Intermediate Capital Group plc: Major shareholding notification
November 15 2024 - 8:40AM
UK Regulatory
Intermediate Capital Group plc: Major shareholding notification
TR-1: Standard form for notification of major
holdings
1. Issuer Details
ISIN
GB00BYT1DJ19
Issuer Name
INTERMEDIATE CAPITAL GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification
obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if
applicable)
US
4. Details of the shareholder
Name |
City of registered office |
Country of registered office |
J.P. Morgan Securities plc |
|
|
5. Date on which the threshold was crossed or
reached
13-Nov-2024
6. Date on which Issuer notified
15-Nov-2024
7. Total positions of person(s) subject to the notification
obligation
. |
% of voting rights attached to shares (total of
8.A) |
% of voting rights through financial instruments (total of
8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or
reached |
0.305339 |
4.829277 |
5.134616 |
14921855 |
Position of previous notification (if applicable) |
Below Minimum Threshold |
Below Minimum Threshold |
Below Minimum Threshold |
|
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
GB00BYT1DJ19 |
|
887355 |
|
0.305339 |
Sub Total 8.A |
887355 |
0.305339% |
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the
instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
Cash-settled Equity Swap |
04/02/2025 |
04/02/2025 |
Cash |
67687 |
0.023291 |
Cash-settled Equity Swap |
11/03/2025 |
11/03/2025 |
Cash |
692154 |
0.238170 |
Cash-settled Equity Swap |
19/03/2025 |
19/03/2025 |
Cash |
1165839 |
0.401166 |
Cash-settled Equity Swap |
02/06/2025 |
02/06/2025 |
Cash |
22603 |
0.007778 |
Cash-settled Equity Swap |
10/07/2025 |
10/07/2025 |
Cash |
3429058 |
1.179940 |
Cash-settled Equity Swap |
23/07/2025 |
23/07/2025 |
Cash |
1106694 |
0.380814 |
Cash-settled Equity Swap |
05/08/2025 |
05/08/2025 |
Cash |
1982727 |
0.682257 |
Cash-settled Equity Swap |
13/08/2025 |
13/08/2025 |
Cash |
2002607 |
0.689098 |
Cash-settled Equity Swap |
20/08/2025 |
20/08/2025 |
Cash |
1361383 |
0.468452 |
Cash-settled Equity Swap |
27/08/2025 |
27/08/2025 |
Cash |
10980 |
0.003778 |
Cash-settled Equity Swap |
02/09/2025 |
02/09/2025 |
Cash |
22805 |
0.007847 |
Cash-settled Equity Swap |
12/09/2025 |
12/09/2025 |
Cash |
8851 |
0.003046 |
Cash-settled Equity Swap |
18/09/2025 |
18/09/2025 |
Cash |
1722865 |
0.592838 |
Cash-settled Equity Swap |
02/10/2025 |
02/10/2025 |
Cash |
963 |
0.000331 |
Cash-settled Equity Swap |
04/11/2025 |
04/11/2025 |
Cash |
1700 |
0.000585 |
Cash-settled Equity Swap |
10/11/2025 |
10/11/2025 |
Cash |
65300 |
0.022470 |
Cash-settled Equity Swap |
11/11/2025 |
11/11/2025 |
Cash |
6200 |
0.002133 |
Cash-settled Equity Swap |
12/11/2025 |
12/11/2025 |
Cash |
34990 |
0.012040 |
Cash-settled Equity Swap |
19/11/2025 |
19/11/2025 |
Cash |
4168 |
0.001434 |
Cash-settled Equity Swap |
20/11/2025 |
20/11/2025 |
Cash |
58 |
0.000020 |
Cash-settled Equity Swap |
28/11/2025 |
28/11/2025 |
Cash |
10523 |
0.003621 |
Cash-settled Equity Swap |
02/12/2025 |
02/12/2025 |
Cash |
958 |
0.000330 |
Cash-settled Equity Swap |
03/12/2025 |
03/12/2025 |
Cash |
12620 |
0.004343 |
Cash-settled Equity Swap |
15/12/2025 |
15/12/2025 |
Cash |
4000 |
0.001376 |
Cash-settled Equity Swap |
17/12/2025 |
17/12/2025 |
Cash |
1954 |
0.000672 |
Cash-settled Equity Swap |
05/01/2026 |
05/01/2026 |
Cash |
117816 |
0.040541 |
Cash-settled Equity Swap |
16/10/2026 |
16/10/2026 |
Cash |
165411 |
0.056918 |
Cash-settled Equity Swap |
01/12/2027 |
01/12/2027 |
Cash |
371 |
0.000128 |
Cash-settled Equity Swap |
04/07/2029 |
04/07/2029 |
Cash |
3615 |
0.001244 |
Cash-settled Equity Swap |
17/08/2029 |
17/08/2029 |
Cash |
9 |
0.000003 |
Cash-settled Equity Swap |
15/11/2029 |
15/11/2029 |
Cash |
391 |
0.000135 |
Cash-settled Equity Swap |
19/11/2025 |
19/11/2025 |
Cash |
7200 |
0.002478 |
Sub Total 8.B2 |
|
14034500 |
4.829277% |
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
JPMorgan Chase & Co. |
J.P. Morgan Securities plc |
|
4.826798 |
5.132137% |
JPMorgan Chase & Co. |
J.P. Morgan SE |
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan SE (100%)
12. Date of Completion
15-Nov-2024
13. Place Of Completion
London, United Kingdom
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