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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of 

the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): September 16, 2024 (September 10, 2024)

 

BLACKROCK TCP CAPITAL CORP.

(Exact name of registrant as specified in its charter)

 

Delaware 814-00899 56-2594706
(State or other jurisdiction
of incorporation)		 (Commission File Number) (IRS Employer
Identification Number)

 

2951 28th Street, Suite 1000

Santa Monica, California

  

 

90405

(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code (310) 566-1000

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading symbol(s)   Name of each exchange on which registered
Common Stock, $0.001 par value   TCPC   NASDAQ Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
   

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.

 

Appointment of Charles Park as Interim Chief Compliance Officer of the Company

 

On September 10, 2024, Ariel Hazzard, the Chief Compliance Officer (“CCO”) of BlackRock TCP Capital Corp. (the “Company”) began parental leave and Charles Park became Interim CCO. The Board of the Company previously had appointed Mr. Park as Interim CCO of the Company to become effective as of the date Ms. Hazzard began parental leave. Ms. Hazzard will resume her role as CCO when she returns from parental leave.

 

Mr. Park is currently the CCO of Tennenbaum Capital Partners, LLC, the Company’s investment advisor, and certain other BlackRock funds and advisors. On September 10, 2024, Mr. Park also became Interim CCO of BlackRock Direct Lending Corp. and BlackRock Private Credit Fund while Ms. Hazzard is on parental leave.

   

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

    BLACKROCK TCP CAPITAL CORP.
     
Date: September 16, 2024   By: /s/ Laurence D. Paredes
    Name:  Laurence D. Paredes
    Title: Secretary
   
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Entity File Number 814-00899
Entity Registrant Name BLACKROCK TCP CAPITAL CORP.
Entity Central Index Key 0001370755
Entity Tax Identification Number 56-2594706
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 2951 28th Street
Entity Address, Address Line Two Suite 1000
Entity Address, City or Town Santa Monica
Entity Address, State or Province CA
Entity Address, Postal Zip Code 90405
City Area Code 310
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Title of 12(b) Security Common Stock, $0.001 par value
Trading Symbol TCPC
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Entity Emerging Growth Company false
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