4 December 2024
Duke Capital
Limited
("Duke
Capital", "Duke" or the "Company")
Director / PDMR
Dealings
Further to its announcement on 15
November 2024, and following admission of the Placing Shares and
Subscription Shares to trading on AIM this morning, the Company
announces that the following Directors and/or their persons closely
associated ("PCAs") have acquired the following New Shares issued
in connection with the Fundraising at the Issue Price:
|
Director/PCA/PDMR
|
Number of New Shares
subscribed
|
|
Neil Johnson
|
363,636
|
|
Nigel Birrell
|
363,636
|
|
Arlington Group Asset Management
Limited (1)
|
1,818,181
|
|
Oryx Consulting Limited
(2)
|
363,636
|
(1) Arlington Group Asset
Management Limited, an entity in which Charlie Cannon Brookes,
Executive Director, has a 50 per cent. interest, and which is a PCA
of Mr Cannon Brookes
(2) Oryx Consulting Limited is a
PCA of Maree Wilms, Non-Executive Director of Duke
Capital
Capitalised terms used in this
announcement have the meaning given to them in the Placing and
Retail Offer announcement dated 14 November 2024, unless otherwise
defined in this announcement.
The
notifications below, made in accordance with the requirements of
the EU Market Abuse Regulation, provides further
detail.
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Neil Johnson
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Executive Officer
|
|
b)
|
Initial notification
/Amendment
|
Initial
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Duke Capital Limited
|
|
b)
|
LEI
|
213800GUTKPSJ39SER44
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of nil par
value
ISIN: GG00BYZSSY63
|
|
b)
|
Nature of the transaction
|
Acquisition of shares pursuant to
the Subscription
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
27.5 pence per share
|
363,636
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
4 December 2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Nigel Birrell
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Non-Executive Chairman
|
|
b)
|
Initial notification
/Amendment
|
Initial
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Duke Capital Limited
|
|
b)
|
LEI
|
213800GUTKPSJ39SER44
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of nil par
value
ISIN: GG00BYZSSY63
|
|
b)
|
Nature of the transaction
|
Acquisition of shares pursuant to
the Subscription
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
27.5 pence per share
|
363,636
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
4 December 2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Arlington Group Asset Management
Limited
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PCA of Charlie Cannon Brookes,
Executive Director and Chief Investment Officer
|
|
b)
|
Initial notification
/Amendment
|
Initial
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Duke Capital Limited
|
|
b)
|
LEI
|
213800GUTKPSJ39SER44
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of nil par
value
ISIN: GG00BYZSSY63
|
|
b)
|
Nature of the transaction
|
Acquisition of shares pursuant to
the Placing
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
27.5 pence per share
|
1,818,181
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
4 December 2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Oryx Consulting Limited
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PCA of Maree Wilms, Non-Executive
Director
|
|
b)
|
Initial notification
/Amendment
|
Initial
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Duke Capital Limited
|
|
b)
|
LEI
|
213800GUTKPSJ39SER44
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of nil par
value
ISIN: GG00BYZSSY63
|
|
b)
|
Nature of the transaction
|
Acquisition of shares pursuant to
the Subscription
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
27.5 pence per share
|
363,636
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
4 December 2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange
|
***ENDS***
For further information, please
visit https://dukecapital.com/ or
contact:
|
Duke Capital Limited
|
Neil Johnson / Charles Cannon
Brookes / Hugo Evans
|
+44 (0) 1481 231 816
|
|
Cavendish Capital Markets Limited
(Nominated Adviser and Joint Broker)
|
Stephen Keys / Callum Davidson /
Michael Johnson
|
+44 (0) 207 220 0500
|
|
|
|
|
|
Canaccord Genuity Limited
(Joint Broker)
|
Adam James / Harry Rees / Sam
Lucas
|
+44 (0) 207 523 8000
|
|
SEC Newgate (Financial
Communications)
|
Elisabeth Cowell / Alice
Cho
|
+ +44 (0) 20 3757 6882
dukecapital@secnewgate.co.uk
|
About Duke Capital
Duke is a leading provider of hybrid
capital solutions for SME business owners in Europe and North
America, combining the best features of both equity and
debt.
Since 2017, Duke has provided unique
long-term financing which eliminates re-financing risk and
necessity for a short-term exit by providing a unique 'corporate
mortgage' while also aligning its returns to grow with the success
of the business.
Duke is focused on generating
attractive risk-adjusted returns for shareholders and has a track
record of achieving this across market cycles. It's three
investment pillars are capital preservation, attractive dividend
yield, and to provide upside upon exits. Duke is listed on
the AIM market under the ticker DUKE and is headquartered in
Guernsey.
