BowLeven Plc TR1- Notifcation of Major Holdings (9439B)
January 16 2018 - 1:00AM
UK Regulatory
TIDMBLVN TIDM84JL
RNS Number : 9439B
BowLeven Plc
16 January 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
------------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or the BOWLEVEN PLC
underlying issuer of existing shares
to which voting rights are attached(ii)
:
------------------------------------------------------- ---------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
------------------------------------------------------------------------------------------------------------------
Non-UK issuer
---------------------------------------------------------------------------------------------- ------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
---------------------------------------------------------------------------------------------- ------------------
An acquisition or disposal of financial instruments
---------------------------------------------------------------------------------------------- ------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------------------------------------- ------------------
Other (please specify)(iii) :
---------------------------------------------------------------------------------------------- ------------------
3. Details of person subject to the notification obligation(iv)
Name Bank of America Corporation
City and country of registered office Wilmington, DE, United States
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
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Name Merrill Lynch International
------------------------------------------------------- ---------------------------------------------------------
City and country of registered office London, United Kingdom
(if applicable)
------------------------------------------------------- ---------------------------------------------------------
5. Date on which the threshold was 11(th) January 2018
crossed or reached(vi) :
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6. Date on which issuer notified (DD/MM/YYYY): 15(th) January 2018
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7. Total positions of person(s) subject to the notification obligation
------------------------------------------------------------------------------------------------------------------
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------------------ ----------------------- ------------------- ---------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 5.001% 0 5.001% 326,374,446
------------------------------ ----------------------- ------------------- ---------------- ------------------
Position of N/A N/A N/A N/A
previous notification
(if
applicable)
------------------------------ ----------------------- ------------------- ---------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
----------------- ------------------------------------------- ----------------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------- -------------------- --------------------- ----------------------------------- ---------------------
GB00B04PYL99 0 16,323,182 0.000% 5.001%
----------------- -------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8.
A 16,323,182 5.001%
----------------- ------------------------------------------- ----------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting rights
financial date(x) Conversion rights that may
instrument Period(xi) be acquired if
the instrument
is
exercised/converted.
----------------- -------------------- --------------------- ----------------------------------- ---------------------
N/A
----------------- -------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- ----------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical or Number of % of voting rights
financial date(x) Conversion cash voting rights
instrument Period (xi) settlement(xii)
---------------- --------------------- --------------------- ---------------- ----------------- ---------------------
N/A
----------------- -------------------- --------------------- ---------------- ----------------- ---------------------
SUBTOTAL 8.B.2
---------------- ----------------- ---------------------
9. Information in relation to the person subject to the notification obligation
(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity(xiv) (please
add additional rows as necessary)
------------------------------------------------------------------------------------- ------------------------
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is higher
is higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
--------------------------------- ------------------------- ----------------------- ------------------------
Bank of America N/A N/A N/A
Corporation
--------------------------------- ------------------------- ----------------------- ------------------------
NB Holdings Corporation N/A N/A N/A
--------------------------------- ------------------------- ----------------------- ------------------------
BofAML Jersey Holdings N/A N/A N/A
Limited
--------------------------------- ------------------------- ----------------------- ------------------------
BofAML EMEA Holdings N/A N/A N/A
2 Limited
--------------------------------- ------------------------- ----------------------- ------------------------
ML UK Capital Holdings N/A N/A N/A
Limited
--------------------------------- ------------------------- ----------------------- ------------------------
Merrill Lynch International 5.001% N/A 5.001%
--------------------------------- ------------------------- ----------------------- ------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
------------------------------------------------------------ -------------------------------------------------
The number and % of voting rights
held
------------------------------------------------------------ -------------------------------------------------
The date until which the voting rights
will be held
------------------------------------------------------------ -------------------------------------------------
11. Additional information(xvi)
---------------------------------------------------------------------------------------------------------------
Place of completion United Kingdom
-------------------- --------------------
Date of completion 15(th) January 2018
-------------------- --------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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