Amended Statement of Ownership (sc 13g/a)
February 14 2013 - 4:10PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, DC 20549
SCHEDULE 13G/A
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. 13)*
STEC,
Inc.
(Name of Issuer)
Common Stock,
$0.001 par value per share
(Title of Class of Securities)
784774 101
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information
required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 784774 101
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13G/A
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Page 2 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
Manouch Moshayedi
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (
See
Instructions)
(a)
¨
(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
2,784,992 (1)(2)
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6
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SHARED VOTING POWER
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7
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SOLE DISPOSITIVE POWER
2,784,992 (1)(2)
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8
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SHARED DISPOSITIVE POWER
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,784,992 (1)(2)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES (
See
Instructions)
Not
Applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
5.9%* (1)(2)
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12
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TYPE OF REPORTING PERSON
(
See
Instructions)
IN
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CUSIP No. 784774 101
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13G/A
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Page 3 of 9 Pages
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1
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NAMES OF REPORTING PERSONS
M. and S. Moshayedi Revocable Trust, dated 11/16/95
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (
See
Instructions)
(a)
¨
(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
California
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
2,428,742
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
2,428,742
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,428,742
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES (
See
Instructions)
Not
Applicable.
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
5.2%*
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12
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TYPE OF REPORTING PERSON
(
See
Instructions)
OO
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CUSIP No. 784774 101
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13G/A
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Page 4 of 9 Pages
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Item 1(a)
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Name of Issuer:
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STEC,
Inc.
Item 1(b)
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Address of Issuers Principal Executive Offices:
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3001 Daimler Street
Santa Ana, California 92705-5812
Item 2(a)
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Name of Person Filing:
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Manouch Moshayedi
M. and S. Moshayedi Revocable Trust, dated 11/16/95
Item 2(b)
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Address of Principal Business Offices or, if none, Residence:
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3001 Daimler Street
Santa Ana, California 92705-5812
Manouch
Moshayedi United States
M. and S. Moshayedi Revocable Trust, dated 11/16/95 California
Item 2(d)
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Title of Class of Securities:
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Common Stock, $0.001 par value per share
784774 101
Item 3.
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If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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Not Applicable.
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CUSIP No. 784774 101
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13G/A
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Page 5 of 9 Pages
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(a)
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Amount Beneficially Owned:
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Manouch Moshayedi (1)(2) 2,784,992
M. and S. Moshayedi Revocable Trust, dated 11/16/95 2,428,742
Manouch
Moshayedi (1)(2) 5.9%*
M. and S. Moshayedi Revocable Trust, dated 11/16/95 5.2%*
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote:
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Manouch Moshayedi (1)(2) 2,784,992
M. and S. Moshayedi Revocable
Trust, dated 11/16/95 2,428,742
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(ii)
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shared power to vote or to direct the vote:
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Manouch Moshayedi 0
M. and S. Moshayedi Revocable Trust, dated 11/16/95
0
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(iii)
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sole power to dispose or to direct the disposition of:
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Manouch Moshayedi (1)(2) 2,784,992
M. and S. Moshayedi Revocable
Trust, dated 11/16/95 2,428,742
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(iv)
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shared power to dispose or to direct the disposition of:
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Manouch Moshayedi 0
M. and S. Moshayedi Revocable Trust, dated 11/16/95
0
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CUSIP No. 784774 101
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13G/A
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Page 6 of 9 Pages
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Not Applicable.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Not Applicable.
Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable.
Item 9.
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Notice of Dissolution of Group.
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Not Applicable.
Not
Applicable.
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CUSIP No. 784774 101
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13G/A
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Page 7 of 9 Pages
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*
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Calculated based on 46,805,274 shares of the Issuers common stock outstanding as of December 31, 2012. Pursuant to Rule 13d-3 promulgated under the
Securities Exchange Act, as amended (the Act), certain securities convertible into, or exchangeable for, shares of common stock, may be deemed to be shares of common stock for purposes of determining beneficial ownership. Pursuant to
Rule 13d-3 promulgated under the Act, beneficial ownership means the sole or shared power to vote or direct the voting or to dispose or direct the disposition of any security. A person is deemed as of any date to have beneficial
ownership of any security that such person has a right to acquire within 60 days after such date and such security shall be deemed to be outstanding for purposes of calculating such persons percentage ownership. For purposes of
calculating the ownership percentage of the Reporting Persons, any securities that any person other than such Reporting Person has the right to acquire within 60 days of such date are not deemed to be outstanding.
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(1)
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Consists of: (i) 2,428,742 shares held by Manouch Moshayedi, as trustee for the M. and S. Moshayedi Revocable Trust, dated 11/16/95 for the benefit of Manouch
Moshayedis family; (ii) 25,000 held by Manouch Moshayedi; and (iii) 331,250 options to purchase common stock exercisable within 60 days of December 31, 2012. Manouch Moshayedi disclaims beneficial ownership, except to the extent
of his pecuniary interest therein, if any, of the shares held by the M. and S. Moshayedi Revocable Trust (Revocable Trust). The filing of this Schedule 13G/A shall not be construed as an admission that Manouch Moshayedi is, for purposes
of Section 13(d) or 13(g) of the Act, the beneficial owner of shares held by the Revocable Trust.
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(2)
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Does not include 1,133,923 shares that were gifted to a separate trust on May 9, 2012 for the benefit of Manouch Moshayedis
descendants. Mr. Moshayedi disclaims beneficial ownership of the shares held by that trust.
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CUSIP No. 784774 101
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13G/A
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Page 8 of 9 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Date: February 14, 2013
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/s/ Manouch Moshayedi
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Manouch Moshayedi
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M. AND S. MOSHAYEDI REVOCABLE TRUST, DATED 11/16/95
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/s/ Manouch Moshayedi
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Manouch Moshayedi, Trustee
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CUSIP No. 784774 101
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13G/A
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Page 9 of 9 Pages
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EXHIBIT A
AGREEMENT FOR JOINT FILING OF SCHEDULE 13G/A
The undersigned and each
other person executing this joint filing agreement (the Agreement) agree as follows:
(1) The undersigned and each
other person executing this Agreement are individually eligible to use the Schedule 13G/A to which this Exhibit is attached and such Schedule 13G/A is filed on behalf of the undersigned and each other person executing this Agreement; and
(2) The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13G/A and any
amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the
information concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument.
Date: February 14, 2013
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Signature:
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/s/ Manouch Moshayedi
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Name:
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Manouch Moshayedi
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M. AND S. MOSHAYEDI REVOCABLE TRUST, DATED 11/16/95
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Signature:
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/s/ Manouch Moshayedi
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Name:
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Manouch Moshayedi
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Title:
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Trustee
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