TIDMDPA
RNS Number : 4919P
DP Aircraft I Limited
09 February 2023
Please note that from 22 March 2021, the Standard TR-1 Form
should be completed and submitted to the FCA via our Electronic
Submission System (ESS) in relation to notifica-tions of voting
rights held in issuers whose shares are admitted to trading on UK
regulated markets.
Holders of voting rights in issuers whose shares are admitted to
trading on UK prescribed markets such as AIM market, can continue
to use this form to send their notifications to those issuers.
Alternatively, if they wish they can register on ESS to be able to
notify to us, produce a TR-1 Form via ESS and submit the downloaded
version to issuers with shares admitted to trading on prescribed
markets.
More information on how to submit a TR-1 Form via ESS is available here
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)
(i)
1a. Identity of the issuer DP Aircraft I Ltd
or the underlying issuer of
existing shares to which voting
rights are at- tached ii :
----------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------
Non-UK issuer X
------------------------------------------------------------ --------------------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X" )
----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ --------------------------
An acquisition or disposal of financial instruments
------------------------------------------------------------ --------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ --------------------------
Other (please specify) iii :
------------------------------------------------------------ --------------------------
3. Details of person subject to the notification obligation
(iv)
----------------------------------------------------------------------------------------
Name Ironsides Partners LLC
---------------------------------------------------------- ----------------------------
City and country of registered Delaware, United States
office (if applicable)
---------------------------------------------------------- ----------------------------
4. Full name of shareholder(s) (if different from 3.)
(v)
----------------------------------------------------------------------------------------
Name Ironsides Strategic Income
Trust
---------------------------------------------------------- ----------------------------
City and country of registered Delaware, United States
office (if applicable)
---------------------------------------------------------- ----------------------------
5. Date on which the threshold 08/02/2023
was crossed or reached vi :
------------------------------------------------
6. Date on which issuer notified 08/02/2023
(DD/MM/YYYY):
-------------------------------------- ------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------
% of voting % of voting Total of both Total number
rights at- rights in % of voting
rights held
in issuer
(8.A + 8.B)
vii
tached to through financial (8.A + 8.B)
shares (to- instru-
tal of 8. ments
A)
(total of
8.B 1 + 8.B
2)
----------------------- ------------- ------------------- ------------- ------------
Resulting
situation
on the date
on which threshold
was crossed
or reached 10.08 Nil 10.08 24,132,961
----------------------- ------------- ------------------- -------------
Position of N/A N/A N/A
previous notification
(if applicable)
----------------------- ------------- ------------------- ------------- ------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
--------------------------------------------------------------------
Class/type Number of voting rights % of voting
of ix rights
shares
ISIN code (if
possible)
--------------- ------------------------- ----------- -----------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------- ----------- ------------ ----------- -----------
GG00BBP6HP33 Nil 24,132,961 Nil 10.08
--------------- ----------- ------------ ----------- -----------
SUBTOTAL 8.
A 24,132,961 10.08
--------------- ------------------------- ----------- -----------
B 1: Financial Instruments according to DTR5.3.1R (1)
(a)
Type of financial Expiration Exercise/ Number of voting % of voting
in- strument date x Conversion rights that rights
Period xi may be acquired
if the instrument
is exercised/converted.
----------------- ---------- ----------- ------------------------ -----------
N/A
----------------- ---------- ----------- ------------------------ -----------
SUBTOTAL 8.
B 1
----------- ------------------------ -----------
B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical Number % of voting
financial date x Conversion or of voting rights
instrument Pe- riod cash rights
xi Settlement
xii
----------- ---------- ----------- ----------- ---------- -----------
N/A
----------- ---------- ----------- ----------- ---------- -----------
SUBTOTAL
8.B.2
----------- ---------- -----------
9. Information in relation to the person subject to
the notification obligation (please mark the applicable
box with an "X" )
Person subject to the notification obligation is X
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer xiii
-------------------------------------------------------------------------- --------------------
Full chain of through which the voting rights and/or
controlled undertakings the
held starting with the ultimate controlling
natural person or legal entity
necessary) xiv
------------------------ ------------------------------------------------ --------------------
financial instruments
are effectively
(please add additional
rows as
------------------------ --------------------- ----------------------- --------------------
Name xv % of voting % of voting Total of both
rights if it rights through if it
equals or is financial in-struments equals or is
higher if it equals higher
than the notifiable or is higher than the notifiable
threshold than the notifiable threshold
threshold
------------------------ --------------------- ----------------------- ----------------------
0. In case of proxy voting, please identify:
Name of the proxy holder N/A
----------------------------------------- ---
The number and % of voting N/A
rights held
----------------------------------------- ---
The date until which the voting N/A
rights will be held
----------------------------------------- ---
11. Additional information xvi
N/A
Place of completion Cambridge, Massachusetts, USA
-----------------------------
Date of completion 08/02/2023
------------------- -----------------------------
Notes
i Please note this form should be read jointly with the
applicable Disclosure Guidance and Transparency Rules Chapter 5
(DTR5) available on the following link:
https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter
ii Full name of the legal entity and further specification of
the issuer or underlying issuer, provided it is reliable and
accurate (e.g. address, LEI, domestic number identity). Indicate in
the relevant section whether the issuer is a non UK issuer.
iii Other reason for the notification could be voluntary
notifications, changes of attribution of the nature of the holding
(e.g. expiring of financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the
natural person or legal entity acquiring, disposing of or
exercising voting rights in the cases provided for in DTR5.2.1 (b)
to (h); (c) all parties to the agreement referred to in DTR5.2.1
(a) or (d) the holder of financial instruments referred to in
DTR5.3.1.
As the disclosure of cases of acting in concert may vary due to
the specific circumstances (e.g. same or different total positions
of the parties, entering or exiting of acting in concert by a
single party) the standard form does not provide for a specific
method how to notify cases of acting in concert.
In relation to the transactions referred to in DTR5.2.1 (b) to
(h), the following list is provided as indication of the persons
who should be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the natural
person or legal entity that acquires the voting rights and is
entitled to exercise them under the agreement and the natural
person or legal entity who is transferring temporarily for
consideration the voting rights;
- in the circumstances foreseen in DTR5.2.1 (c), the natural
person or legal entity holding the collateral, provided the person
or entity controls the voting rights and declares its intention of
exercising them, and natural person or legal entity lodging the
collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1 (d), the natural
person or legal entity who has a life interest in shares if that
person or entity is entitled to exercise the voting rights attached
to the shares and the natural person or legal entity who is
disposing of the voting rights when the life interest is
created;
- in the circumstances foreseen in DTR5.2.1 (e), the controlling
natural person or legal entity and, provided it has a notification
duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to
(d) or under a combination of any of those situations, the
controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit
taker of the shares, if he can exercise the voting rights attached
to the shares deposited with him at his discretion, and the
depositor of the shares allowing the deposit taker to exercise the
voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the natural
person or legal entity that controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy
holder, if he can exercise the voting rights at his discre-tion,
and the shareholder who has given his proxy to the proxy holder
allowing the latter to exercise the voting rights at his discretion
(e.g. management companies).
v Applicable in the cases provided for in DTR5.2.1 (b) to (h).
This should be the full name of the shareholder who is the
counterparty to the natural person or legal entity referred to
DTR5.2 unless the percentage of voting rights held by the
shareholder is lower than the lowest notifiable threshold for the
disclosure of voting rights holdings in accordance with national
practices (e.g. identification of funds managed by management
companies).
vi The date on which threshold is crossed or reached should be
the date on which the acquisition or disposal took place or the
other reason triggered the notification obligation. For passive
crossings, the date when the corporate event took effect.
vii The total number of voting rights held in the issuer shall
be composed of all the shares, including depository receipts
representing shares, to which voting rights are attached even if
the exercise thereof is suspended.
viii If the holding has fallen below the lowest applicable
threshold, please note that it might not be necessary to disclose
the extent of the holding, only that the new holding is below that
threshold.
ix In case of combined holdings of shares with voting rights
attached "direct holding" and voting rights "indirect holding",
please split the voting rights number and percentage into the
direct and indirect columns
- if there is no combined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e.
the date when right to acquire shares ends.
xi If the financial instrument has such a period - please
specify this period - for example once every 3 months starting from
[date].
xii In case of cash settled instruments the number and
percentages of voting rights is to be presented on a delta-adjusted
basis (DTR 5.3.3.A).
xiii If the person subject to the notification obligation is
either controlled and/or does control another undertaking then the
second option applies.
xiv The full chain of controlled undertakings starting with the
ultimate controlling natural person or legal entity has to be
presented also in the cases, in which only on subsidiary level a
threshold is crossed or reached and the subsidiary
undertaking discloses the notification as only in this way will
the markets get always the full picture of the group holdings.
In case of multiple chains through which the voting rights
and/or financial instruments are effectively held the chains
have to be presented chain by chain by numbering each chain
accordingly. Please see the below example:
Name of ultimate controlling person A (chain 1)
Name of controlled undertaking B
Name of controlled undertaking C
Name of ultimate controlling person A (chain 2)
Name of controlled undertaking B
Name of controlled undertaking D
Name of ultimate controlling person A (chain3)
Name of controlled undertaking E
Name of controlled undertaking F
xv The names of controlled undertakings through which the voting
rights and/or financial instruments are effectively held have to be
presented irrespectively whether the controlled undertakings cross
or reach the lowest applicable threshold themselves.
xvi Example: Correction of a previous notification.
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END
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