TR-1 (1499583)
November 28 2022 - 7:55AM
UK Regulatory
OTAQ Plc (OTAQ) TR-1 28-Nov-2022 / 13:55 GMT/BST Dissemination
of a Regulatory Announcement, transmitted by EQS Group. The issuer
is solely responsible for the content of this announcement.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible) i
1a. Identity of the issuer or the underlying issuer of existing OTAQ PLC
shares to which voting rights are attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name DOWGATE CAPITAL LIMITED
City and country of registered office (if applicable) LONDON
4. Full name of shareholder(s) (if different from 3.) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi: 9 NOVEMBER 2022
6. Date on which issuer notified (DD/MM/YYYY): 28 NOVEMBER 2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total of both Total number of voting
attached to shares instruments in % (8.A + rights held in issuer
(total of 8. A) (total of 8.B 1 + 8.B 8.B) (8.A + 8.B) vii
2)
Resulting situation on the date
on which threshold was crossed 11.99% 11.99% 15,315,589
or reached
Position of previous
notification (if 5.02% 5.02%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possible)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BK6JQ137 15,315,589 11.99%
SUBTOTAL 8. A 15,315,589 11.99%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Exercise/ Number of voting rights that may be acquired if
Type of financial Expiration Conversion Period the instrument is % of voting
instrument date x xi rights
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Physical or
Type of financial Expiration Exercise/ cash % of voting
instrument date x Conversion Number of voting rights rights
Period xi Settlement
xii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding directly or indirectly an interest in the X
(underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or
legal entity (please add additional rows as necessary) xiv
% of voting rights if it equals % of voting rights through financial Total of both if it
Name xv or is higher than the instruments if it equals or is higher than equals or is higher than
notifiable threshold the notifiable threshold the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will
be held
11. Additional information xvi
Place of completion LONDON
Date of completion 28/11/2022
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ISIN: GB00BK6JQ137
Category Code: MSCU
TIDM: OTAQ
LEI Code: 213800CZGMYB5XTUXJ52
Sequence No.: 204514
EQS News ID: 1499583
End of Announcement EQS News Service
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November 28, 2022 08:55 ET (13:55 GMT)
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