Barclays PLC Form 8.5 (EPT/NON-RI) Clipper Logistics plc (4879M)
May 23 2022 - 10:13AM
UK Regulatory
TIDMBARC TIDMCLG TIDMTTM
RNS Number : 4879M
Barclays PLC
23 May 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY
("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
----------------------------------------------------
Name of offeror/offeree in relation CLIPPER LOGISTICS PLC
(b) to whose
------------------------------------------
relevant securities this form relates:
------ ---------------------------------------------------- ------ --- ------
Name of the party to the offer with GXO Logistics, Inc
(c) which exempt
------------------------------------------
principal trader is connected
------ -------------------------------------------- ------ ------ --- ------
Date position held/dealing undertaken: 20 May 2022
(d)
------ ---------------------------------------------------- ------------------------------------------
In addition to the company in 1(b) YES:
(e) above, is the exempt principal
trader making disclosures in respect GXO LOGISTICS INC
of any other party to the offer?
------ ---------------------------------------------------- --------------------------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 0.05p ordinary
------------------------- -------------------------------
Interests Short Positions
------------------------- -------------------------------
Number (%) Number (%)
----------------------------------------- ------------- ---------- --------------------- --------
(1) Relevant securities owned
and/or controlled: 3,954,747 3.81% 70,562 0.07%
(2) Cash-settled derivatives:
27,864 0.03% 3,939,796 3.79%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,982,611 3.83% 4,010,358 3.86%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
------------------------------------------------------------------------- ------ ------------
Details, including nature of the rights
concerned and relevant percentages:
--------------------------------------------------------------------------------- ------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
--------------- ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
--------------- -------------- -------------- -------------- --------------
0.05p ordinary Purchase 31,245 8.3777 GBP 8.35 GBP
---------------- ---------------- -------------- --------------
0.05p ordinary Sale 3,564 8.3800 GBP 8.35 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
--------------- ----------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
--------------- -------------- ----------- ------------ -----------
0.05p ordinary SWAP Decreasing 16 8.1500 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary SWAP Decreasing 24 8.3700 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary SWAP Decreasing 27 8.3800 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary SWAP Decreasing 43 8.3758 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary SWAP Decreasing 77 8.3500 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary CFD Increasing 37 8.1505 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary SWAP Increasing 833 8.3648 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary CFD Increasing 1,054 8.3650 GBP
Short
---------------- ------------- ------------ -----------
0.05p ordinary CFD Increasing 28,020 8.3718 GBP
Short
---------------- ------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ ---------------- ------ ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
----------------------------------------------------------------------------------------------------------------
NONE
----------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------------------------- ------ ------------ -----------
NONE
----------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------
Date of disclosure: 23 May 2022
Contact name: Large Holdings Regulatory Operations
020 3134
Telephone number: 7213
---------------- ------ ------------ -----------
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