Report of Foreign Issuer (6-k)
June 20 2019 - 11:08AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
6-K
Report of
Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
under the Securities Exchange Act of 1934
June 20, 2019
Commission File Number:
001-09246
Barclays PLC
(Name of
Registrant)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F.
Form
20-F ☒ Form
40-F ☐
Indicate by check mark whether the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1): ☐
Indicate by check mark whether the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7): ☐
THIS REPORT ON FORM
6-K
SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT ON FORM
F-3
(NO.
333-223156)
OF BARCLAYS PLC AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS
SUBSEQUENTLY FILED OR FURNISHED.
The Report comprises the following:
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Exhibit
No.
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Description
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1.1
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Underwriting AgreementStandard Provisions, dated as of May 9, 2018 (incorporated by reference to Exhibit 1.1 of the registrants Report of Foreign Issuer on Form
6-K
(Film
No. 18839430) filed with the Securities and Exchange Commission on May 16, 2018).
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1.2
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Pricing Agreement between Barclays PLC and Barclays Capital Inc., dated June 13, 2019 for the 5.088%
Fixed-to-Floating
Rate Subordinated Notes
due 2030.
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4.1
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Dated Subordinated Debt Securities Indenture, dated as of May 9, 2017, between Barclays PLC and The Bank of New York Mellon, London Branch, as Trustee (incorporated by reference to Exhibit 4.1 of the registrants Report
of Foreign Issuer on Form
6-K
(Film No. 17826053) filed with the Securities and Exchange Commission on May 9, 2017).
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4.2
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First Supplemental Indenture to the Dated Subordinated Debt Securities Indenture, dated as of June 20, 2019, among Barclays PLC, The Bank of New York Mellon, London Branch, as Trustee and The Bank of New York Mellon SA/NV,
Luxembourg Branch, as Dated Subordinated Debt Security Registrar.
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4.3
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The form of Global Note for the 5.088%
Fixed-to-Floating
Rate Subordinated Notes due 2030 (incorporated by reference to Exhibit A to Exhibit 4.2
above).
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5.1
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Opinion of Cleary Gottlieb Steen & Hamilton, U.S. counsel to Barclays PLC, as to the validity of the 5.088%
Fixed-to-Floating
Rate
Subordinated Notes due 2030.
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5.2
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Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to the validity of the 5.088%
Fixed-to-Floating
Rate Subordinated Notes due
2030.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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BARCLAYS PLC
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(Registrant)
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Date: June 20, 2019
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By:
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/s/ Karen Rowe
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Name:
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Karen Rowe
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Title:
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Assistant Secretary
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