Sherborne Investors (Guernsey)B Ltd Holding(s) in Company (2244J)
December 18 2020 - 10:00AM
UK Regulatory
TIDMSIGB
RNS Number : 2244J
Sherborne Investors (Guernsey)B Ltd
18 December 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Sherborne Investors (Guernsey) B
underlying issuer of existing shares Limited
to which voting rights are attached
(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or
boxes with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights X
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name (i) Edward Bramson
(ii) Stephen Welker
(iii) Sherborne Investors Management
GP, LLC
(iv) Sherborne Investors Management
LP
City and country of registered office 135 East 57th Street
(if applicable) Floor 32
New York, NY 10022
United States of America
4. Full name of shareholder(s) (if different from 3.) (v)
Name (i) Sherborne Strategic Fund D,
LLC, as a counterparty to the investment
management agreement with Sherborne
Investors Management LP
(ii) Beechenbrook Holdings LLC,
as an entity controlled by Mr. Welker
--------------------------------------------
City and country of registered office Sherborne Strategic Fund D, LLC
(if applicable) c/o Corporation Service Company
251 Little Falls Drive
Wilmington, DE 19808
United States of America
Beechenbrook Holdings LLC
c/o Legalinc Corporate Services,
Inc.
2035 Sunset Lake Rd.
Suite B-2
Newark, DE 19702
United States of America
--------------------------------------------
5. Date on which the threshold was 17 December 2020
crossed or reached (vi) :
6. Date on which issuer notified 18 December 2020
(DD/MM/YYYY):
-----------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 19.18% 0.00% 19.18% 314,547,259
------------------ --------------------- -------------- ------------------
Position of
previous notification
(if
applicable) 19.07% 0.00% 19.07%
------------------ --------------------- -------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10 of
2004/109/EC) Directive 2004/109/EC) 2004/109/EC) Directive
(DTR5.1) (DTR5.2.1) (DTR5.1) 2004/109/EC)
(DTR5.2.1)
------------------------
GG00B883XC99 15,706,951 44,609,276 4.99% 14.18%
--------------------- ------------------------ --------------------- --------------
SUBTOTAL 8. A 60,316,227 19.18%
----------------------------------------------- -------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if the
instrument is
exercised/converted
----------- ----------------------- --------------------------- ----------------
SUBTOTAL 8. B
1
----------------------- --------------------------- ----------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting
instrument date (x) Conversion cash voting rights rights
Period (xi) settlement
(xii)
--------------- ---------------- ----------------- ---------------
SUBTOTAL 8.B.2
----------------- ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting X
rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (xiv) (please
add additional rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if higher than the
the notifiable it equals or is notifiable threshold
threshold higher than the
notifiable threshold
-------------------- ----------------------- ------------------------
Edward Bramson N/A N/A 14.18%
-------------------- ----------------------- ------------------------
Stephen Welker N/A N/A 19.18%
-------------------- ----------------------- ------------------------
Sherborne Investors
Management GP,
LLC N/A N/A 14.18%
-------------------- ----------------------- ------------------------
Sherborne Investors
Management LP N/A N/A 14.18%
-------------------- ----------------------- ------------------------
Beechenbrook Holdings
LLC N/A N/A 4.99%
-------------------- ----------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-------------------------------------------------
The number and % of voting rights N/A
held
-------------------------------------------------
The date until which the voting rights N/A
will be held
-------------------------------------------------
11. Additional information (xvi)
Sherborne Investors Management LP is an investment adviser registered
with the United States Securities and Exchange Commission under the
U.S. Investment Advisers Act 1940.
Place of completion London
Date of completion 18 December 2020
-----------------
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