity securities with some additional funding from other traditional financing sources, including related party loans until such time that funds provided by future planned operations are sufficient to fund working capital requirements.

 

 

c)

COVID-19 impact

 

 

 

In March 2020, the World Health Organization declared COVID-19 a global pandemic. This contagious disease outbreak and the related adverse public health developments have adversely affected workforces, economies, and financial markets globally, leading to uncertainty and an economic downturn. Although some product distribution was delayed by COVID-19, management has determined that there has been no significant impact to the Company’s operations, however management continues to monitor the situation.

 

 

d)

Business Risks

 

 

 

While some states in the United States have authorized the use and sale of cannabis, it remains illegal under federal law and the approach to enforcement of U.S. federal laws against cannabis is subject to change. Because the Company plans to engage in cannabis-related activities in the United States, only if and when cannabis operations are federally legalized.

 

On January 4, 2018, the then United States Attorney General Jeff Sessions issued a memorandum to United States district attorneys (the “Sessions Memorandum”) which rescinded previous guidance from the United States Department of Justice specific to cannabis enforcement in the United States, including the Cole Memorandum. With the Cole Memorandum rescinded, United States federal prosecutors no longer have guidance relating to the exercise of their discretion in determining whether to prosecute cannabis related violations of United States federal law. Since that time, United States district attorneys have taken no legal action against state law compliant entities, and the Biden administration is generally anticipated to seek federal decriminalization of state legal cannabis activity. Nevertheless, a significant change in the federal government’s enforcement policy with respect to current federal laws applicable to cannabis could cause significant financial damage to the Company. The Company may be irreparably harmed by a change in enforcement policies of the federal government depending on the nature of such change.

 

Given the current illegality of cannabis under United States federal law, the Company’s ability to access both public and private capital may be hindered by the fact that certain financial institutions are regulated by the United States federal government and are thus prohibited from providing financing to companies engaged in cannabis related activities. The Company’s ability to access public capital markets in the United States is directly hindered as a result. The Company may, however, be able to access public and private capital markets in the United States through institutions which are not regulated by the United States federal government, in Canada, and in many other countries in order to support continuing operations.

 

 
10

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

2.

Significant accounting policies

  

Business Presentation

 

 

 

These unaudited condensed consolidated financial statements and related notes are presented in accordance with accounting principles generally accepted in the United States of America (“US GAAP”), and are expressed in United States dollars. The Company’s fiscal year end is August 31.

 

These interim unaudited financial statements have been prepared in accordance with US GAAP for interim financial information and with the instructions to Securities and Exchange Commission (“SEC”) Form 10-Q. They do not include all of the information and footnotes required by US GAAP for complete financial statements. Therefore, these interim financial statements should be read in conjunction with the Company’s audited financial statements and notes thereto for the year ended August 31, 2021, included in the Company’s Annual Report on Form 10-K filed with the SEC.

 

The consolidated financial statements included herein are unaudited; however, they contain all normal recurring accruals and adjustments that, in the opinion of management, are necessary to present fairly the Company’s financial position at May 31, 2022, and the results of its operations for the three months and nine months ended May 31, 2022, and cash flows for the nine months ended May 31, 2022. The results of operations for the period ended May 31, 2022 are not necessarily indicative of the results to be expected for future quarters or the full year.

 

 

 

The significant accounting policies followed are:

 

 

a)

Principles of consolidation

 

 

 

 

 

The consolidated financial statements include accounts of Allied Corp. and its wholly-owned subsidiaries, including AM Biosciences, Allied US Products LLC, Tactical Relief LLC, Baleno Ltd. and Allied Colombia. Subsidiaries are consolidated from the date of acquisition and control and continue to be consolidated until the date that such control ceases. Control is achieved when the Company is exposed, or has rights, to variable returns from its involvement with the investee and has the ability to affect these returns through its power over the investee. All intercompany balances, income, expenses, and unrealized gains and losses resulting from intercompany transactions are eliminated on consolidation.

 

 

 

 

b)

Cash and cash equivalents

 

 

 

 

 

Cash is comprised of cash on hand, cash held in trust accounts and demand deposits. Cash equivalents are short-term, highly liquid investments with maturities within three months when acquired. The Company did not have any cash equivalents as of May 31, 2022 and August 31, 2021.

 

 

 

 

c)

Property, plant and equipment

 

 

 

 

 

Property, plant and equipment are stated at cost. The Company depreciates the cost of property, plant and equipment over their estimated useful lives at the following annual rates and methods:

 

 

Farm facility and equipment

 

1 - 10 years straight-line basis

 

Office and computer equipment

 

5 - 10 years straight-line basis

 

Land equipment

 

10 years straight-line basis

 

 

d)

Inventory

 

 

 

 

 

Inventory is comprised of raw materials, supplies, vegetative and flowering plants, dried flower, diluted crude and CBD isolates available for sale, and purchased cannabis products.

 

 
11

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

2.

Significant accounting policies (continued)

 

 

 

Inventory is stated at the lower of cost or net realizable value, determined using weighted average cost. Net realizable value is defined as the estimated selling price in the ordinary course of business, less reasonably predictable costs of completion, disposal and transportation. At the end of each reporting period, the Company performs an assessment of inventory and records write-downs for excess and obsolete inventories based on the Company’s estimated forecast of product demand, production requirements, market conditions, regulatory environment, and spoilage. Actual inventory losses may differ from management’s estimates and such differences could be material to the Company’s consolidated balance sheets, statements of net loss and comprehensive loss and statements of cash flows.

 

 

 

 

e)

Intangible assets

 

 

 

 

 

Intangible assets include licenses which are being amortized over their estimated useful lives of 10 years. The Company’s licenses are amortized over their economic or legal life on a straight-line basis, whichever is shorter. The licenses have been amortized from the date of acquisition.

 

The Company periodically evaluates the reasonableness of the useful lives of these assets. Once these assets are fully amortized, they are removed from the accounts. These assets are reviewed for impairment or obsolescence when events or changes in circumstances indicate that the carrying amount may not be recoverable. If impaired, intangible assets are written down to fair value based on discounted cash flows or other valuation techniques. The Company has no intangibles with indefinite lives.

 

For long-lived assets, impairment losses are only recorded if the asset’s carrying amount is not recoverable through its undiscounted, probability-weighted future cash flows. The Company measures the impairment loss based on the difference between the carrying amount and the estimated fair value. When an impairment exists, the related assets are written down to fair value.

 

 

 

 

f)

Long-lived assets

 

 

 

 

 

In accordance with ASC 360, Property, Plant and Equipment, the Company tests long-lived assets or asset groups for recoverability when events or changes in circumstances indicate that their carrying amount may not be recoverable. Circumstances which could trigger a review include, but are not limited to: significant decreases in the market price of the asset; significant adverse changes in the business climate or legal factors; accumulation of costs significantly in excess of the amount originally expected for the acquisition or construction of the asset; current period cash flow or operating losses combined with a history of losses or a forecast of continuing losses associated with the use of the asset; and current expectation that the asset will more likely than not be sold or disposed significantly before the end of its estimated useful life. Recoverability is assessed based on the carrying amount of the asset and its fair value, which is generally determined based on the sum of the undiscounted cash flows expected to result from the use and the eventual disposal of the asset, as well as specific appraisal in certain instances. An impairment loss is recognized when the carrying amount is not recoverable and exceeds fair value.

 

 

 

 

g) 

Foreign currency translation and functional currency conversion

 

 

 

 

 

Items included in these consolidated financial statements of each of the Company’s entities are measured using the currency of the primary economic environment in which the entities operate (the “functional currency”).

 

Prior to September 10, 2019, the Company’s functional currency was the Canadian dollar. Translation gains and losses from the application of the U.S. dollar as the reporting currency during the period that the Canadian dollar was the functional currency are included as part of cumulative currency translation adjustment, which is reported as a component of shareholders’ equity under accumulated other comprehensive loss.

  

 
12

Table of Contents

  

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

2.

Significant accounting policies (continued)

   

 

 

The Company re-assessed its functional currency and determined as at September 10, 2019, its functional currency changed from the Canadian dollar to the U.S. dollar based on management’s analysis of changes in our organization. The change in functional currency was accounted for prospectively from September 10, 2019 and prior period financial statements were not restated for the change in functional currency.

 

 

For periods commencing September 10, 2019, monetary assets and liabilities denominated in foreign currencies are translated into U.S. dollars using exchange rates in effect at the balance sheet date. Opening balances related to non-monetary assets and liabilities are based on prior period translated amounts, and non-monetary assets and non-monetary liabilities incurred after September 10, 2019 are translated at the approximate exchange rate prevailing at the date of the transaction. Revenue and expense transactions are translated at the approximate exchange rate in effect at the time of the transactions. Foreign exchange gains and losses are included in the statement of operations and comprehensive loss as foreign exchange gains.

 

The Company assessed the functional currency for Allied Colombia to be the Colombian peso. The functional currency for all other subsidiaries is the U.S. dollar.

 

 

 

 

h)

Share issuance costs

 

 

 

 

 

Costs directly attributable to the raising of capital are charged against the related share capital. Costs related to shares not yet issued are recorded as deferred share issuance costs. These costs are deferred until the issuance of the shares to which the costs relate, at which time the costs will be charged against the related share capital or charged to operations if the shares are not issued.

 

 

 

 

i)

Research and development costs

 

 

 

 

 

Research and development costs are expensed as incurred.

 

 

 

 

j)

Revenue recognition

 

 

 

 

 

The Company’s revenue is comprised of sales of cannabis products.

 

The Company’s revenue-generating activities have a single performance obligation and revenue is recognized at the point in time when control of the product transfers and the Company’s obligations have been fulfilled. This generally occurs when the product is shipped or delivered to the customer, depending upon the method of distribution and shipping terms set forth in the customer contract. Revenue is measured as the amount of consideration the Company expects to receive in exchange for the sale of the Company’s product. Certain of the Company’s customer contracts may provide the customer with a right of return. In certain circumstances the Company may also provide a retrospective price adjustment to a customer. These items give rise to variable consideration, which is recognized as a reduction of the transaction price based upon the expected amounts of the product returns and price adjustments at the time revenue for the corresponding product sale is recognized. The determination of the reduction of the transaction price for variable consideration requires that the Company make certain estimates and assumptions that affect the timing and amounts of revenue recognized.

 

Sales of products are for cash or otherwise agreed-upon credit terms. The Company’s payment terms vary by location and customer; however, the time period between when revenue is recognized and when payment is due is not significant. The Company estimates and reserves for its bad debt exposure based on its experience with past due accounts and collectability, write-off history, the aging of accounts receivable and an analysis of customer data.

 

 
13

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

2.

Significant accounting policies (continued)

 

 

k)

Net income (loss) per common share

 

 

 

 

 

Net income (loss) per share is calculated in accordance with ASC 260, Earnings per Share. The weighted-average number of common shares outstanding during each period is used to compute basic earning or loss per share. Diluted earnings or loss per share is computed using the weighted average number of shares and diluted potential common shares outstanding to the extent the effect would not be antidilutive. Dilutive potential common shares are additional common shares assumed to be exercised.

 

Basic net income (loss) per common share is based on the weighted average number of shares of common stock outstanding.

 

 

 

 

l)

Income taxes

 

 

 

 

 

The Company accounts for income taxes under ASC 740, Income Taxes. Under the asset and liability method of ASC 740, deferred tax assets and liabilities are recognized for the future tax consequences attributable to differences between the financial statements carrying amounts of existing assets and liabilities and their respective tax bases. Deferred tax assets and liabilities are measured using enacted tax rates expected to apply to taxable income in the years in which those temporary differences are expected to be recovered or settled. Under ASC 740, the effect on deferred tax assets and liabilities of a change in tax rates is recognized in income in the period the enactment occurs. A valuation allowance is provided for certain deferred tax assets if it is more likely than not that the Company will not realize tax assets through future operations.

 

 

 

 

m)

Related party transactions

 

 

 

 

 

Related parties are any entities or individuals that, through employment, ownership or other means, possess the ability to direct or cause the direction of the management and policies of the Company. The Company discloses related party transactions that are outside of normal compensatory agreements, such as salaries. Related party transactions are measured at the exchange amounts.

 

 

 

 

n)

Significant accounting estimates and judgments

 

 

 

 

 

The preparation of the financial statements in conformity with US GAAP requires management to make judgments, estimates and assumptions that affect the reported amounts in the financial statements and accompanying notes. Although management uses historical experience and its best knowledge of the amount, events or actions to for the basis for judgments and estimates, actual results may differ from these estimates.

 

The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognized in the period in which the estimate is revised if the revision affects only that period or in the period of the revision and further periods if the review affects both current and future periods.

 

Significant estimates and assumptions included in these financial statements relate to the valuation assumptions related to the estimated useful lives and recoverability of long-lived assets, stock-based compensation, and deferred income tax assets and liabilities. Judgments are required in the assessment of the Company’s ability to continue to as going concern as described in Note 1.

 

 

 

 

o)

Financial instruments

 

 

 

 

 

ASC 825, Financial Instruments, requires an entity to maximize the use of observable inputs and minimize the use of unobservable inputs when measuring fair value. ASC 825 establishes a fair value hierarchy based on the level of independent, objective evidence surrounding the inputs used to measure fair value. A financial instrument’s categorization within the fair value hierarchy is based upon the lowest level of input that is significant to the fair value measurement. ASC 825 prioritizes the inputs into three levels that may be used to measure fair value:

 

 
14

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

  

2.

Significant accounting policies (continued)

 

 

 

 

 

 

Level 1

Level 1 applies to assets or liabilities for which there are quoted prices in active markets for identical assets or liabilities.

 

Level 2

Level 2 applies to assets or liabilities for which there are inputs other than quoted prices that are observable for the asset or liability such as quoted prices for similar assets or liabilities in active markets; quoted prices for identical assets or liabilities in markets with insufficient volume or infrequent transactions (less active markets); or model-derived valuations in which significant inputs are observable or can be derived principally from, or corroborated by, observable market data.

 

Level 3

Level 3 applies to assets or liabilities for which there are unobservable inputs to the valuation methodology that are significant to the measurement of the fair value of the assets or liabilities.

 

The financial instruments consist principally of cash, due from related parties, accounts payable, note payable, and convertible notes payable. The fair value of cash when applicable is determined based on “Level 1” inputs, which consist of quoted prices in active markets for identical assets. The Company believes that the recorded values of all other financial instruments which are categorized as loans and receivables approximate their current fair values because of their nature and respective relatively short maturity dates or current market rates of interest for similar instruments.

 

For certain of the Company’s financial instruments, including accounts payable, due from related parties, notes and loans payable, the carrying amounts approximate their fair values due to the short maturities.

 

The Company does not have any assets or liabilities measured at fair value on a recurring basis presented on the Company’s balance sheet as of May 31, 2022 and August 31, 2021 other than cash.

 

Financial instruments that potentially subject the Company to a concentration of credit risk consist primarily of cash. The Company limits its exposure to credit loss by placing its cash with high credit quality financial institutions.

 

 

 

 

p)

Leases

 

 

 

 

 

The Company determines if an arrangement contains a lease in whole or in part at the inception of the contract. Right-of-use (“ROU”) assets represent the Company’s right to use an underlying asset for the lease term while lease liabilities represent our obligation to make lease payments arising from the lease. All leases with terms greater than twelve months result in the recognition of a ROU asset and a liability at the lease commencement date based on the present value of the lease payments over the lease term. Unless a lease provides all of the information required to determine the implicit interest rate, the Company uses its incremental borrowing rate based on the information available at the commencement date in determining the present value of the lease payments. The Company uses the implicit interest rate in the lease when readily determinable.

 

Our lease terms include all non-cancelable periods and may include options to extend (or to not terminate) the lease when it is reasonably certain that we will exercise that option. Leases with terms of twelve months or less at the commencement date are expensed on a straight-line basis over the lease term and do not result in the recognition of an asset or liability. See Note 7 – Leases.

 

 
15

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

2.

Significant accounting policies (continued)

 

 

q)

Reverse Acquisitions

 

 

 

 

 

Identification of the accounting acquirer

 

 

 

 

 

The Company considers factors in ASC 805-10-55-10 through 55-15 in identifying the accounting acquirer. The Company uses the existence of a controlling financial interest to identify the acquirer - the entity that obtains control of the acquiree. Other pertinent facts and circumstances also shall be considered in identifying the acquirer in a business combination effected by exchanging equity interests, including the following: (a) The relative voting rights in the combined entity after the business combination, where the acquirer usually is the combining entity whose owners as a group retain or receive the largest portion of the voting rights in the combined entity taking into consideration the existence of any unusual or special voting arrangements and options, warrants, or convertible securities; (b) the existence of a large minority voting interest in the combined entity if no other owner or organized group of owners has a significant voting interest, and where the acquirer usually is the combining entity whose single owner or organized group of owners holds the largest minority voting interest in the combined entity; (c) the composition of the governing body of the combined entity, where the acquirer usually is the combining entity whose owners have the ability to elect or appoint or to remove a majority of the members of the governing body of the combined entity; (d) the composition of the senior management of the combined entity, where the acquirer usually is the combining entity whose former management dominates the management of the combined entity; and (e) the terms of the exchange of equity interests, where the acquirer usually is the combining entity that pays a premium over the pre-combination fair value of the equity interests of the other combining entity or entities, where the acquirer usually is the combining entity whose relative size (measured in, for example, assets, revenues, or earnings) is significantly larger than that of the other combining entity or entities.

 

Pursuant to ASC Paragraph 805-40-05-2, as one example of a reverse acquisition, a private operating entity may arrange for a public entity to acquire its equity interests in exchange for the equity interests of the public entity. In this situation, the public entity is the legal acquirer because it issued its equity interests, and the private entity is the legal acquiree because its equity interests were acquired. However, application of the guidance in ASC 805-10-55-11 through 55-15 results in identifying: (a) The public entity as the acquiree for accounting purposes (the accounting acquiree); and (b) the private entity as the acquirer for accounting purposes (the accounting acquirer).

 

 

 

 

 

Measuring the consideration transferred

 

 

 

 

 

Pursuant to ASC 805-40-30-2 and 30-3 in a reverse acquisition, the accounting acquirer usually issues no consideration for the acquiree. Instead, the accounting acquiree usually issues its equity shares to the owners of the accounting acquirer. Accordingly, the acquisition-date fair value of the consideration transferred by the accounting acquirer for its interest in the accounting acquiree is based on the number of equity interests the legal subsidiary would have had to issue to give the owners of the legal parent the same percentage equity interest in the combined entity that results from the reverse acquisition. The fair value of the number of equity interests calculated in that way can be used as the fair value of consideration transferred in exchange for the acquiree. The assets and liabilities of the legal acquiree are measured and recognized in the consolidated financial statements at their pre-combination carrying amounts (see ASC 805-40-45-2(a)).

 

 
16

Table of Contents

  

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

2.

Significant accounting policies (continued)

 

 

 

Presentation of consolidated financial statements post reverse acquisition

 

 

 

 

 

Pursuant to ASC 805-40-45-1 and 45-2, consolidated financial statements following a reverse acquisition are issued under the name of the legal parent (accounting acquiree) but described in the notes as a continuation of the financial statements of the legal subsidiary (accounting acquirer), with one adjustment, which is to retroactively adjust the accounting acquirer’s legal capital to reflect the legal capital of the accounting acquiree. That adjustment is required to reflect the capital of the legal parent (the accounting acquiree). Comparative information presented in those consolidated financial statements also is retroactively adjusted to reflect the legal capital of the legal parent (accounting acquiree). The consolidated financial statements reflect all of the following: (a) The assets and liabilities of the legal subsidiary (the accounting acquirer) recognized and measured at their pre-combination carrying amounts; (b) the assets and liabilities of the legal parent (the accounting acquiree) recognized and measured in accordance with the guidance in Topic 805 "Business Combinations"; (c) the retained earnings and other equity balances of the legal subsidiary (accounting acquirer) before the business combination; (d) the amount recognized as issued equity interests in the consolidated financial statements determined by adding the issued equity interest of the legal subsidiary (the accounting acquirer) outstanding immediately before the business combination to the fair value of the legal parent (accounting acquiree) determined in accordance with the guidance in this topic applicable to business combinations. However, the equity structure (that is, the number and type of equity interests issued) reflects the equity structure of the legal parent (the accounting acquiree), including the equity interests the legal parent issued to effect the combination.

 

Accordingly, the equity structure of the legal subsidiary (the accounting acquirer) is restated using the exchange ratio established in the acquisition agreement to reflect the number of shares of the legal parent (the accounting acquiree) issued in the reverse acquisition; and (e) the non-controlling interest’s proportionate share of the legal subsidiary’s (accounting acquirer’s) pre-combination carrying amounts of retained earnings and other equity interests as discussed in ASC 805-40-25-2 and 805-40-30-3.

 

Pursuant to ASC 805-40-45-4 and 45-5, in calculating the weighted-average number of common shares outstanding (the denominator of the earnings-per-share (“EPS”) calculation) during the period in which the reverse acquisition occurs: (a) The number of common shares outstanding from the beginning of that period to the acquisition date shall be computed on the basis of the weighted-average number of common shares of the legal acquiree (accounting acquirer) outstanding during the period multiplied by the exchange ratio established in the acquisition agreement; and (b) the number of common shares outstanding from the acquisition date to the end of that period shall be the actual number of common shares of the legal acquirer (the accounting acquiree) outstanding during that period.

 

The basic EPS for each comparative period before the acquisition date presented in the consolidated financial statements following a reverse acquisition shall be calculated by dividing (a) by (b): (a) The income of the legal acquiree attributable to common shareholders in each of those periods; and (b) the legal acquiree’s historical weighted average number of common shares outstanding multiplied by the exchange ratio established in the acquisition agreement.

 

As a result of the controlling financial interest of the former stockholders of AMBI, for financial statement reporting purposes, the asset acquisition has been treated as a reverse acquisition with AMBI deemed the accounting acquirer and the Company deemed the accounting acquiree under the acquisition method of accounting in accordance with ASC 805-10-55 of the Financial Accounting Standards Board (FASB) Accounting Standards Codification (ASC). The reverse acquisition is deemed a capital transaction and the net assets of AMBI (the accounting acquirer) are carried forward to the Company (the legal acquirer and the reporting entity) at their carrying value before the acquisition. The acquisition process utilizes the capital structure of the Company and the assets and liabilities of AMBI which are recorded at their historical cost. The equity of the Company is the historical equity of AMBI.

 

 
17

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

2.

Significant accounting policies (continued)

 

 

 

These consolidated financial statements include the financial statements of the Company and its wholly owned subsidiaries, AM Biosciences effective from the date of the reverse take—over transaction on September 10, 2019 and Allied Colombia (from the date of acquisition, February 18, 2020). All intercompany balances and transactions have been eliminated upon consolidation.

 

 

 

 

r) 

Recent accounting pronouncements

 

 

 

 

 

The Company does not expect that recent accounting pronouncements or changes in accounting pronouncements during the nine months ended May 31, 2022, are of significance or potential significance to the Company.

 

3.

Inventory

 

Inventory is comprised of the following items:

 

 

 

May 31,

 2022

 

 

August 31,

 2021

 

 

 

 

 

 

 

 

Work in progress

 

$143,528

 

 

$51,831

 

Finished goods

 

 

86,147

 

 

 

84,430

 

Total inventory

 

$229,675

 

 

$136,261

 

 

The costs of inventory include but are not limited to labor, utilities, nutrition and irrigation, overhead and the depreciation of manufacturing equipment and production facilities, and amortization of licenses determined at normal capacity. Manufacturing overhead and related expenses include salaries, wages, employee benefits, utilities, maintenance and rent of grow facility. The Company began productions in Colombia in late 2020, when the Company obtained approval for its strains of products. During the current period, certain costs were determined based on the actual usage of production space as compared to the normal predetermined operational production of the facility based on capacity as the Company gradually started to grow products and prepared the facility ready. Management determined that during the current period, the Company was operating at 24% of predesigned capacity and as a result 24% of rent, amortization expenses, and certain overhead costs are included in costs of inventory.

 

During the current period, the Company recorded a $736,414 write-off of inventory costs which include labor, utilities, nutrition, and irrigation, overhead and depreciation to reduce inventory to its net realizable value of $229,675.

 

4.

Deposits and advances

 

 

 

May 31,

 2022

 

 

August 31,

 2021

 

 

 

 

 

 

 

 

a) Towards the purchase of prefabricated buildings

 

$2,656,695

 

 

$2,656,695

 

b) Vitalis equipment deposit

 

 

-

 

 

 

233,496

 

c) Deposit towards a license acquisition

 

 

150,000

 

 

 

150,000

 

d) Prepayments for construction facility in Colombia

 

 

23,847

 

 

 

115,972

 

Total deposits and advances

 

$2,830,542

 

 

$3,156,163

 

 

 
18

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

  

4.

Deposits and advances (continued)

 

 

a)

In 2019, the Company entered to a separate modular building purchase agreement to acquire and construct an 8,700 square foot facility to be used as a certified Cannabis Cultivation and extraction facility. At May 31, 2022, Company had deposits of $2,656,695 (August 31, 2021 - $2,656,695) to purchase prefabricated buildings. As of May 31, 2022, the Company had not yet received the buildings and the amounts have been recorded as deposits.

 

 

 

 

b)

At August 31, 2021, the Company had paid $233,496 to purchase equipment. The Company entered into a financing agreement for this equipment as described in Note 8 d)). At May 31, 2022, the Company received the equipment and the deposit was applied to the purchase price.

 

 

 

 

c)

At May 31, 2022 and August 31, 2021, the Company had paid $150,000 to acquire a license through an asset purchase agreement as described in Note 19(a). At May 31, 2022, the asset purchase has not closed and the amount paid has been recorded as a deposit.

 

 

 

 

d)

The Company paid certain vendors for the construction of farm facilities in Colombia in advance. As at May 31, 2022, the prepayments totaled $23,847.

 

5.

Property, plant and equipment

 

At May 31, 2022, property, plant and equipment (“PPE”) consisted of:

 

 

 

Construction in process

 

 

Farm facility and equipment

 

 

Office and computer equipment

 

 

Land equipment

 

 

Total

 

Cost

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

August 31, 2021

 

$27,469

 

 

$274,776

 

 

$10,653

 

 

$16,310

 

 

$329,208

 

Additions

 

 

721,414

 

 

 

752,094

 

 

 

12,601

 

 

 

11,325

 

 

 

1,497,434

 

Transfer

 

 

(212,736)

 

 

212,736

 

 

 

-

 

 

 

-

 

 

 

-

 

Foreign exchange

 

 

5,379

 

 

 

14,033

 

 

 

366

 

 

 

308

 

 

 

20,086

 

May 31, 2022

 

$541,526

 

 

$1,253,639

 

 

$23,620

 

 

$27,943

 

 

$1,846,728

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Accumulated depreciation

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

August 31, 2021

 

$-

 

 

$58,519

 

 

$1,935

 

 

$919

 

 

$61,373

 

Additions

 

 

-

 

 

 

121,760

 

 

 

1,901

 

 

 

1,733

 

 

 

125,394

 

Foreign exchange

 

 

-

 

 

 

5,444

 

 

 

90

 

 

 

82

 

 

 

5,616

 

May 31, 2022

 

$-

 

 

$185,723

 

 

$3,926

 

 

$2,734

 

 

$192,383

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Net book value

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

August 31, 2021

 

$27,469

 

 

$216,257

 

 

$8,718

 

 

$15,391

 

 

$267,835

 

May 31, 2022

 

$541,526

 

 

$1,067,916

 

 

$19,694

 

 

$25,209

 

 

$1,654,345

 

 

As of May 31, 2022 and August 31, 2021, the construction in process has not been in use.

 

 
19

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

6.

Intangible assets

 

 

 

At May 31, 2022, intangible assets consisted of:

 

 

 

 

Cost

$

 

 

Foreign exchange

$

 

 

Accumulated amortization

$

 

 

Accumulated impairment

$

 

 

May 31, 2022

Net carrying value

$

 

 

August 31, 2021

Net carrying value

$

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cannabis licenses

 

 

5,447,445

 

 

 

(467,388)

 

 

(1,127,946)

 

 

(3,801,667)

 

 

50,444

 

 

 

46,000

 

 

 

 

5,447,445

 

 

 

(467,388)

 

 

(1,127,946)

 

 

(3,801,667)

 

 

50,444

 

 

 

46,000

 

 

 

On February 17, 2020, the Company acquired $5,435,334 of licenses as part of the acquisition of Allied Colombia. The licenses acquired are issued by the Republic of Colombia and include the use of seeds for growing Cannabis, production of derivatives from Cannabis for medicinal and scientific use, cultivation of Cannabis plants, and producer of seeds. The Company recorded amortization of these licenses of $658,836 for the year ended August 31, 2021, of which $158,121 was included in cost of inventory.

 

Management acquired the licenses with a plan to operate in Colombia and believed the amounts paid for the licenses would be recovered from future operations. The Company has only recently started its operations in Colombia and has limited history on which to base future outcomes from operations including cash flows. Cannabis and hemp are considered to be an emerging industry and Colombia does not yet have a sufficiently established observable legal market in which the Company could sell its Cannabis or hemp flower and CBD or THC extracts. Laws and regulations in Colombia are evolving and there is uncertainty in what will be legally permissible in a future market and what prices and demand there would be in Colombia for the Company’s products. At the present, the Company’s export activities are regulated and restricted by Colombian law and it is uncertain whether future changes in law would favorably impact the Company’s operations. Due to the uncertainty in the timing and amount of future cash flows from operations the Company has written down its licenses to the estimated recoverable amount of $46,000. During the year ended August 31, 2021, the Company recorded impairment of intangible assets in the amount of $2,687,695.

 

During the nine months ended May 31, 2022, the Company acquired $12,111 (COP 47,189,946) of licenses and Company recorded amortization of $5,252 (COP 17,117,674).

 

7.

Leases

 

 

 

The Company accounts for leases under ASC 842, Leases, which establishes a right-of-use (“ROU”) model that requires a lessee to record an ROU asset and a lease liability, measured on a discounted basis, on the balance sheet for all leases with terms longer than 12 months. The Company also elected to keep all leases with an initial term of 12 months or less off the balance sheet.

 

The Company did not have any leases until the acquisition of Allied Colombia during the year ended August 31, 2020. The acquisition resulted in the addition of $82,398 of operating lease assets and liabilities. During the year ended August 31, 2021, the Company re-measured its lease liabilities under this lease as the criteria was met for additional monthly payment when the Company started production as outlined in the lease agreement, resulting in additional lease liabilities of $70,705.

 

On August 10, 2021, the Company entered into another lease for additional land in Colombia with monthly payment of $2,647 (COP9,970,675) for 12.5 hectares which is intended for use of outdoor cultivation, resulting in additional lease liabilities of $104,902. The lease is for 5 years, and expires in July 2026. The management has assessed the lease as an operating lease.

 

 
20

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

7.

Leases (continued)

   

 

The Company entered into an agreement to lease the land described in 14(a) with a commencement date of June 1, 2020. The lease requires the Company to make monthly payments of $4,501 (CAD$5,870) per month. The lease is for a 10-year term, expiring on May 31, 2030, with one 10-year renewal option and an option for the Company to purchase the land for approximately $920,000 (CAD$1,200,000). Effective November 1, 2020, the Company terminated the lease. Pursuant to ASC 842-20 upon the termination of the lease, the Company derecognized the lease related asset and liability and included any consideration paid or received upon termination that was not already included in the lease payments in the gain or loss on termination of the lease. After recording the proceeds from the landlord and derecognizing the capitalized building costs as well as the right of use asset and liability, the Company recorded a loss of $65,565 on the termination of the lease.

 

ROU assets represent the Company's right to use an underlying asset for the lease term and lease liabilities represent the Company's obligation to make lease payments arising from the lease calculated by discounting fixed lease payments over the lease term at the rate implicit in the lease or the Company’s incremental borrowing rate. Lease liabilities are increased by interest and reduced by payments each period, and the ROU asset is amortized over the lease term. For operating leases, interest on the lease liability and the amortization of the ROU asset result in straight-line rent expense over the lease term. For finance leases, interest on the lease liability and the amortization of the ROU asset results in front-loaded expense over the lease term. ROU assets and liabilities are recognized at the commencement date of the lease based on the present value of lease payments over the lease term. At May 31, 2022, the Company did not have any finance leases.

 

At May 31, 2022, the weighted average remaining operating lease term was 6.22 years and the weighted average discount rate associated with operating leases was 15%.

 

The components of lease expenses were as follows:

 

 

 

$

 

Operating lease cost:

 

 

 

Amortization of right-of-use assets

 

 

17,836

 

Interest on lease liabilities

 

 

26,091

 

 

 

 

 

 

Total operating lease cost

 

 

43,927

 

 

The following table provides supplemental cash flow and other information related to leases for nine months ended May 31, 2022:

 

 

 

 

$

 

Lease payments

 

 

43,927

 

 

Supplemental balance sheet information related to leases as of May 31, 2022 are as below:

 

 

 

 

$

 

Cost

 

 

282,273

 

Accumulated amortization

 

 

(25,266)

Foreign exchange

 

 

(27,717)

 

 

 

 

 

Net carrying value at May 31, 2022

 

 

229,290

 

 

 
21

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

7.

Leases (continued)

  

 

Future minimum lease payments related to lease obligations are as follows:

 

 

 

 

$

 

2022

 

 

15,134

 

2023

 

 

60,535

 

2024

 

 

60,535

 

Thereafter

 

 

218,935

 

 

 

 

 

 

Total minimum lease payments

 

 

355,139

 

 

 

 

 

 

Less: amount of lease payments representing effects of discounting

 

 

(125,849)

 

 

 

 

 

Present value of future minimum lease payments

 

 

229,290

 

 

 

 

 

 

Less: current obligations under leases

 

 

(28,016)

 

 

 

 

 

Lease liabilities, net of current portion

 

 

201,274

 

 

8.

Loans payable

 

 

a)

In June 2020, the Company entered into a financing agreement to finance the buildings described in Note 4(a). Pursuant to the agreement, the Company financed $1,253,772 of the purchase price. The Company paid $71,023 at commencement date on May 29, 2020 and would make six monthly interest payments of $37,613 commencing June 20, 2020 and repay the principal of $1,253,772 on November 20, 2020. The loan was extended after the initial maturity date. On December 27, 2021, the Company entered into an amendment agreement. Pursuant to the amendment, the Company will make 27 monthly payments starting on January 20, 2022. For the first 3 months, the Company will make monthly payments of $37,613. For the remaining 24 months, the Company will make monthly payments of $66,288. If the first 6 monthly payments are made on time, the Company may prepay the unamortized loan balance with a 2% penalty of the remaining balance. During the nine months ended May 31, 2022, the Company paid interest in the amount of $275,904 (2021 - $338,519). As of May 31, 2022, the Company has missed three monthly payments and the balance owing is $1,282,908 (August 31, 2021 - $1,253,772).

 

 

 

 

b)

On January 24, 2021, the Company entered into an acquisition agreement to acquire all common shares of Pacific Sun Fungi Inc. (“PSF”) in consideration for the issuance of a promissory note of $85,500 and 200,000 common shares of the Company with a fair value of $74,000. The note is non-interest bearing and is due 10 days after demand. During the nine months ended May 31, 2022, the Company made the final $42,750 payment towards the promissory note. As of May 31, 2022, the balance owing is $nil (August 31, 2021 - $42,750).

 

 

 

 

c)

On March 1, 2021, the Company entered into a $300,000 promissory note with simple interest of 10% per annum and maturity date of June 1, 2021. As additional compensation the Company issued 100,000 shares of the Company with a fair value of $90,000, which was treated as discount on the promissory note. During the year ended August 31, 2021, the accretion on the promissory note totalled $90,000. During the nine months ended May 31, 2022, the Company made the final payment of $315,000 which included interest payment of $15,000. As of May 31, 2022, the balance owing is $nil (August 31, 2021 - $300,000).

 

 

 

 

d)

On December 17, 2021, the Company entered into a financing agreement to finance an equipment. Pursuant to the agreement, the Company financed $307,543 of the purchase price with an interest rate of 8% per annum. The Company will make 20 monthly principal and interest payments of $15,000 and a final payment of $14,434 in September 2023. During the nine months ended May 31, 2022, the Company paid interest in the amount of $3,814 (2021 - $nil). As of May 31, 2022, the Company has missed three monthly payments and the balance owing is $271,419 (August 31, 2021 - $nil).

   

 
22

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable

 

 

 

The Company has granted each and every of the secured convertible note holders a continuing security interest in, a general lien upon, and aright of set-off against all existing and future assets and property under the terms of a security agreement.

 

 

 

 

a)

On January 23, 2020, the Company issued two convertible notes with principal amounts of $400,000 and $200,000, respectively, with a total face value of $600,000 (the “Notes”) and warrants to purchase 240,000 shares of the Company’s common stock at $1.25 per share for 1 year. The Notes were issued with an original discount of $12,000, and bear interest at 10% per annum compounded monthly. The notes mature on July 20, 2020 and are convertible into shares of the Company’s common stock at any time prior to maturity at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Notes or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion features are indexed to the Company’s own stock and are classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion features and warrants do not meet derivative classification.

 

The relative fair values of the convertible notes and the warrants were $470,467 and $117,533 respectively. The effective conversion price was then determined to be $0.98. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $115,383 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $108,100 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $364,517. The beneficial conversion feature of $115,383, the original issue discount of $12,000 and the relative fair value of the warrants of $108,100 discounted the carrying value of the convertible debt on the date of issue. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method. On June 30, 2020, the Company repaid $200,000 of the $600,000 note which left $200,000 outstanding on each note.

 

 

 

i.

First Modification:

 

 

 

 

 

On July 1, 2020, the Company entered into amendments to the convertible notes. Pursuant to the amendments, the convertible notes bear simple interest at 5% per annum. The maturity date of the convertible notes was amended to due on demand on or before October 31, 2020. In consideration for extending the maturity date, the Company issued to the convertible note holders 16,000 common shares of the Company and warrants to purchase additional 320,000 common shares of the Company at $1.25 per share expiring October 31, 2021. Each note holder received 8,000 common shares and 160,000 warrants.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was not granted. As the creditor has not granted a concession, the guidance contained in ASC 470-60 was applied. As present value of the cash flows under the new debt instrument differed by more than 10% from the present value of the remaining cash flows under the terms of the original debt instrument, it was determined that the debt was substantially different which resulted in extinguishment accounting.

 

The extended convertible notes had a total carrying value of $400,000. As the common shares and warrants were issued as consideration for extending the convertible notes, the fair value of the common share and warrants of $218,397 were expensed under extinguishment accounting. The fair value of these costs were included in the calculation of the loss on extinguishment of $220,065.

 

 

 
23

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

ii.

Second Modification:

 

 

 

 

 

On November 1, 2020, the Company entered into amendments to the convertible notes. Pursuant to the amendments, the maturity date of the convertible notes was amended to due on demand on or before March 31, 2021. In consideration for extending the maturity date, the Company agreed to issue to the convertible note holders 100,000 common shares of the Company. Each note holder received 50,000 common shares.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was not granted. As the creditor has not granted a concession, the guidance contained in ASC 470-60 was applied. As present value of the cash flows under the new debt instrument differed by more than 10% from the present value of the remaining cash flows under the terms of the original debt instrument, it was determined that the debt was substantially different which resulted in extinguishment accounting.

 

The extended convertible notes had a total carrying value of $400,000. As the common shares were issued as consideration for extending the convertible notes, the fair value of the common share of $110,000 were expensed under extinguishment accounting. The fair value of these costs were included in the calculation of the loss on extinguishment of $110,000.

 

 

 

 

iii.

Third Modification:

 

 

 

 

 

On March 31, 2021, the Company entered into amendments to the convertible notes. Pursuant to the amendments, the convertible notes bear simple interest at 10% per annum. Pursuant to the amendments, the maturity date of the convertible notes was amended to due on demand on or before September 30, 2021. In consideration for extending the maturity date, the Company agreed to issue to the convertible note holders 20,000 common shares of the Company. Each note holder received 10,000 common shares.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was not granted. As the creditor has not granted a concession, the guidance contained in ASC 470-60 was applied. As present value of the cash flows under the new debt instrument differed by more than 10% from the present value of the remaining cash flows under the terms of the original debt instrument, it was determined that the debt was substantially different which resulted in extinguishment accounting.

 

The extended convertible notes had a total carrying value of $400,000. As the common shares were issued as consideration for extending the convertible notes, the fair value of the common share of $20,000 were expensed under extinguishment accounting. The fair value of these costs were included in the calculation of the loss on extinguishment of $20,000.

 

 

 

 

iv.

Fourth Modification:

 

 

 

 

 

On October 1, 2021, the Company entered into amendments to the convertible notes. Pursuant to the amendments, the convertible notes bear simple interest at 10% per annum. Pursuant to the amendments, the maturity date of the convertible notes was amended to due on demand on or after March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

 
24

Table of Contents

  

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

v.

Fifth Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendments to the convertible notes. Pursuant to the amendments, the convertible notes bear simple interest at 10% per annum. Pursuant to the amendments, the maturity date of the convertible notes was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

During the nine months ended May 31, 2022, the Company made interest payments of $20,000. As at May 31, 2022, the Company has recorded accrued interest of $46,574, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

b)

On September 29, 2020, the Company issued a convertible note with a fair value of $163,341 (the “Note”) and warrants to purchase 130,673 shares of the Company’s common stock at $1.25 per share for 2 years. The Note bears interest at 10% per annum. The Note is due on demand after March 27, 2021. The Note was convertible into shares of the Company’s common stock at any time prior to March 27, 2021 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $85,330 and $78,011 respectively. The effective conversion price was then determined to be $0.65. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $85,330 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $78,011 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $Nil. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

 
25

Table of Contents

  

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable(continued)

 

 

i.

First Modification:

 

 

 

 

 

On March 31, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before September 30, 2021. In consideration for extending the maturity date, the Company issued to the convertible note holder 8,268 common shares of the Company.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was not granted. As the creditor has not granted a concession, the guidance contained in ASC 470-60 was applied. As present value of the cash flows under the new debt instrument differed by more than 10% from the present value of the remaining cash flows under the terms of the original debt instrument, it was determined that the debt was substantially different which resulted in extinguishment accounting.

 

The extended convertible note had a total carrying value of $163,341. As the common shares were issued as consideration for extending the convertible note, the fair value of the common shares of $8,268 was expensed under extinguishment accounting. The fair value of these costs were included in the calculation of the loss on extinguishment of $8,268.

 

 

 

 

ii. 

Second Modification:

 

 

 

 

 

On June 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before November 30, 2021 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

iii.

Third Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

 
26

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable(continued)

 

 

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

iv.

Fourth Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

During the nine months ended May 31, 2022, the Company made a principal payment of $100,000. As at May 31, 2022, the Company has recorded accrued interest of $25,609, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

c)

On October 26, 2020, the Company issued a convertible note with a face value of $37,613 (the “Note”) and warrants to purchase 30,090 shares of the Company’s common stock at $1.25 per share for 2 years. The Note bears interest at 10% per annum. The Note is due on demand after April 23, 2021. The Note was convertible into shares of the Company’s common stock at any time prior to April 23, 2021 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $20,176 and $17,437 respectively. The effective conversion price was then determined to be $0.65. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $20,176 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $17,437 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $Nil. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

 
27

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

i.

First Modification:

 

 

 

 

 

 On June 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before November 30, 2021 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

iii.

Third Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

 
28

Table of Contents

    

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

 

 

 

As at May 31, 2022, the Company has recorded accrued interest of $5,997, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

d)

On November 11, 2020, the Company issued a convertible note with a face value of $85,937 (the “Note”) and warrants to purchase 68,750 shares of the Company’s common stock at $1.25 per share for 2 years. The Note bears interest at 10% per annum. The Note is due on demand after May 9, 2021. The Note was convertible into shares of the Company’s common stock at any time prior to April 23, 2021 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $48,258 and $37,679 respectively. The effective conversion price was then determined to be $0.70. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $48,258 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $37,679 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $Nil. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

   

 

i.

First Modification:

 

 

 

 

 

On June 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before November 30, 2021 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 
29

Table of Contents

  

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

ii.

Second Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

iii.

Third Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

As at May 31, 2022, the Company has recorded accrued interest of $13,326, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

   

 

e)

On December 2, 2020, the Company issued a convertible note with a face value of $600,000 (the “Note”) and warrants to purchase 240,000 shares of the Company’s common stock at $1.25 per share for 2 years. The Note bears interest at 10% per annum. The Note is due on demand after November 27, 2021. The Note was convertible into shares of the Company’s common stock at any time prior to November 27, 2021 at a conversion price of $1.25 per share.

 

 
30

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $457,436 and $142,564 respectively. The effective conversion price was then determined to be $0.95. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $457,436 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $22,564 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $Nil. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

 

i.

First Modification:

 

 

 

 

 

On October 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 
31

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

  

 

 

As at May 31, 2022, the Company has recorded accrued interest of $89,589, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

f)

On January 7, 2021, the Company issued a convertible note with a face value of $300,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after November 27, 2021. The Note was convertible into shares of the Company’s common stock at any time prior to April 23, 2021 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification. In addition, it was determined that there was no beneficial conversion feature (“BCF”) as the stock price at the issuance date was less than the conversion price.

 

 

 

i.

First Modification:

 

 

 

 

 

On October 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

ii. 

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 
32

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

     

 

 

As at May 31, 2022, the Company has recorded accrued interest of $45,206, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

g)

On March 26, 2021, the Company issued a convertible note with a face value of $18,000 (the “Note”) and warrants to purchase 18,000 shares of the Company’s common stock at $0.50 per share for 1 year. The Note bears interest at 10% per annum. The Note is due on demand after September 26, 2021. The Note was convertible into shares of the Company’s common stock at any time prior to September 26, 2021 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $10,096 and $7,904 respectively. The effective conversion price was then determined to be $0.70. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $4,016 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $7,904 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $6,080. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

  

 

i.

First Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

  

 
33

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

As at May 31, 2022, the Company has recorded accrued interest of $2,126, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

h)

On March 26, 2021, the Company issued a convertible note with a face value of $100,000 (the “Note”) and warrants to purchase 100,000 shares of the Company’s common stock at $0.50 per share for 1 year. The Note bears interest at 10% per annum. The Note is due on demand after September 26, 2021. The Note is convertible into shares of the Company’s common stock at any time prior to September 26, 2021 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $56,086 and $43,914 respectively. The effective conversion price was then determined to be $0.70. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $22,314 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $43,914 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $33,772. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

 

i.

First Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

  

 
34

Table of Contents

  

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

As at May 31, 2022, the Company has recorded accrued interest of $11,808, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

i)

On April 30, 2021, the Company issued a convertible note with a face value of $100,000 (the “Note”) and warrants to purchase 100,000 shares of the Company’s common stock at $1.00 per share for 1 year. The Note bears interest at 10% per annum. The Note is due on demand after October 31, 2021. The Note is convertible into shares of the Company’s common stock at any time prior to October 31, 2021 at a conversion price of $1.00 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $61,493 and $38,507 respectively. The effective conversion price was then determined to be $0.61. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $27,272 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $38,507 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $34,221. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

  

 
35

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

i.

First Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

ii.  

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

As at May 31, 2022, the Company has recorded accrued interest of $10,849, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

j)

On April 29, 2021, the Company issued a convertible note with a face value of $180,000 (the “Note”) and warrants to purchase 180,000 shares of the Company’s common stock at $1.00 per share for 1 year. The Note bears interest at 10% per annum. The Note is due on demand after October 29, 2021. The Note was convertible into shares of the Company’s common stock at any time prior to October 29, 2021 at a conversion price of $1.00 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

  

 
36

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

The relative fair values of the convertible note and the warrants were $111,422 and $68,578 respectively. The effective conversion price was then determined to be $0.62. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $46,078 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $68,578 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $65,344. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

 

i.

First Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. The maturity date of the convertible note was amended to due on demand on or before March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

  

 

 

As at May 31, 2022, the Company has recorded accrued interest of $19,578, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

k)

On July 25, 2021, the Company issued a convertible note with a face value of $35,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after January 25, 2022. The Note was convertible into shares of the Company’s common stock at any time prior to January 25, 2022 at a conversion price of $1.25 per share.

 

 
37

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification. In addition, it was determined that there was no beneficial conversion feature (“BCF”) as the stock price at the issuance date was less than the conversion price.

 

 

i.

First Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was not granted. As the creditor has not granted a concession, the guidance contained in ASC 470-50 was applied. As present value of the cash flows under the new debt instrument differed by less than 10% from the present value of the remaining cash flows under the terms of the original debt instrument, it was determined that the debt was not substantially different which resulted in modification accounting.

 

If a convertible debt instrument is modified or exchanged in a transaction that is not accounted for as an extinguishment, an increase in the fair value of the embedded conversion option (calculated as the difference between the fair value of the embedded conversion option immediately before and after the modification or exchange) shall reduce the carrying amount of the debt instrument (increasing a debt discount or reducing a debt premium) with a corresponding increase in additional paid-in capital.

 

The Company recognized the increase in the fair value of the embedded beneficial conversion feature of $1,090 as additional-paid-in capital and an equivalent discount that reduced the carrying value of the convertible debt to $33,910 at November 1, 2021.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 
38

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

As at May 31, 2022, the Company has recorded accrued interest of $2,953, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

l)

On July 25, 2021, the Company issued a convertible note with a face value of $15,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after January 25, 2022. The Note was convertible into shares of the Company’s common stock at any time prior to January 25, 2022 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification. In addition, it was determined that there was no beneficial conversion feature (“BCF”) as the stock price at the issuance date was less than the conversion price.

 

 

 

i.

First Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was not granted. As the creditor has not granted a concession, the guidance contained in ASC 470-50 was applied. As present value of the cash flows under the new debt instrument differed by less than 10% from the present value of the remaining cash flows under the terms of the original debt instrument, it was determined that the debt was not substantially different which resulted in modification accounting.

 

If a convertible debt instrument is modified or exchanged in a transaction that is not accounted for as an extinguishment, an increase in the fair value of the embedded conversion option (calculated as the difference between the fair value of the embedded conversion option immediately before and after the modification or exchange) shall reduce the carrying amount of the debt instrument (increasing a debt discount or reducing a debt premium) with a corresponding increase in additional paid-in capital.

 

The Company recognized the increase in the fair value of the embedded beneficial conversion feature of $467 as additional-paid-in capital and an equivalent discount that reduced the carrying value of the convertible debt to $14,533 at November 1, 2021.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

  

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

 

 

As at May 31, 2022, the Company has recorded accrued interest of $1,266, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

m)

On October 1, 2021, the Company issued a convertible note with a face value of $100,000 (the “Note”) and warrants to purchase 100,000 shares of the Company’s common stock at $1.25 per share for 1 year. The Note bears interest at 10% per annum. The Note is due on demand after March 31, 2022. The Note was convertible into shares of the Company’s common stock at any time prior to March 31, 2022 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $40,117 and $59,883 respectively. The effective conversion price was then determined to be $0.40. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $40,117 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $59,883 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $Nil. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

 

i.

First Modification:

 

 

 

 

 

On November 1, 2021, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bears simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after March 31, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was not granted. As the creditor has not granted a concession, the guidance contained in ASC 470-50 was applied. As present value of the cash flows under the new debt instrument differed by less than 10% from the present value of the remaining cash flows under the terms of the original debt instrument, it was determined that the debt was not substantially different which resulted in modification accounting.

 

If a convertible debt instrument is modified or exchanged in a transaction that is not accounted for as an extinguishment, an increase in the fair value of the embedded conversion option (calculated as the difference between the fair value of the embedded conversion option immediately before and after the modification or exchange) shall reduce the carrying amount of the debt instrument (increasing a debt discount or reducing a debt premium) with a corresponding increase in additional paid-in capital.

  

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

There was no change in the fair value of the embedded beneficial conversion feature immediately before and after the modification. As a result, the Company did not adjust the carrying amount of $1,546 of the convertible debt at November 1, 2021.

 

 

 

 

ii.

Second Modification:

 

 

 

 

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

As at May 31, 2022, the Company has recorded accrued interest of $6,630, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

n)

On October 25, 2021, the Company issued a convertible note with a face value of $100,000 (the “Note”) and warrants to purchase 100,000 shares of the Company’s common stock at $1.25 per share for 1 year.   The Note bears interest at 10% per annum. The Note is due on demand after March 31, 2022.  The Note was convertible into shares of the Company’s common stock at any time prior to March 31, 2022 at a conversion price of $1.25 per share.   

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note or warrants under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion feature would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion feature is not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature and warrants do not meet derivative classification.

 

The relative fair values of the convertible note and the warrants were $39,573 and $60,427 respectively. The effective conversion price was then determined to be $0.40. As the stock price at the issuance date was greater than the effective conversion price, it was determined that there was a beneficial conversion feature (“BCF”). The Company recognized the relative fair value of the BCF of $39,573 and an equivalent discount. The Company then recognized the relative fair value of the warrants of $60,427 as additional-paid-in capital and an equivalent discount that further reduced the carrying value of the convertible debt to $Nil. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

   

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

Modification:

 

On March 31, 2022, the Company entered into amendment to the convertible note. Pursuant to the amendment, the convertible note bear simple interest at 10% per annum. Pursuant to the amendment, the maturity date of the convertible note was amended to due on demand on or after September 30, 2022 for no additional consideration.

 

The Company evaluated the transaction under the guidance found in ASC 470-50 Modification and Extinguishment. The Company concluded that the Company is experiencing financial difficulty and that a concession was granted. As the creditor has granted a concession, the guidance contained in ASC 470-60-35 was applied.

 

As the future undiscounted cash flows are greater than or equal to the net carrying value of the original debt, the carrying amount of the debt at the time of the restructuring was not changed and a new effective interest rate was calculated as the discount rate that equates the present value of the future cash payments specified by the new terms with the carrying amount of the debt. Interest expense will be recognized prospectively such that a constant effective interest rate is applied to the carrying amount of the debt at the beginning of each period between restructuring and maturity, consistent with the interest method.

 

As at May 31, 2022, the Company has recorded accrued interest of $5,973, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

o)

On December 23, 2021, the Company issued a convertible note with a face value of $100,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after June 23, 2022. The Note is convertible into shares of the Company’s common stock at any time prior to June 23, 2022 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification.

 

It was determined that there was a beneficial conversion feature (“BCF”) as the stock price at the issuance date was greater than the effective conversion price. The Company recognized the relative fair value of the BCF of $40,800 as additional-paid-in capital and an equivalent discount that reduced the carrying value of the convertible debt to $59,200. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

As at May 31, 2022, the Company has recorded accrued interest of $4,357, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

  

 

p)

On December 23, 2021, the Company issued a convertible note with a face value of $100,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after June 23, 2022. The Note is convertible into shares of the Company’s common stock at any time prior to June 23, 2022 at a conversion price of $1.25 per share.

 

 
42

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

 

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification.

 

It was determined that there was a beneficial conversion feature (“BCF”) as the stock price at the issuance date was greater than the effective conversion price. The Company recognized the relative fair value of the BCF of $40,800 as additional-paid-in capital and an equivalent discount that reduced the carrying value of the convertible debt to $59,200. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

As at May 31, 2022, the Company has recorded accrued interest of $4,357, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

q)

On January 11, 2022, the Company issued a convertible note with a face value of $150,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after July 10, 2022. The Note is convertible into shares of the Company’s common stock at any time prior to July 10, 2022 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification.

 

It was determined that there was a beneficial conversion feature (“BCF”) as the stock price at the issuance date was greater than the effective conversion price. The Company recognized the relative fair value of the BCF of $75,600 as additional-paid-in capital and an equivalent discount that reduced the carrying value of the convertible debt to $74,400. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

As at May 31, 2022, the Company has recorded accrued interest of $5,754, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

r)

On January 31, 2022, the Company issued a convertible note with a face value of $100,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after July 31, 2022. The Note is convertible into shares of the Company’s common stock at any time prior to July 31, 2022 at a conversion price of $1.25 per share. 

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification.

 

 
43

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

9.

Secured convertible notes payable (continued)

   

 

 

It was determined that there was a beneficial conversion feature (“BCF”) as the stock price at the issuance date was greater than the effective conversion price. The Company recognized the relative fair value of the BCF of $75,600 as additional-paid-in capital and an equivalent discount that reduced the carrying value of the convertible debt to $74,400. The discount is being expensed over the term of the loan to increase the carrying value to the face value of the loan using effective interest rate method.

 

As at May 31, 2022, the Company has recorded accrued interest of $3,288, which is included in accounts payable and accrued liabilities on the consolidated balance sheets. 

 

 

 

 

s)

On March 29, 2022, the Company issued a convertible note with a face value of $500,000 (the “Note). The Note bears interest at 10% per annum and is due on demand after September 30, 2022. The Note is convertible into shares of the Company’s common stock at any time prior to September 30, 2022 at a conversion price of $1.25 per share.

 

 

 

 

 

The Company determined that there was no derivative liability associated with the Note under ASC 815-15, Derivatives and Hedging. Per ASC 815-10-15-74(a), contracts that are both indexed to its own stock and classified in stockholders’ equity in its statement of financial position are not considered to be derivative instruments. The conversion feature is indexed to the Company’s own stock and is classified in stockholders’ equity in the Company’s statement of financial position. As the conversion features would meet the scope exception as described in paragraphs ASC 815-10-15-74(a), the conversion features are not required to be separated from the host instrument and accounted for separately. As a result, at May 31, 2022, the conversion feature does not meet derivative classification. In addition, it was determined that there was no beneficial conversion feature (“BCF”) as the stock price at the issuance date was less than the conversion price.

 

As at May 31, 2022, the Company has recorded accrued interest of $8,630, which is included in accounts payable and accrued liabilities on the consolidated balance sheets.

 

10.

Equity

 

 

 

During the nine months ended May 31, 2021:

 

On September 21, 2020, the Company issued 80,000 shares of common stock at $1.25 per share for gross cash proceeds of $100,000.

 

On September 30, 2020, the Company issued 120,000 shares of common stock at $1.25 per share for gross cash proceeds of $150,000.

 

On March 1, 2021, the Company re-issued 100,000 common shares from treasury with fair value of $90,000 for the promissory note of $300,000 (Note 8).

 

On March 5, 2021, the Company re-issued 200,000 shares of common stock with fair value of $160,000 from treasury for acquisition of PSF.

 

On March 17, 2021, the Company issued 500,000 shares of common stock at $0.50 per share for gross proceeds of $250,000.

 

On March 17, 2021, the Company issued 86,044 shares of common stock with a fair value of $70,164 to settle $87,483 of accounts payable, which resulted in a gain on settlement of debt of $17,319.

 

On March 22, 2021, the Company issued 25,000 shares of common stock with a fair value of $22,500 to settle $25,000 of accounts payable, which resulted in a gain on settlement of debt of $2,500.

 

On April 7, 2021, the Company issued 100,000 shares of common stock at $0.50 per share for gross proceeds of $50,000.

 

On April 20, 2021, the Company issued 250,000 shares of common stock at $0.50 per share for gross proceeds of $125,000.

 

 

 
44

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

10.

Equity (continued)

  

 

 

 

On May 7, 2021, the Company issued 50,000 shares of common stock at $0.50 per share for gross proceeds of $25,000.

 

On May 12, 2021, the Company issued 31,746 shares of common stock with a fair value of $31,746 to settle $31,746 of accounts payable, which resulted in a gain on settlement of debt of $nil.

 

On May 13, 2021, the Company received 1,200,000 shares of common stock from the counterparties of certain previous cancelled asset acquisitions for no consideration. The shares were cancelled upon being returned to treasury.

 

On May 14, 2021, the Company issued 200,000 shares of common stock at $0.50 per share for gross proceeds of $100,000.

 

On May 14, 2021, the Company issued 300,001 shares of common stock at $0.75 per share for gross proceeds of $225,000.

 

On May 17, 2021, the Company issued 800 shares of common stock as a finder’s fee.

 

On May 27, 2021, the Company issued 136,000 shares of common stock with a fair value of $149,952 in connection with modifications of a convertible note payable (Note 9(a)).

 

During the nine months ended May 31, 2022:

 

On September 2, 2021, the Company issued 2,175,933 common shares at fair value of $ 2,447,925 on issuance date from treasury to the CFO and COO (Note 11) and 1,900,000 common shares at fair value of $2,137,500 to certain employees of the Company as bonuses for past services, which is expensed as a total of $4,585,425 for stock-based compensation – bonus shares.

 

On September 2, 2021, the Company issued 2,997,237 common shares measured at fair value on issuance date of $3,371,892 from treasury for consulting services related to business development for a 12-month period from the issuance date. As the future benefit of the consulting services to be performed cannot be determined, the entire amount was expensed during the nine months ended May 31, 2022. The total $3,584,392 stock-based compensation – consulting services is comprised of this $3,371,892 share issuance plus the $212,500 described in the next paragraph below.

 

During the year ended August 31, 2021, the Company re-issued 750,000 shares of common stock with total fair value of $637,500 for consulting services, out of which, $425,000 was expensed as consulting fees during the prior year and $212,500 was expensed during the nine months ended May 31, 2022.

 

On October 20, 2021, the Company issued 3,853,121 units at $0.75 per unit for proceeds of $2,889,841, of which $865,467 was received during the year ended August 31, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred brokerage commission fees and other share issuance costs of $210,736.

 

On November 5, 2021, the Company issued 705,000 units at $0.75 per unit for proceeds of $528,750. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company issued 8,000 shares of common stock with a fair value of $6,000 as a finder’s fee and incurred other finders’ fees and other share issuance costs of $42,654.

 

On November 30, 2021, the Company issued 8,268 shares as consideration for extending the maturity date of a convertible note (Note 9(b)).

 

On January 20, 2022, the Company issued 75,000 units at $0.75 per unit for proceeds of $56,250 which was received during the year ended August 31, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

 

 
45

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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

10.

Equity (continued)

 

 

 

 

On January 20, 2022, the Company issued 46,834 units at $0.75 per unit for proceeds of $35,126 which was received during the period ended November 30, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. The Company adjusted the effective issuance date to October 20, 2021.

 

On January 24, 2022, the Company issued 36,000 units at $0.75 per unit for proceeds of $27,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. The Company adjusted the effective issuance date to October 20, 2021. The Company adjusted the effective issuance date to November 24, 2021.

 

On January 28, 2022, the Company issued 66,667 units at $0.75 per unit for proceeds of $50,000 which was received during the period ended November 30, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 7, 2022, the Company issued 66,667 units at $0.75 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 10, 2022, the Company issued 33,334 units at $0.75 per unit for proceeds of $25,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 10, 2022, the Company issued 80,000 units at $1.25 per unit for proceeds of $100,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $8,000.

 

On February 20, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $4,000.

 

On February 21, 2022, the Company issued 300,000 units at $1.25 per unit for proceeds of $375,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $30,000.

 

On February 22, 2022, the Company issued 80,000 units at $1.25 per unit for proceeds of $100,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $8,000.

 

On February 24, 2022, the Company issued 41,600 units at $0.75 per unit for proceeds of $31,200. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 24, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $4,000.

 

On February 25, 2022, the Company issued 96,000 units at $1.25 per unit for proceeds of $120,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $9,600.

 

On February 28, 2022, the Company issued 120,000 units at $1.25 per unit for proceeds of $150,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $12,000.

 

On May 26, 2022, the Company issued 161,066 units at $0.75 per unit for proceeds of $120,800. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $2,000.

  

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

10.

Equity (continued)

 

 

 

 

On May 26, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

During the nine months ended May 31, 2022, the Company issued 728,001 common shares to certain investors for no consideration by error. The Company is in the process of retracting the shares.

 

At May 31, 2022, the Company had received $25,000 in cash for share subscriptions.

    

11.

Related party transactions and balances

 

 

 

All transactions with related parties have occurred in the normal course of operations and are recorded at the exchange amount which is the amount agreed to by the Company and the related party.

     

 

a)

Key management compensation and related party transactions

 

 

 

 

 

The Company has identified its directors and certain senior officers as its key management personnel. The compensation costs for key management personnel for the nine month periods were as follows:

  

 

 

May 31, 2022

 

 

May 31, 2021

 

 

 

 

 

 

 

 

Consulting fees and benefits

 

$216,671

 

 

$300,234

 

 

 

b)

Amounts due to/from related parties

 

 

 

 

 

In the normal course of operations, the company shares certain administrative resources with companies related by common management and directors. The administrative resources and services, which were provided in the normal course of operations, were measured at the exchange. All amounts payable and receivable are non-interest bearing, unsecured and due on demand. The following table summarizes the amounts were due from related parties:

 

 

 

May 31,

 2022

 

 

August 31,

 2021

 

 

 

 

 

 

 

 

CEO and Director

 

$(71,029)

 

$(65,254)

COO and Director

 

 

(132,151)

 

 

(76,574)

An entity controlled by the CFO

 

 

(40,677)

 

 

(34,655)

 

 

$(243,857)

 

$(176,483)

 

 

 

As of May 31, 2022, the Company had $243,857 (August 31, 2021 - $176,483) payable to related parties for expenses incurred or expensed paid on behalf of the Company by the parties which has been presented in accounts payable and accrued liabilities.

 

 

 

 

c)

Stock-based compensation

 

 

 

 

 

$2,447,925 of the stock-based compensation – bonus shares (See Note 10) recorded in the nine months ended May 31, 2022 was for bonus shares issued to the CFO and COO described as follows:

 

On September 2, 2021, the Company issued 400,000 common shares from treasury at fair value of $450,000 to an entity controlled by the CFO as a bonus for past services provided.

 

On September 2, 2021, the Company issued 1,775,933 common shares from treasury at fair value of $1,997,925 to entities controlled by the COO and Director for as a bonus for past services provided.

 

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

12.

Financial risk factors

 

 

 

The Company is exposed in varying degrees to a variety of financial instrument related risks. The Board of Directors approves and monitors the risk management processes, inclusive of documented investment policies, counterparty limits, and controlling and reporting structures. The type of risk exposure and the way in which such exposure is managed is provided as follows:

 

 

a)

Credit risk:

 

 

 

 

 

Credit risk is the risk that one party to a financial instrument will fail to discharge an obligation and cause the other party to incur a financial loss. The Company’s primary exposure to credit risk is on its cash account. Cash accounts are held with major banks in Canada. The Company has deposited its cash with a bank from which management believes the risk of loss is low.

 

 

 

 

b)

Liquidity risk:

 

 

 

 

 

Liquidity risk is the risk that the Company will not be able to meet its financial obligations as they become due. The Company’s approach to managing liquidity is to ensure that it will have sufficient liquidity to meet liabilities when due. Accounts payable are due within the current operating period. The Company has a working capital deficit and requires additional financing to meet its current obligations (see Note 1).

 

 

 

 

c) 

Market risk:

 

 

 

 

 

Market risk is the risk that changes in market prices, such as foreign exchange rates, interest rates and equity prices will affect the Company’s income or the value of its holdings of financial instruments. The objective of market risk management is to manage and control market risk exposures within acceptable parameters, while optimizing the return. The Company is not exposed to market risk.

 

 

 

 

d)

Interest rate risk:

 

 

 

 

 

Interest rate risk is the risk that the fair value of future cash flows of a financial instrument will fluctuate because of changes in market interest rates. The Company is exposed to interest rate risk, from time to time, on its cash balances. Surplus cash, if any, is placed on call with financial institutions and management actively negotiates favorable market related interest rates.

 

 

 

 

e)

Foreign exchange risk:

 

Foreign currency risk is limited to the portion of the Company’s business transactions denominated in currencies other than the Canadian dollar. The Company has not entered into any foreign currency contracts to mitigate risk, but manages the risk my minimizing the value of financial instruments denominated in foreign currency. The Company is exposed to foreign currency risk to the extent that the following monetary assets and liabilities are denominated in Canadian dollars:

 

 

 

May 31, 2022

 

Balance in Canadian dollars:

 

 

 

Cash and cash equivalents

 

$16,176

 

Accounts payable

 

 

(545,740)

Net exposure

 

 

(529,564)

Balance in US dollars:

 

$(418,694)

 

A 10% change in the US dollar to the Canadian dollar exchange rate would impact the Company’s net loss by approximately $41,869 for the nine months ended May 31, 2022 (May 31, 2021 – $26,418).

 

The Company is exposed to foreign currency risk to the extent that the following monetary assets and liabilities are denominated in Colombian Pesos:

 

 
48

Table of Contents

 

ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

12.

Financial risk factors (continued)

 

 

 

May 31, 2022

 

Balance in Colombian Pesos dollars:

 

 

 

Cash and cash equivalents

 

$231,911,526

 

Other receivables

 

 

3,875,376

 

Accounts payable

 

 

(3,783,945,494)

Net exposure

 

 

(3,548,158,592)

Balance in US dollars:

 

$(943,509)

 

A 10% change in the US dollar to the Colombian Peso exchange rate would impact the Company’s net loss by approximately $94,351 for the nine months ended May 31, 2022 (May 31, 2021 - $41,898).

 

13.

Capital management

 

 

 

The Company manages its capital structure and makes adjustments to it, based on the funds available to the Company, in order to support the business and continue as a going concern. The Company considers capital to be all accounts in equity. The Board of Directors does not establish quantitative return on capital criteria for management, but rather relies on the expertise of the Company’s management to sustain future development of the business. The Company has a working capital deficit and requires additional capital to finance is future business plans. The Company is not subject to any externally imposed capital requirements.

 

14.

Commitments

 

 

a)

In August 2019, the Company entered into an agreement for the construction and installation of equipment (Note 4a), as of August 31, 2021, $208,279 remained payable upon completion of the construction.

 

 

 

 

b)

On June 30, 2021, the Company entered into certain construction agreements for building an energy network and transformer and a water treatment system with an aggregated cost of $506,256 (COP$1,903,827,405). As at May 31, 2022, the weighted average percentage of completion is 96% or $486,006 (COP$1,827,674,309), of the work related to the construction agreement, which has been capitalized as construction in process and transferred to farm facility and equipment. As at May 31, 2022, the Company is obligated to pay the remaining $120,437 (COP$452,914,725) prior to completion of the construction.

 

 

 

 

c)

As of November 30, 2021, the Company recorded a contingent liability of $547,190 (CAD$700,000) for expenses in connection with Allied Colombia acquisition, which is included in the balance of accounts payable and accrued liabilities on the consolidated balance sheets.

 

 

 

 

d)

During the year ended August 31, 2021, the Company settled amounts owed to certain previous management of $108,500, which was presented as settlement payments in the consolidated statement of operations and comprehensive loss. As at May 31, 2022, $90,000 remained outstanding and was included in accounts payable and accrued liabilities in the consolidated balance sheet.

 

 

 

 

e)

The Company has entered into leases for farm land in Colombia. See Note 7 for details.

 

 

 

 

f)

On March 30, 2021, the Company entered into an asset purchase agreement (“APA”) to acquire two privileged licenses issued by the Nevada Department of Taxation purposed for the cultivation of cannabis (the “Licenses”). In consideration for the licenses, the Company agreed to pay $150,000, issue a $1,350,000 promissory note and assume certain liabilities. At May 31, 2022, the asset purchase has not been closed and the amount paid has been recorded as a deposit (Note 4 (c)).

 

The promissory note bears interest at the Short Term Applicable Federal Rate of 0.11% per annum and shall be repaid through quarterly payments of a minimum of 50% of the net operating income received in connection with the Nevada cannabis operation associated with the acquired Licenses. All outstanding principal and accrued interest is due two years after issuance of the note.

 

As of May 31, 2022, the Company has not issued any consideration under the APA, other than the initial deposit of $150,000. The Company has not received any assets outlined in the APA. The asset purchase has not closed.

 

Concurrent with the APA, the Company entered into a services agreement (the “Services Agreement”) and a land lease agreement (the “Lease Agreement”) with the seller of the Licenses. Pursuant to the Services agreement the seller of the licenses will provide consulting services to the Company in exchange for the reimbursement of expenses incurred.

 

Pursuant to the Lease Agreement, the Company leased land in North Las Vegas to accommodate an approximately 9,000 square foot building to be used for the cultivation, marketing or sale of cannabis for a period of 25 years. Lease payments shall commence on the date which the first cannabis plant is planted, and monthly lease payments are as follows:

 

 

·

$1,500 per month for the first five years.

 

 

 

 

·

$1,800 per month for years 6 to 10 of the lease.

 

 

 

 

·

$2,025 per month for years 11 to 15 of the lease.

 

 

 

 

·

$2,280 per month for years 16 to 20 of the lease.

 

 

 

 

·

$2,565 per month for years 21 to 25 of the lease.

 

 

 

 

 

In addition, for the term of the lease, the Company shall pay the landlord 50% of the net operating income derived from the cannabis cultivation operation located at the leased premises. 

 

 

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

15.

Share purchase warrants

 

 

 

The following table summarizes the continuity of share purchase warrants:

 

 

 

Number of

warrants

 

 

Weighted average exercise price

$

 

 

 

 

 

 

 

 

Balance, August 31, 2021

 

 

3,663,135

 

 

 

1.21

 

 

 

 

 

 

 

 

 

 

Issued

 

 

4,772,333

 

 

 

1.25

 

Expired

 

 

(618,000)

 

 

1.03

 

Balance, May 31, 2022

 

 

7,817,468

 

 

 

1.23

 

 

As at May 31, 2022, the following share purchase warrants were outstanding:

 

Number of warrants

 

 

Exercise

price

$

 

 

 Expiry date

 

 

 

 

 

 

 

 

 

 

130,673

 

 

 

1.25

 

 

September 29, 2022

 

 

30,090

 

 

 

1.25

 

 

October 16, 2022

 

 

68,750

 

 

 

1.25

 

 

November 11, 2022

 

 

240,000

 

 

 

1.25

 

 

November 28, 2022

 

 

1,446,666

 

 

 

1.25

 

 

June 11, 2023

 

 

50,000

 

 

 

1.25

 

 

July 17, 2023

 

 

103,956

 

 

 

1.25

 

 

July 26, 2023

 

 

200,000

 

 

 

1.25

 

 

August 18, 2023

 

 

775,000

 

 

 

1.25

 

 

August 28, 2023

 

 

100,000

 

 

 

1.25

 

 

October 1, 2023

 

 

2,545,999

 

 

 

1.25

 

 

October 20, 2023

 

 

100,000

 

 

 

1.25

 

 

October 25, 2023

 

 

905,000

 

 

 

1.25

 

 

November 6, 2023

 

 

36,000

 

 

 

1.25

 

 

November 24, 2023

 

 

66,667

 

 

 

1.25

 

 

January 29, 2024

 

 

66,667

 

 

 

1.25

 

 

February 7, 2024

 

 

113,334

 

 

 

1.25

 

 

February 12, 2024

 

 

40,000

 

 

 

1.25

 

 

February 20, 2024

 

 

300,000

 

 

 

1.25

 

 

February 21, 2024

 

 

177,600

 

 

 

1.25

 

 

February 26, 2024

 

 

120,000

 

 

 

1.25

 

 

February 28, 2024

 

 

201,066

 

 

 

1.25

 

 

May 27, 2024

 

 

7,817,468

 

 

 

 

 

 

 

 

 

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

16.

Stock options

 

 

 

A summary of the Company’s stock option activity is as follows:

 

 

 

 

Number of Options

 

 

Weighted Average Exercise Price

$

 

 

Weighted Average Remaining

Contractual Term

 

 

Aggregate Intrinsic Value

$

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Balance, August 31, 2021

 

 

4,450,000

 

 

 

0.77

 

 

 

4.42

 

 

 

1,334,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Granted

 

 

2,150,000

 

 

 

0.78

 

 

 

4.50

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Outstanding, May 31, 2022

 

 

6,600,000

 

 

 

0.77

 

 

 

3.94

 

 

 

(199,500)

Exercisable, May 31, 2022

 

 

3,750,000

 

 

 

0.78

 

 

 

3.84

 

 

 

(133,125)

 

During the nine months ended May 31, 2022, the Company recorded stock-based compensation of $2,262,773 for options granted on the consolidated statement of operations. The fair value of each option granted was estimated on the date of grant using the Black-Scholes option pricing model with the following weighted average assumptions:

 

 

 

Nine Months

Ended

May 31,

2022

 

 

Nine Months

Ended

May 31,

2021

 

 

 

 

 

 

 

 

Expected dividend yield

 

 

0%

 

-%

 

Expected volatility

 

 

156%

 

-%

 

Expected life (in years)

 

 

5

 

 

 

-

 

Risk-free interest rate

 

 

1.38%

 

-%

 

 

At May 31, 2022, there was $2,406,017 of unrecognized compensation costs related to non-vested stock-based compensation arrangements granted under the Plan.

 

17.

Non-cash activities

 

 

 

For the Nine Months

 Ended May

31, 2022

 

 

For the Nine Months

 Ended May

 31, 2021

 

Non-cash activities:

 

 

 

 

 

 

Shares issued from treasury for services

 

 

7,957,316

 

 

 

-

 

Beneficial conversion feature

 

 

281,447

 

 

 

176,328

 

Relative fair value of warrants issuable with convertible note

 

 

120,310

 

 

 

275,691

 

Debt settled with shares issuable

 

 

-

 

 

 

112,484

 

Relative fair value of shares issued on modification of convertible notes

 

 

-

 

 

 

110,000

 

 

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

18.

Segment disclosure

 

 

 

The Company has two operating segments including:

 

 

a)

Allied Colombia, a Colombian based company through which the Company intends to commence commercial production in Colombia. (Allied Colombia)

 

 

 

 

b) 

Allied Corp. which consists of the rest of the Company’s operations. (Allied)

 

 

Factors used to identify the Company’s reportable segments include the organizational structure of the Company and the financial information available for evaluation by the chief operating decision-maker in making decisions about how to allocate resources and assess performance. The Company’s operating segments have been broken out based on similar economic and other qualitative criteria. The Company operates the Allied reporting segment in one geographical area (Canada), and the Allied Colombia reporting segment in one geographical area (Colombia).

 

 

 

Financial statement information by operating segment for the nine month period ended May 31, 2022 is presented below:

 

 

 

 

Allied

 $

 

 

Allied Colombia

 $

 

 

Total

 $

 

Gross sales

 

 

6,859

 

 

 

42,325

 

 

 

49,184

 

Net loss

 

 

(13,581,811)

 

 

(1,456,802)

 

 

(15,038,613)

Accretion

 

 

493,194

 

 

 

-

 

 

 

493,194

 

Depreciation and amortization

 

 

-

 

 

 

114,251

 

 

 

114,251

 

Total assets as of May 31, 2022

 

 

3,547,136

 

 

 

1,567,294

 

 

 

5,114,430

 

 

Geographic information for the nine month period ended and as at May 31, 2022 is presented below:

 

 

 

Revenues

 $

 

 

Total

 Assets

 $

 

 

 

 

 

 

 

 

Canada

 

 

6,859

 

 

 

3,547,136

 

Colombia

 

 

42,325

 

 

 

1,567,294

 

Total

 

 

49,184

 

 

 

5,114,430

 

 

 
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ALLIED CORP.

Notes to the unaudited condensed consolidated interim financial statements

May 31, 2022

(Expressed in US dollars)

 

19.

Subsequent events

 

 

a)

On June 21, 2022, the Company retracted 360,001 shares that were previously issued to certain investors for no consideration by error as described in Note 10.

 

 

 

 

b)

On June 23, 2022, the Company defaulted on two secured convertible notes as described in Note 9 o) and p). The Company is in process of amending these secured convertible notes.

 

 

 

 

c)

On July 10, 2022, the Company defaulted on a secured convertible note as described in Note 9 q). The Company is in process of amending this secured convertible note.

 

 

 

 

 

 

 
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Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations.

 

The following discussion relates to the historical operations and financial statements of Allied Corp. for the nine months ended May 31, 2021 and 2022.

 

Forward-Looking Statements

 

The following Management’s Discussion and Analysis should be read in conjunction with our financial statements and the related notes thereto included elsewhere in this Quarterly Report. The Management’s Discussion and Analysis contains forward-looking statements that involve risks and uncertainties, such as statements of our plans, objectives, expectations and intentions. Any statements that are not statements of historical fact are forward-looking statements. When used, the words “believe,” “plan,” “intend,” “anticipate,” “target,” “estimate,” “expect,” and the like, and/or future-tense or conditional constructions (“will,” “may,” “could,” “should,” etc.), or similar expressions, identify certain of these forward-looking statements. These forward-looking statements are subject to risks and uncertainties that could cause actual results or events to differ materially from those expressed or implied by the forward-looking statements in this Annual Report. Our actual results and the timing of events could differ materially from those anticipated in these forward-looking statements. Factors that could cause or contribute to such differences in results and outcomes include, without limitation, those specifically addressed under the heading “Risks Factors” in our various filings with the Securities and Exchange Commission. We do not undertake any obligation to update forward-looking statements to reflect events or circumstances occurring after the date of this Annual Report.

 

The following discussion highlights the Company’s results of operations and the principal factors that have affected its consolidated financial condition as well as its liquidity and capital resources for the periods described, and provides information that management believes is relevant for an assessment and understanding of the Company’s consolidated financial condition and results of operations presented herein. The following discussion and analysis are based upon Allied Corp’s unaudited financial statements contained in this Current Report on Form 10-Q, which have been prepared in accordance with generally accepted accounting principles in the United States. You should read the discussion and analysis together with such financial statements and the related notes thereto.

 

Overview

 

Allied Corp. (“Allied” or the “Company”) is a Nevada corporation, based in Kelowna, British Columbia, Canada. Allied is an international medical cannabis production company with a mission to address today’s medical issues by researching, creating and producing targeted cannabinoid health solutions. Allied uses what it considers to be an evidence-informed scientific approach to make this mission possible, through cutting-edge pharmaceutical research and development, innovative plant-based production and unique development of therapeutic products.

 

References in this periodic report on Form 10-Q to “Allied” or the “Company” may include references to the operations of our subsidiaries AM (Advanced Micro) Biosciences, Inc., Allied Colombia S.A.S., Baleno Ltd., Tactical Relief, LLC, and Allied US Products, LLC. Each of these corporations is a 100% wholly owned subsidiary of Allied and consequentially reports quarterly financials up to a consolidated quarterly submission.

 

Allied’s focus is on the development of medicinal cannabis and psilocybin products for patients with conditions potentially suitable for treatment therewith. Such conditions include anxiety, insomnia, anorexia, chronic pain, epilepsy, chemotherapy-induced nausea and vomiting, post-traumatic stress disorder (PTSD), Parkinson’s disease, Tourette syndrome, irritable bowel syndrome (IBS) and spasticity associated with multiple sclerosis (MS) and spinal cord injury (SCI)1.

 

Allied’s objective is to be a company that controls its own international vertically integrated supply chain or CBD, cannabis, and psilocybin products in order to maximize cash flow and profit margins. Our management team believes that having control over our supply chain should enable us to provide a consistent, rolling-harvest supply to the global cannabis community.

 

Given the average cost of production in North America being approximately $1.00 to $2.00 per gram, we believe our anticipated significantly lower cash cost of cannabis production based on historical production of our operations and other companies growing raw flowers in Columbia afforded by our Colombian production and cultivation should provide us a competitive advantage.

 

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In addition to what we consider our demonstrated ability to cultivate low-cost, high margin cannabis in Colombia primarily for use in proprietary cannabinoid drug and natural health products for international distribution, we have hemp derived CBD natural health products for sale in the United States, have received commercial approval for sale of medical cannabis being produced in Colombia for export to nations other than the United States, and have initiated human clinical phase I trial for our psilocybin-based pharma products ALID 11, ALID 12 and Psilonex™ which are protected under provisional patent and trademarks in the United States.

 

Effects of COVID-19

 

In March 2020, the World Health Organization declared COVID-19 a global pandemic. This contagious disease outbreak and the related adverse public health developments have adversely affected workforces, economies, and financial markets globally, leading to an economic downturn. While COVID-19 delayed shipment of some of our products, management has determined that there has been no significant impact to the Company’s operations, however management continues to monitor the situation.

 

Critical Accounting Policies

 

Business Presentation

 

The unaudited condensed consolidated interim financial statements and related notes in this Quarterly Report on Form 10-Q are presented in accordance with accounting principles generally accepted in the United States of America (“US GAAP”), and are expressed in United States dollars. The Company’s fiscal year end is August 31.

 

The unaudited condensed consolidated interim financial statements have been prepared in accordance with US GAAP for interim financial information and with the instructions to Securities and Exchange Commission (“SEC”) Form 10-Q. They do not include all of the information and footnotes required by US GAAP for complete financial statements. Therefore, the unaudited condensed consolidated interim financial statements should be read in conjunction with the Company’s audited financial statements and notes thereto for the year ended August 31, 2021 included in the Company’s Annual Report on Form 10-K filed with the SEC.

 

The unaudited condensed consolidated interim financial statements included herein are unaudited; however, they contain all normal recurring accruals and adjustments that, in the opinion of management, are necessary to present fairly the Company’s financial position at May 31, 2022, and the results of its operations for the three and nine months ended May 31, 2022, and cash flows for the three and nine months ended May 31, 2022. The results of operations for the period ended May 31, 2022 are not necessarily indicative of the results to be expected for future quarters or the full year.

 

The significant accounting policies followed are:

 

a) Principles of consolidation

 

The consolidated financial statements include accounts of Allied Corp. and its majority owned subsidiaries. Subsidiaries are consolidated from the date of acquisition and control and continue to be consolidated until the date that such control ceases. Control is achieved when the Company is exposed, or has rights, to variable returns from its involvement with the investee and has the ability to affect these returns through its power over the investee. All intercompany balances, income, expenses, and unrealized gains and losses resulting from intercompany transactions are eliminated on consolidation.

 

b) Cash and cash equivalents

 

Cash is comprised of cash on hand, cash held in trust accounts and demand deposits. Cash equivalents are short-term, highly liquid investments with maturities within three months when acquired. The Company did not have any cash equivalents as of May 31, 2022 and August 31, 2021.

 

c) Property, plant and equipment

 

Property, plant and equipment are stated at cost. The Company depreciates the cost of property, plant and equipment over their estimated useful lives at the following annual rates and methods:

 

 

Farm facility and equipment 

 

1 - 10 years straight-line basis

 

 

 

 

 

Office and computer equipment

 

5 - 10 years straight-line basis

 

 

 

 

 

Land equipment

 

10 years straight-line basis

 

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d) Inventory

 

Inventory is comprised of raw materials, supplies, vegetative and flowering plants, dried flower, diluted crude and CBD isolates available for sale, and purchased cannabis products.

 

Inventory is stated at the lower of cost or net realizable value, determined using weighted average cost. Net realizable value is defined as the estimated selling price in the ordinary course of business, less reasonably predictable costs of completion, disposal and transportation. At the end of each reporting period, the Company performs an assessment of inventory and records write-downs for excess and obsolete inventories based on the Company’s estimated forecast of product demand, production requirements, market conditions, regulatory environment, and spoilage. Actual inventory losses may differ from management’s estimates and such differences could be material to the Company’s consolidated balance sheets, statements of net loss and comprehensive loss and statements of cash flows.

 

e) Intangible assets

 

Intangible assets include licenses which are being amortized over their estimated useful lives of 10 years. The Company’s licenses are amortized over their economic or legal life on a straight-line basis, whichever is shorter. The licenses have been amortized from the date of acquisition.

 

The Company periodically evaluates the reasonableness of the useful lives of these assets. Once these assets are fully amortized, they are removed from the accounts. These assets are reviewed for impairment or obsolescence when events or changes in circumstances indicate that the carrying amount may not be recoverable. If impaired, intangible assets are written down to fair value based on discounted cash flows or other valuation techniques. The Company has no intangibles with indefinite lives.

 

For long-lived assets, impairment losses are only recorded if the asset’s carrying amount is not recoverable through its undiscounted, probability-weighted future cash flows. The Company measures the impairment loss based on the difference between the carrying amount and the estimated fair value. When an impairment exists, the related assets are written down to fair value.

 

f) Long-lived assets

 

In accordance with ASC 360, Property, Plant and Equipment, the Company tests long-lived assets or asset groups for recoverability when events or changes in circumstances indicate that their carrying amount may not be recoverable. Circumstances which could trigger a review include, but are not limited to: significant decreases in the market price of the asset; significant adverse changes in the business climate or legal factors; accumulation of costs significantly in excess of the amount originally expected for the acquisition or construction of the asset; current period cash flow or operating losses combined with a history of losses or a forecast of continuing losses associated with the use of the asset; and current expectation that the asset will more likely than not be sold or disposed significantly before the end of its estimated useful life. Recoverability is assessed based on the carrying amount of the asset and its fair value, which is generally determined based on the sum of the undiscounted cash flows expected to result from the use and the eventual disposal of the asset, as well as specific appraisal in certain instances. An impairment loss is recognized when the carrying amount is not recoverable and exceeds fair value.

 

g) Foreign currency translation and functional currency conversion

 

Items included in the consolidated financial statements of each of the Company’s entities are measured using the currency of the primary economic environment in which the entities operate (the “functional currency”).

 

Prior to September 10, 2019, the Company’s functional currency was the Canadian dollar. Translation gains and losses from the application of the U.S. dollar as the reporting currency during the period that the Canadian dollar was the functional currency are included as part of cumulative currency translation adjustment, which is reported as a component of shareholders’ equity under accumulated other comprehensive loss.

 

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The Company re-assessed its functional currency and determined as at September 10, 2019, its functional currency changed from the Canadian dollar to the U.S. dollar based on management’s analysis of changes in our organization. The change in functional currency was accounted for prospectively from September 10, 2019 and prior period financial statements were not restated for the change in functional currency.

 

For periods commencing September 10, 2019, monetary assets and liabilities denominated in foreign currencies are translated into U.S. dollars using exchange rates in effect at the balance sheet date. Opening balances related to non-monetary assets and liabilities are based on prior period translated amounts, and non-monetary assets and non-monetary liabilities incurred after September 10, 2019 are translated at the approximate exchange rate prevailing at the date of the transaction. Revenue and expense transactions are translated at the approximate exchange rate in effect at the time of the transactions. Foreign exchange gains and losses are included in the statement of operations and comprehensive loss as foreign exchange gains.

 

The Company assessed the functional currency for Allied Colombia to be the Colombian peso. The functional currency for all other subsidiaries is the U.S. dollar.

 

h) Share issuance costs

 

Costs directly attributable to the raising of capital are charged against the related share capital. Costs related to shares not yet issued are recorded as deferred share issuance costs. These costs are deferred until the issuance of the shares to which the costs relate, at which time the costs will be charged against the related share capital or charged to operations if the shares are not issued.

 

i) Research and development costs

 

Research and development costs are expensed as incurred.

 

j) Revenue recognition

 

The Company’s revenue is comprised of sales of cannabis products.

 

The Company’s revenue-generating activities have a single performance obligation and revenue is recognized at the point in time when control of the product transfers and the Company’s obligations have been fulfilled. This generally occurs when the product is shipped or delivered to the customer, depending upon the method of distribution and shipping terms set forth in the customer contract. Revenue is measured as the amount of consideration the Company expects to receive in exchange for the sale of the Company’s product. Certain of the Company’s customer contracts may provide the customer with a right of return. In certain circumstances the Company may also provide a retrospective price adjustment to a customer. These items give rise to variable consideration, which is recognized as a reduction of the transaction price based upon the expected amounts of the product returns and price adjustments at the time revenue for the corresponding product sale is recognized. The determination of the reduction of the transaction price for variable consideration requires that the Company make certain estimates and assumptions that affect the timing and amounts of revenue recognized.

 

Sales of products are for cash or otherwise agreed-upon credit terms. The Company’s payment terms vary by location and customer; however, the time period between when revenue is recognized and when payment is due is not significant. The Company estimates and reserves for its bad debt exposure based on its experience with past due accounts and collectability, write-off history, the aging of accounts receivable and an analysis of customer data.

 

k) Net income (loss) per common share

 

Net income (loss) per share is calculated in accordance with ASC 260, Earnings per Share. The weighted-average number of common shares outstanding during each period is used to compute basic earning or loss per share. Diluted earnings or loss per share is computed using the weighted average number of shares and diluted potential common shares outstanding to the extent the effect would not be antidilutive. Dilutive potential common shares are additional common shares assumed to be exercised.

 

Basic net income (loss) per common share is based on the weighted average number of shares of common stock outstanding.

 

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l) Income taxes

 

The Company accounts for income taxes under ASC 740, Income Taxes. Under the asset and liability method of ASC 740, deferred tax assets and liabilities are recognized for the future tax consequences attributable to differences between the financial statements carrying amounts of existing assets and liabilities and their respective tax bases. Deferred tax assets and liabilities are measured using enacted tax rates expected to apply to taxable income in the years in which those temporary differences are expected to be recovered or settled. Under ASC 740, the effect on deferred tax assets and liabilities of a change in tax rates is recognized in income in the period the enactment occurs. A valuation allowance is provided for certain deferred tax assets if it is more likely than not that the Company will not realize tax assets through future operations.

 

m) Related party transactions

 

Related parties are any entities or individuals that, through employment, ownership or other means, possess the ability to direct or cause the direction of the management and policies of the Company. The Company discloses related party transactions that are outside of normal compensatory agreements, such as salaries. Related party transactions are measured at the exchange amounts.

 

n) Significant accounting estimates and judgments

 

The preparation of the financial statements in conformity with US GAAP requires management to make judgments, estimates and assumptions that affect the reported amounts in the financial statements and accompanying notes. Although management uses historical experience and its best knowledge of the amount, events or actions to for the basis for judgments and estimates, actual results may differ from these estimates.

 

The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognized in the period in which the estimate is revised if the revision affects only that period or in the period of the revision and further periods if the review affects both current and future periods.

 

Significant estimates and assumptions included in these financial statements relate to the valuation assumptions related to the estimated useful lives and recoverability of long-lived assets, stock-based compensation, and deferred income tax assets and liabilities. Judgments are required in the assessment of the Company’s ability to continue to as going concern.

 

o) Financial instruments

 

ASC 825, Financial Instruments, requires an entity to maximize the use of observable inputs and minimize the use of unobservable inputs when measuring fair value. ASC 825 establishes a fair value hierarchy based on the level of independent, objective evidence surrounding the inputs used to measure fair value. A financial instrument’s categorization within the fair value hierarchy is based upon the lowest level of input that is significant to the fair value measurement. ASC 825 prioritizes the inputs into three levels that may be used to measure fair value:

 

Level 1

 

Level 1 applies to assets or liabilities for which there are quoted prices in active markets for identical assets or liabilities.

 

Level 2

 

Level 2 applies to assets or liabilities for which there are inputs other than quoted prices that are observable for the asset or liability such as quoted prices for similar assets or liabilities in active markets; quoted prices for identical assets or liabilities in markets with insufficient volume or infrequent transactions (less active markets); or model-derived valuations in which significant inputs are observable or can be derived principally from, or corroborated by, observable market data.

 

Level 3

 

Level 3 applies to assets or liabilities for which there are unobservable inputs to the valuation methodology that are significant to the measurement of the fair value of the assets or liabilities.

 

The financial instruments consist principally of cash, due from related parties, accounts payable, note payable, and convertible notes payable. The fair value of cash when applicable is determined based on “Level 1” inputs, which consist of quoted prices in active markets for identical assets. The Company believes that the recorded values of all other financial instruments which are categorized as loans and receivables approximate their current fair values because of their nature and respective relatively short maturity dates or current market rates of interest for similar instruments.

 

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For certain of the Company’s financial instruments, including accounts payable, due from related parties, notes and loans payable, the carrying amounts approximate their fair values due to the short maturities.

 

The Company does not have any assets or liabilities measured at fair value on a recurring basis presented on the Company’s balance sheet as of May 31, 2022 and August 31, 2021 other than cash.

 

Financial instruments that potentially subject the Company to a concentration of credit risk consist primarily of cash. The Company limits its exposure to credit loss by placing its cash with high credit quality financial institutions.

 

p) Leases

 

The Company determines if an arrangement contains a lease in whole or in part at the inception of the contract. Right-of-use (“ROU”) assets represent the Company’s right to use an underlying asset for the lease term while lease liabilities represent our obligation to make lease payments arising from the lease. All leases with terms greater than twelve months result in the recognition of a ROU asset and a liability at the lease commencement date based on the present value of the lease payments over the lease term. Unless a lease provides all of the information required to determine the implicit interest rate, the Company uses its incremental borrowing rate based on the information available at the commencement date in determining the present value of the lease payments. The Company uses the implicit interest rate in the lease when readily determinable.

 

Our lease terms include all non-cancelable periods and may include options to extend (or to not terminate) the lease when it is reasonably certain that we will exercise that option. Leases with terms of twelve months or less at the commencement date are expensed on a straight-line basis over the lease term and do not result in the recognition of an asset or liability.

 

q) Reverse Acquisitions

 

Identification of the accounting acquirer

 

The Company considers factors in ASC 805-10-55-10 through 55-15 in identifying the accounting acquirer. The Company uses the existence of a controlling financial interest to identify the acquirer - the entity that obtains control of the acquiree. Other pertinent facts and circumstances also shall be considered in identifying the acquirer in a business combination effected by exchanging equity interests, including the following: (a) The relative voting rights in the combined entity after the business combination, where the acquirer usually is the combining entity whose owners as a group retain or receive the largest portion of the voting rights in the combined entity taking into consideration the existence of any unusual or special voting arrangements and options, warrants, or convertible securities; (b) the existence of a large minority voting interest in the combined entity if no other owner or organized group of owners has a significant voting interest, and where the acquirer usually is the combining entity whose single owner or organized group of owners holds the largest minority voting interest in the combined entity; (c) the composition of the governing body of the combined entity, where the acquirer usually is the combining entity whose owners have the ability to elect or appoint or to remove a majority of the members of the governing body of the combined entity; (d) the composition of the senior management of the combined entity, where the acquirer usually is the combining entity whose former management dominates the management of the combined entity; and (e) the terms of the exchange of equity interests, where the acquirer usually is the combining entity that pays a premium over the pre-combination fair value of the equity interests of the other combining entity or entities, where the acquirer usually is the combining entity whose relative size (measured in, for example, assets, revenues, or earnings) is significantly larger than that of the other combining entity or entities.

 

Pursuant to ASC Paragraph 805-40-05-2, as one example of a reverse acquisition, a private operating entity may arrange for a public entity to acquire its equity interests in exchange for the equity interests of the public entity. In this situation, the public entity is the legal acquirer because it issued its equity interests, and the private entity is the legal acquiree because its equity interests were acquired. However, application of the guidance in ASC 805-10-55-11 through 55-15 results in identifying: (a) The public entity as the acquiree for accounting purposes (the accounting acquiree); and (b) the private entity as the acquirer for accounting purposes (the accounting acquirer).

 

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Measuring the consideration transferred

 

Pursuant to ASC 805-40-30-2 and 30-3 in a reverse acquisition, the accounting acquirer usually issues no consideration for the acquiree. Instead, the accounting acquiree usually issues its equity shares to the owners of the accounting acquirer. Accordingly, the acquisition-date fair value of the consideration transferred by the accounting acquirer for its interest in the accounting acquiree is based on the number of equity interests the legal subsidiary would have had to issue to give the owners of the legal parent the same percentage equity interest in the combined entity that results from the reverse acquisition. The fair value of the number of equity interests calculated in that way can be used as the fair value of consideration transferred in exchange for the acquiree. The assets and liabilities of the legal acquiree are measured and recognized in the consolidated financial statements at their pre-combination carrying amounts (see ASC 805-40-45-2(a)).

 

Presentation of consolidated financial statements post reverse acquisition

 

Pursuant to ASC 805-40-45-1 and 45-2, consolidated financial statements following a reverse acquisition are issued under the name of the legal parent (accounting acquiree) but described in the notes as a continuation of the financial statements of the legal subsidiary (accounting acquirer), with one adjustment, which is to retroactively adjust the accounting acquirer’s legal capital to reflect the legal capital of the accounting acquiree. That adjustment is required to reflect the capital of the legal parent (the accounting acquiree). Comparative information presented in those consolidated financial statements also is retroactively adjusted to reflect the legal capital of the legal parent (accounting acquiree). The consolidated financial statements reflect all of the following: (a) The assets and liabilities of the legal subsidiary (the accounting acquirer) recognized and measured at their pre-combination carrying amounts; (b) the assets and liabilities of the legal parent (the accounting acquiree) recognized and measured in accordance with the guidance in Topic 805 "Business Combinations"; (c) the retained earnings and other equity balances of the legal subsidiary (accounting acquirer) before the business combination; (d) the amount recognized as issued equity interests in the consolidated financial statements determined by adding the issued equity interest of the legal subsidiary (the accounting acquirer) outstanding immediately before the business combination to the fair value of the legal parent (accounting acquiree) determined in accordance with the guidance in this topic applicable to business combinations. However, the equity structure (that is, the number and type of equity interests issued) reflects the equity structure of the legal parent (the accounting acquiree), including the equity interests the legal parent issued to effect the combination.

 

Accordingly, the equity structure of the legal subsidiary (the accounting acquirer) is restated using the exchange ratio established in the acquisition agreement to reflect the number of shares of the legal parent (the accounting acquiree) issued in the reverse acquisition; and (e) the non-controlling interest’s proportionate share of the legal subsidiary’s (accounting acquirer’s) pre-combination carrying amounts of retained earnings and other equity interests as discussed in ASC 805-40-25-2 and 805-40-30-3.

 

Pursuant to ASC 805-40-45-4 and 45-5, in calculating the weighted-average number of common shares outstanding (the denominator of the earnings-per-share (“EPS”) calculation) during the period in which the reverse acquisition occurs: (a) The number of common shares outstanding from the beginning of that period to the acquisition date shall be computed on the basis of the weighted-average number of common shares of the legal acquiree (accounting acquirer) outstanding during the period multiplied by the exchange ratio established in the merger agreement; and (b) the number of common shares outstanding from the acquisition date to the end of that period shall be the actual number of common shares of the legal acquirer (the accounting acquiree) outstanding during that period.

 

The basic EPS for each comparative period before the acquisition date presented in the consolidated financial statements following a reverse acquisition shall be calculated by dividing (a) by (b): (a) The income of the legal acquiree attributable to common shareholders in each of those periods; and (b) the legal acquiree’s historical weighted average number of common shares outstanding multiplied by the exchange ratio established in the acquisition agreement.

 

As a result of the controlling financial interest of the former stockholders of AMBI, for financial statement reporting purposes, the asset acquisition has been treated as a reverse acquisition with AMBI deemed the accounting acquirer and the Company deemed the accounting acquiree under the acquisition method of accounting in accordance with ASC 805-10-55 of the Financial Accounting Standards Board (FASB) Accounting Standards Codification (ASC). The reverse acquisition is deemed a capital transaction and the net assets of AMBI (the accounting acquirer) are carried forward to the Company (the legal acquirer and the reporting entity) at their carrying value before the acquisition. The acquisition process utilizes the capital structure of the Company and the assets and liabilities of AMBI which are recorded at their historical cost. The equity of the Company is the historical equity of AMBI.

 

These consolidated financial statements include the financial statements of the Company and its wholly owned subsidiaries, AM Biosciences effective from the date of the reverse take—over transaction on September 10, 2019 and Allied Colombia (from the date of acquisition, February 18, 2020). All intercompany balances and transactions have been eliminated upon consolidation.

 

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r) Recent accounting pronouncements

 

The Company does not expect that recent accounting pronouncements or changes in accounting pronouncements during the nine months ended May 31, 2022, are of significance or potential significance to the Company.

 

Financial Condition and Results of Operations

  

The accompanying financial statements have been prepared assuming that the Company will continue as a going concern. The Company incurred a net loss for the nine months ended May 31, 2022 of $15,038,613, has generated minimal revenue and as at May 31, 2022 has a working capital deficit of $6,462,833. These factors raise substantial doubt regarding the Company’s ability to continue as a going concern. The Company’s ability to continue as a going concern is dependent upon the Company’s ability to raise sufficient financing to acquire or develop a profitable business. Management intends on financing its operations and future development activities largely from the sale of equity securities with some additional funding from other traditional financing sources, including related party loans until such time that funds provided by future planned operations are sufficient to fund working capital requirements.

 

Results of Operations

 

Comparison of Unaudited Results for the Three Months Ended May 31, 2022 compared to the Three Months Ended May 31, 2021

 

Sales and Revenue

 

For the three-month periods ended May 31, 2022 we had $6,628 in revenue compared to no revenue for the three-month period ended May 31, 2021. We are just at the beginning of sales of our products which we expect to improve during the current fiscal year.

 

Operating Expenses

   

Operating expenses for the three-month period ended May 31, 2022 totaled $2,406,658 compared to $2,179,481 for the three month period ended May 31, 2021. Operating expenses for the three-month period ended May 31, 2022 is mainly a result of stock-based compensation (options) of $1,028,835, inventory write-off to net realizable value of $264,865, office and miscellaneous expense of $242,676, professional fees of $316,643, and consulting fees of $262,467. Operating expenses for the three-month period ended May 31, 2021 is mainly a result of stock-based compensation (options) of $430,478, office and miscellaneous expense of $727,565, professional fees of $223,106 and consulting fees of $232,651.

 

Net Loss

 

As a result of the changes described above, net loss from operations after income taxes decreased to $2,645,387 during the three months ended May 31, 2022 compared to $2,753,489 during the three-month period ended May 31, 2021.

 

Comparison of Unaudited Results for the Nine Months Ended May 31, 2022 compared to the Nine Months Ended May 31, 2021

 

Sales and Revenue

 

For the nine-month periods ended May 31, 2022 we had $49,184 in revenue compared to $5,260 for the nine-month period ended May 31, 2021. We are just at the beginning of sales of our products which we expect to improve during the current fiscal year.

 

Operating Expenses

  

Operating expenses for the nine-month period ended May 31, 2022 totaled $14,598,325 compared to $5,625,633 for the nine-month period ended May 31, 2021. Operating expenses for the nine-month period ended May 31, 2022 is mainly a result of stock-based compensation (bonus shares) of $4,585,425, stock-based compensation (consulting services) of $3,584,392, stock-based compensation (options) of $2,262,773, office and miscellaneous expense of $947,589 and consulting fees of $832,124. Operating expenses for the nine-month period ended May 31, 2021 is mainly a result of stock-based compensation (options) of $1,810,598, office and miscellaneous expense of $1,073,027 and consulting fees of $724,386. The increase in operating expense during the quarter ended May 31, 2022 is principally the result of an increase in stock-based compensation (bonus shares) of $4,585,425 and stock-based compensation (consulting services) of $3,584,392.

 

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Net Loss

  

As a result of the changes described above, net loss from operations after income taxes increased to $15,038,613 during the nine months ended May 31, 2022 compared to $6,648,787 during the nine-month period ended May 31, 2021.

 

Liquidity and Capital Resources

 

The following table sets forth the major components of our statements and consolidated statements of cash flows for the periods presented.

 

 

 

Nine Months

Ended

May 31,

2022

 

 

Nine Months

Ended

May 31,

2021

 

Cash used in operating activities

 

$(3,255,262 )

 

$(3,094,232 )

Cash from financing activities

 

$4,250,633

 

 

$3,803,557

 

Cash used in investing activities

 

$(1,232,051 )

 

$(77,606 )

Change in cash during the period

 

$(236,680 )

 

$631,719

 

Effect of exchange rate change

 

$(102,451 )

 

$96,820

 

Cash, beginning of period

 

$419,825

 

 

$94,047

 

Cash, end of period

 

$80,694

 

 

$822,586

 

 

As of May 31, 2022, the Company had $349,809 in current assets, consisting of $80,694 in cash, $229,675 in inventory, $14,495 in receivables, and $24,945 in prepaid expenses. Other assets mainly include deposits and advances of $2,830,542 (principally related to our building to be located in Nevada), property, plant and equipment of $1,654,345, right-of-use assets of $229,290 and intangible assets of $50,444.

 

To date, the Company has financed its operations through equity sales and through the sale of convertible notes as reflected below.

 

 On May 17, 2021 the Company commenced a private placement pursuant to Rule 506(c) promulgated under Regulation D of the Securities Exchange Act of 1934, as amended. The private placement terminated on November 5, 2021. The private placement sought to raise $5,250,000 through the sale of Units at $0.75 per Unit, each consisting of one share of common stock and one warrant to purchase one share of common stock for two years at an exercise price of $1.25 per share. Boustead Securities LLC acted as the exclusive Placement Agent for this offering on a best efforts basis. Boustead received compensation in cash of 10 percent of the proceeds from such Offering up to $1,000,000 and 7 percent of the proceeds from such Offering thereafter. We obtained $3,178,572 in gross proceeds from this offering.

 

In February 2022, the Company completed a private placement pursuant to Rule 506(c) promulgated under Regulation D. of the Securities Exchange Act of 1934, as amended. Pursuant to this private placement, the Company obtained $127,000 in gross proceeds from this offering and issued 141,601 shares of common stock and 141,601 warrants to purchase one share of common stock for two years at an exercise price of $1.25 per share.

 

From February 10, 2022 through March 31, 2022, the Company completed a private placement pursuant to Rule 506(c) promulgated under Regulation D. of the Securities Exchange Act of 1934, as amended. Pursuant to this private placement, the Company obtained $970,000 in gross proceeds from this offering and issued 776,000 shares of common stock and 776,000 warrants to purchase one share of common stock for two years at an exercise price of $1.25 per share.

 

Convertible Notes during the Quarter ended May 31, 2021

 

The Company has granted each and every one of the secured convertible note holders referenced below a continuing security interest in, a general lien upon, and a right of setoff against all existing and future assets and property under the terms of a security agreement.

 

On September 29, 2020, the Company issued a convertible note with a fair value of $163,341 and warrants to purchase 130,673 shares of the Company’s common stock at $1.25 per share for 2 years. The note bears interest at 10% per annum. The note was due on demand after March 27, 2021.  The note was convertible into shares of the Company’s common stock at any time prior to March 27, 2021 at a conversion price of $1.25 per share.     On March 31, 2021, the Company amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2021. In consideration for extending the maturity date, the Company issued to the convertible note holder 8,268 common shares of the Company.   On June 1, 2021, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and was due on demand on or before November 30, 2021 for no additional consideration. On November 1, 2021, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration.  On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

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On October 26, 2020, the Company issued a convertible note with a face value of $37,613 and warrants to purchase 30,090 shares of the Company’s common stock at $1.25 per share for 2 years. The note bears interest at 10% per annum. The note was due on demand after April 23, 2021.  The note was convertible into shares of the Company’s common stock at any time prior to April 23, 2021 at a conversion price of $1.25 per share.  On June 1, 2021, the Company amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and was due on demand on or before November 30, 2021 for no additional consideration.  On November 1, 2021, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration. On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On November 11, 2020, the Company issued a convertible note with a face value of $85,937 and warrants to purchase 68,750 shares of the Company’s common stock at $1.25 per share for 2 years.   The note bears interest at 10% per annum and is due on demand after May 9, 2021.  The note was convertible into shares of the Company’s common stock at any time prior to April 23, 2021 at a conversion price of $1.25 per share.    On June 1, 2021, the Company amended the note. Pursuant to the amendment, the notes bears simple interest at 10% per annum and was due on demand on or before November 30, 2021 for no additional consideration.   On November 1, 2021, the Company again amended the note. Pursuant to the amendment, the convertible notes bear simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration.  On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On December 2, 2020, the Company issued a convertible note with a face value of $600,000 and warrants to purchase 240,000 shares of the Company’s common stock at $1.25 per share for 2 years.   The note bears interest at 10% per annum and is due on demand after November 27, 2021.  The note is convertible into shares of the Company’s common stock at any time prior to November 27, 2021 at a conversion price of $1.25 per share.    On October 1, 2021, the Company amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration. On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On January 7, 2021, the Company issued a convertible note with a face value of $300,000. The note bears interest at 10% per annum and is due on demand after November 27, 2021.  The note is convertible into shares of the Company’s common stock at any time prior to November 27, 2021 at a conversion price of $1.25 per share.    On October 1, 2021, the Company amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration. On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On March 26, 2021, the Company issued a convertible note with a face value of $18,000 and warrants to purchase 18,000 shares of the Company’s common stock at $0.50 per share for one year. The Note bears interest at 10% per annum and is due on demand on September 26, 2021. The Note is convertible into shares of the Company’s common stock at any time at a conversion price of $1.25 per share. On November 1, 2021, the Company amended the note. Pursuant to the amendment, the convertible notes bear simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration.  On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On March 26, 2021, the Company issued a convertible note with a face value of $100,000 and warrants to purchase 100,000 shares of the Company’s common stock at $0.50 per share for one year. The Note bears interest at 10% per annum and is due on demand on September 26, 2021.The Note is convertible into shares of the Company’s common stock at any time at a conversion price of $1.25 per share. On November 1, 2021, the Company amended the note. Pursuant to the amendment, the convertible notes bear simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration.  On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On April 29, 2021, the Company issued a convertible note with a face value of $180,000 and warrants to purchase 180,000 shares of the Company’s common stock at $1.00 per share for one year. The Note bears interest at 10% per annum and is due on demand on October 29, 2021.The Note is convertible into shares of the Company’s common stock at any time at a conversion price of $1.00 per share. On November 1, 2021, the Company amended the note. Pursuant to the amendment, the convertible notes bear simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration.  On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

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On April 30, 2021, the Company issued a convertible note with a face value of $100,000 and warrants to purchase 100,000 shares of the Company’s common stock at $1.00 per share for one year. The Note bears interest at 10% per annum and is due on demand on October 31, 2021.The Note is convertible into shares of the Company’s common stock at any time at a conversion price of $1.00 per share. On November 1, 2021, the Company amended the note. Pursuant to the amendment, the convertible notes bear simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration.  On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

Convertible Notes during the Quarter ended May 31, 2022

 

On October 1, 2021, the Company issued a convertible note with a face value of $100,000 and warrants to purchase 100,000 shares of the Company’s common stock at $1.25 per share for 1 year.   The note bears interest at 10% per annum and is due on demand after March 31, 2022.  The note is convertible into shares of the Company’s common stock at any time prior to March 31, 2022 at a conversion price of $1.25 per share.   On November 1, 2021, the Company amended the note. Pursuant to the amendment, the convertible notes bear simple interest at 10% per annum and is due on demand on or before March 31, 2022 for no additional consideration.  On March 31, 2022, the Company again amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On October 25, 2021, the Company issued a convertible note with a face value of $100,000 and warrants to purchase 100,000 shares of the Company’s common stock at $1.25 per share for 1 year.   The note bears interest at 10% per annum and is due on demand after March 31, 2022.  The note is convertible into shares of the Company’s common stock at any time prior to March 31, 2022 at a conversion price of $1.25 per share. On March 31, 2022, the Company amended the note. Pursuant to the amendment, the note bears simple interest at 10% per annum and is due on demand on or before September 30, 2022 for no additional consideration.  

 

On December 23, 2021, the Company issued two convertible notes with a face value of $100,000 each. The notes bears interest at 10% per annum and is due on demand after June 23, 2022. The note is convertible into shares of the Company’s common stock at any time prior to June 23, 2022 at a conversion price of $1.25 per share.   

 

On January 11, 2022, the Company issued a convertible note with a face value of $150,000. The note bears interest at 10% per annum and is due on demand after July 10, 2022. The note is convertible into shares of the Company’s common stock at any time prior to July 10, 2022 at a conversion price of $1.25 per share.   

 

On January 31, 2022, the Company issued a convertible note with a face value of $100,000. The note bears interest at 10% per annum and is due on demand after July 31, 2022. The note is convertible into shares of the Company’s common stock at any time prior to July 31, 2022 at a conversion price of $1.25 per share.   

 

On March 29, 2022, the Company issued a convertible note with a face value of $500,000. The note bears interest at 10% per annum and is due on demand after September 30, 2022. The note is convertible into shares of the Company’s common stock at any time prior to September 30, 2022 at a conversion price of $1.25 per share.   

 

Equity Transactions during the Quarter ended May 31, 2021

 

On September 21, 2020, the Company issued 80,000 shares of common stock at $1.25 per share for gross cash proceeds of $100,000.

 

On September 30, 2020, the Company issued 120,000 shares of common stock at $1.25 per share for gross cash proceeds of $150,000.

 

On March 1, 2021, the Company re-issued 100,000 common shares from treasury with fair value of $90,000 for the promissory note of $300,000.

 

On March 5, 2021, the Company re-issued 200,000 shares of common stock with fair value of $160,000 from treasury for acquisition of Pacific Sun Fungi Inc.

 

On March 17, 2021, the Company issued 500,000 shares of common stock at $0.50 per share for gross proceeds of $250,000.

 

On March 17, 2021, the Company issued 86,044 shares of common stock with a fair value of $70,164 to settle $87,483 of accounts payable, which resulted in a gain on settlement of debt of $17,319.

 

On March 22, 2021, the Company issued 25,000 shares of common stock with a fair value of $22,500 to settle $25,000 of accounts payable, which resulted in a gain on settlement of debt of $2,500.

 

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On April 7, 2021, the Company issued 100,000 shares of common stock at $0.50 per share for gross proceeds of $50,000.

 

On April 20, 2021, the Company issued 250,000 shares of common stock at $0.50 per share for gross proceeds of $125,000.

 

On May 7, 2021, the Company issued 50,000 shares of common stock at $0.50 per share for gross proceeds of $25,000.

 

On May 12, 2021, the Company issued 31,746 shares of common stock with a fair value of $31,746 to settle $31,746 of accounts payable, which resulted in a gain on settlement of debt of $nil.

 

On May 13, 2021, the Company received 1,200,000 shares of common stock from the counterparties of certain previous cancelled asset acquisitions for no consideration. The shares were cancelled upon being returned to treasury.

 

On May 14, 2021, the Company issued 200,000 shares of common stock at $0.50 per share for gross proceeds of $100,000.

 

On May 14, 2021, the Company issued 300,001 shares of common stock at $0.75 per share for gross proceeds of $225,000.

 

On May 17, 2021, the Company issued 800 shares of common stock as a finder’s fee.

 

On May 27, 2021, the Company issued 136,000 shares of common stock with a fair value of $149,952 in connection with modifications of a convertible note payable.

 

Equity Transactions during the Quarter ended May 31, 2022

 

On September 2, 2021, the Company issued 2,175,933 common shares at fair value of $ 2,447,925 on issuance date from treasury to the CFO and COO and 1,900,000 common shares at fair value of $2,137,500 to certain employees of the Company as bonuses for past services, which is expensed as a total of $4,585,425 for stock-based compensation – bonus shares.

 

On September 2, 2021, the Company issued 2,997,237 common shares measured at fair value on issuance date of $3,371,892 from treasury for consulting services related to business development for a 12-month period from the issuance date. As the future benefit of the consulting services to be performed cannot be determined, the entire amount was expensed during the nine months ended May 31, 2022. The total $3,584,392 stock-based compensation – consulting services is comprised of this $3,371,892 share issuance plus the $212,500 described in the next paragraph below.

 

During the year ended August 31, 2021, the Company re-issued 750,000 shares of common stock with total fair value of $637,500 for consulting services, out of which, $425,000 was expensed as consulting fees during the prior year and $212,500 was expensed during the nine months ended May 31, 2022.

 

On October 20, 2021, the Company issued 3,853,121 units at $0.75 per unit for proceeds of $2,889,841, of which $865,467 was received during the year ended August 31, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred brokerage commission fees and other share issuance costs of $210,736.

 

On November 5, 2021, the Company issued 705,000 units at $0.75 per unit for proceeds of $528,750. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company issued 8,000 shares of common stock with a fair value of $6,000 as a finder’s fee and incurred other finders’ fees and other share issuance costs of $42,654.

 

On November 30, 2021, the Company issued 8,268 shares as consideration for extending the maturity date of a convertible note.

 

On January 20, 2022, the Company issued 75,000 units at $0.75 per unit for proceeds of $56,250 which was received during the year ended August 31, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On January 20, 2022, the Company issued 46,834 units at $0.75 per unit for proceeds of $35,126 which was received during the period ended November 30, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. The Company adjusted the effective issuance date to October 20, 2021.

 

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On January 24, 2022, the Company issued 36,000 units at $0.75 per unit for proceeds of $27,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. The Company adjusted the effective issuance date to October 20, 2021. The Company adjusted the effective issuance date to November 24, 2021.

 

On January 28, 2022, the Company issued 66,667 units at $0.75 per unit for proceeds of $50,000 which was received during the period ended November 30, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 7, 2022, the Company issued 66,667 units at $0.75 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 10, 2022, the Company issued 33,334 units at $0.75 per unit for proceeds of $25,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 10, 2022, the Company issued 80,000 units at $1.25 per unit for proceeds of $100,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $8,000.

 

On February 20, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $4,000.

 

On February 21, 2022, the Company issued 300,000 units at $1.25 per unit for proceeds of $375,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $30,000.

 

On February 22, 2022, the Company issued 80,000 units at $1.25 per unit for proceeds of $100,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $8,000.

 

On February 24, 2022, the Company issued 41,600 units at $0.75 per unit for proceeds of $31,200. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 24, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $4,000.

 

On February 25, 2022, the Company issued 96,000 units at $1.25 per unit for proceeds of $120,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $9,600.

 

On February 28, 2022, the Company issued 120,000 units at $1.25 per unit for proceeds of $150,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $12,000.

 

On May 26, 2022, the Company issued 161,066 units at $0.75 per unit for proceeds of $120,800. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $2,000.

 

On May 26, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

During the nine months ended May 31, 2022, the Company issued 728,001 common shares to certain investors for no consideration by error. The Company is in the process of retracting the shares.

 

At May 31, 2022, the Company had received $25,000 in cash for share subscriptions.

 

Future Financing

 

In connection with its proposed business plan and currently ongoing and proposed acquisitions, in addition to the possible proceeds from this offering the Company will be required to complete substantial and significant additional capital formation. Such formation could be through additional equity offerings, debt, bank financings or a combination of any source of financing. There can be no assurance that the Company will be successful in completion of such financings.

 

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Plan of Operations

 

As noted above, the continuation of our current plan of operations requires us to raise significant additional capital. If we are successful in raising capital through the sale of convertible notes or common shares, we believe that we will have sufficient cash resources to fund our plan of operations through 2022. If we are unable to do so, we may have to curtail and possibly cease some operations. We intend to use the net proceeds from the offering for operating capacity in Colombia, Canada and the United States, regulatory compliance, intellectual property, working capital and general corporate purposes.

 

We continually evaluate our plan of operations to determine the manner in which we can most effectively utilize our limited cash resources. The timing of completion of any aspect of our plan of operations is highly dependent upon the availability of cash to implement that aspect of the plan and other factors beyond our control. There is no assurance that we will successfully obtain the required capital or revenues, or, if obtained, that the amounts will be sufficient to fund our ongoing operations.

 

Capital Expenditures

 

As of May 31, 2022, the Company had purchased property plant and equipment of $1,219,940 and intangible assets of $12,111. As of August 31, 2021, the Company purchased property plant and equipment of $267,835 and paid net cash of $3,156,163 in deposits and advances for an asset acquisition.

 

Xtreme Cubes Building

 

In June 2019, AM Biosciences signed the production and manufacturing contract to begin the manufacturing of a building for an extraction and production facility. This building will be a fully scalable, modular building. The Company made an upfront payment of $230,000 USD in June 2019, an additional payment of $903,385 in August 2019 and an additional payment of $92,000 in March 2020. At May 31, 2022, Company had deposits of $2,656,695 to purchase prefabricated buildings. As of May 31, 2022, the Company had not yet received the building and the amounts have been recorded as deposits.

 

Commitments and Contractual Obligations

 

As a “smaller reporting company” as defined by Item 10 of Regulation S-K, the Company is not required to provide this information.

 

Off-balance Sheet Arrangements

 

The Company has no off-balance sheet arrangements.

 

Going Concern

   

As reflected in the accompanying financial statements, the Company had an accumulated deficit of $34,432,425 at May 31, 2022 and a net loss of $15,038,613 for the nine months ended May 31, 2022.

 

The Company does not yet have a history of financial stability. Historically, the principal source of liquidity has been the issuance of convertible notes and equity securities. In addition, the Company has generated no revenues since inception. These factors raise substantial doubt about the Company’s ability to continue as a going concern.

 

The ability of the Company to continue operations is dependent on the success of Management’s plans, which include the raising of capital through the issuance of equity securities, until such time that funds provided by operations are sufficient to fund working capital requirements.

 

The Company will require additional funding to finance the growth of its current and expected future operations as well as to achieve its strategic objectives. The Company believes its current available cash will be sufficient to meet its cash needs for the near future. There can be no assurance that financing will be available in amounts or terms acceptable to the Company, if at all.

 

The accompanying financial statements have been prepared on a going concern basis, which contemplates the realization of assets and the satisfaction of liabilities in the normal course of business. These financial statements do not include any adjustments relating to the recovery of the recorded assets or the classification of the liabilities that might be necessary should the Company be unable to continue as a going concern.

 

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Item 3. Quantitative and Qualitative Disclosures about Market Risk.

 

We are a smaller reporting company as defined by Rule 12b-2 of the Exchange Act and are not required to provide the information required under this item.

 

Item 4. Controls and Procedures.

 

Disclosure Controls and Procedures

 

Our management is responsible for establishing and maintaining adequate internal control over financial reporting (as defined in Rule 13a-15(f) under the Exchange Act). Our internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes of accounting principles generally accepted in the United States.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Therefore, even those systems determined to be effective can provide only reasonable assurance of achieving their control objectives.

 

Our management evaluated the effectiveness of the Company’s internal control over financial reporting as of May 31, 2022. In making this assessment, our management used the criteria set forth by the Committee of Sponsoring Organizations of the Treadway Commission (COSO) in Internal Control — Integrated Framework. Based on this evaluation, our management concluded that, as of May 31, 2022, our internal control over financial reporting was not effective. Because of limitations in our operations in Colombia there were significant and material adjustments for audits and reviews of financial statements, and most of them are recurring adjustments. These adjustments indicate material weaknesses in certain cycles, including but not limited to inventory and costing, and financial reporting.

 

This quarterly report does not include an attestation report of our registered public accounting firm regarding internal control over financial reporting. Management’s report was not subject to attestation by our registered public accounting firm pursuant to rules of the SEC that permits us to provide only management’s report in this quarterly report.

 

Changes in Internal Control over Financial Reporting.

 

As a result of accounting issues in Colombia, we have engaged new accounting personnel in Colombia to improve our accounting and controls and procedures in that segment of our operations. There were no other changes in our internal control over financial reporting that occurred during the period from August 31, 2021 through May 31, 2022 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.

 

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PART II—OTHER INFORMATION

 

Item 1. Legal Proceedings.

 

We are not aware of any legal proceedings contemplated by any governmental authority or any other party involving us or our properties other than the following:

 

As of the date of this report, no director, officer or affiliate is (i) a party adverse to us in any legal proceeding, or (ii) has an adverse interest to us in any legal proceedings. We are not aware of any other legal proceedings pending or that have been threatened against us or our properties.

 

From time to time the Company may be named in claims arising in the ordinary course of business. Currently, no legal proceedings or claims, other than those disclosed above, are pending against or involve the Company that, in the opinion of management, could reasonably be expected to have a material adverse effect on its business and financial condition.

 

As of the date of this report, no director, officer or affiliate is (i) a party adverse to us in any legal proceeding, or (ii) has an adverse interest to us in any legal proceedings. We are not aware of any other legal proceedings pending or that have been threatened against us or our properties.

 

From time to time the Company may be named in claims arising in the ordinary course of business. Currently, no legal proceedings or claims, other than those disclosed above, are pending against or involve the Company that, in the opinion of management, could reasonably be expected to have a material adverse effect on its business and financial condition.

 

Item 1A. Risk Factors.

 

We are a smaller reporting company as defined by Rule 12b-2 of the Exchange Act and are not required to provide the information required under this item.

 

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Item 2. Unregistered Sales of Equity Securities and Use of Proceeds.

 

On September 2, 2021, the Company issued 2,175,933 common shares at fair value of $2,447,925 on issuance date from treasury to the CFO and COO and 1,900,000 common shares at fair value of $2,137,500 to certain employees of the Company as bonuses for past services, which is recorded as stock-based compensation.

 

On September 2, 2021, the Company issued 2,997,237 common shares measured at fair value on issuance date of $3,371,892 from treasury for consulting services related to business development for a 12-month period from the issuance date. As the future benefit of the services to be performed cannot be determined, the entire amount was expensed during the three months ended November 30, 2021.

 

During the year ended August 31, 2021, the Company re-issued 750,000 shares of common stock with total fair value of $637,500 for consulting services, out of which, $425,000 was expensed as consulting fees during the prior year and $159,374 was expensed during the three months ended November 30, 2021. As at November 30, 2021, $53,126 was deferred compensation included in prepaid expenses on the consolidated balance sheet.

 

On October 20, 2021, the Company issued 3,853,121 units at $0.75 per unit for proceeds of $2,889,841, of which $865,467 was received during the year ended August 31, 2021, and $250,000 was receivable at November 30, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. During the three months ended November 30, 2021, the Company received an additional $85,146 in cash for units subscribed at $0.75 per unit. In connection with the financing, the Company incurred brokerage commission fees of $205,735.

 

On November 5, 2021, the Company issued 705,000 units at $0.75 per unit for proceeds of $528,750. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company issued 8,000 shares of common stock with a fair value of $6,000 as a finder’s fee and incurred other finders’ fees of $41,654.

 

On November 30, 2021, the Company issued 8,268 shares as consideration for extending the maturity date of a convertible note.

 

On January 20, 2022, the Company issued 75,000 units at $0.75 per unit for proceeds of $56,250 which was received during the year ended August 31, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On January 20, 2022, the Company issued 46,834 units at $0.75 per unit for proceeds of $35,126 which was received during the period ended November 30, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. The Company adjusted the effective issuance date to October 20, 2021.

 

On January 24, 2022, the Company issued 36,000 units at $0.75 per unit for proceeds of $27,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. The Company adjusted the effective issuance date to October 20, 2021. The Company adjusted the effective issuance date to November 24, 2021.

 

On January 28, 2022, the Company issued 66,667 units at $0.75 per unit for proceeds of $50,000 which was received during the period ended November 30, 2021. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 7, 2022, the Company issued 66,667 units at $0.75 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 10, 2022, the Company issued 33,334 units at $0.75 per unit for proceeds of $25,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 10, 2022, the Company issued 80,000 units at $1.25 per unit for proceeds of $100,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $8,000.

 

On February 20, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $4,000.

 

On February 21, 2022, the Company issued 300,000 units at $1.25 per unit for proceeds of $375,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $30,000.

 

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On February 22, 2022, the Company issued 80,000 units at $1.25 per unit for proceeds of $100,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $8,000.

 

On February 24, 2022, the Company issued 41,600 units at $0.75 per unit for proceeds of $31,200. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

On February 24, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $4,000.

 

On February 25, 2022, the Company issued 96,000 units at $1.25 per unit for proceeds of $120,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $9,600.

 

On February 28, 2022, the Company issued 120,000 units at $1.25 per unit for proceeds of $150,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $12,000.

 

On May 26, 2022, the Company issued 161,066 units at $0.75 per unit for proceeds of $120,800. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years. In connection with the financing, the Company incurred finder’s fee of $2,000.

 

On May 26, 2022, the Company issued 40,000 units at $1.25 per unit for proceeds of $50,000. Each unit consists of one common share of the Company and one warrant to purchase the Company’s one common shares at $1.25 for a period of two years.

 

During the nine months ended May 31, 2022, the Company issued 728,001 common shares to certain investors for no consideration by error. The Company is in the process of retracting the shares.

 

At May 31, 2022, the Company had received $25,000 in cash for share subscriptions.

 

Item 3. Defaults Upon Senior Securities.

 

None

 

Item 4. Mine Safety Disclosures

 

None

 

Item 5. Other Information.

 

Not applicable

 

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Item 6. Exhibits.

 

31.1

 

Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Executive Officer

 

 

 

31.2

 

Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Financial Officer

 

 

 

32.1

 

Section 1350 Certification of Chief Executive Officer

 

 

 

32.2 

 

Section 1350 Certification of Chief Financial Officer

 

 

 

101

 

Interactive data files pursuant to Rule 405 of Regulation S-T.

 

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SIGNATURES*

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

  

 

Allied Corp.

 

 

(Registrant)

 

 

 

 

 

Date: July 20, 2022

By:

/s/ Calum Hughes

 

 

 

Calum Hughes

 

 

 

Chief Executive Officer and Director

{Principal and Executive Officer}

 

 

 

 

 

Date: July 20, 2022

By:

/s/ Ryan Maarschalk

 

 

 

Ryan Maarschalk

 

 

 

Chief Financial Officer

 

 

 

(Principal Financial Officer Principal Accounting Officer)

 

   

 
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