Current Report Filing (8-k)
September 26 2017 - 4:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported):
September 26, 2017 (September 22, 2017)
CBAK ENERGY TECHNOLOGY,
INC.
(Exact name of registrant as specified in its
charter)
Nevada
|
001-32898
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86-0442833
|
(State or other jurisdiction
|
(Commission File No.)
|
(IRS Employer
|
of incorporation)
|
|
Identification No.)
|
BAK Industrial Park, Meigui Street
Huayuankou
Economic Zone
Dalian, China, 116450
(Address, including zip code, of principal executive offices)
(86)(411)-3918-5985
(Registrants telephone
number, including area code)
(Former
name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b -2
of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [ ]
ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY
HOLDERS.
On September 22, 2017, China BAK Battery, Inc. (the Company)
held the 2017 annual meeting of stockholders of the Company (the Annual
Meeting) at the Companys headquarters in Dalian, China. Holders of the
Companys common stock at the close of business on July 27, 2017 (the Record
Date) were entitled to vote at the Annual Meeting. As of the Record Date, there
were 26,223,317 outstanding shares of common stock entitled to vote. A total of
20,733,084 shares of common stock (79.06%), constituting a quorum, were
represented in person or by valid proxies at the Annual Meeting.
The stockholders voted on four proposals at the Annual Meeting.
The proposals are described in detail in the Companys definitive proxy
statement dated July 31, 2017 and the relevant portions of which are
incorporated herein by reference. The final results for the votes regarding each
proposal are set forth below.
Proposal 1:
The Companys stockholders elected five
directors to the Board of Directors of the Company to serve until the 2018
annual meeting of stockholders. The votes regarding this proposal were as
follows:
|
|
|
|
|
|
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Broker
|
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Votes For
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Votes Against
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Abstentions
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Non-Votes
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Yunfei Li
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16,039,538
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45,942
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18,989
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4,628,615
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J. Simon Xue
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15,907,732
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177,518
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19,219
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4,628,615
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Martha C. Agee
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15,915,683
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172,085
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16,701
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4,628,615
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Jianjun He
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15,911,294
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175,926
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17,249
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4,628,615
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Guosheng Wang
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15,913,317
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173,878
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17,274
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4,628,615
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Proposal 2:
The Companys stockholders ratified the
selection of Centurion ZD CPA Limited as the Companys independent registered
accounting firm for the fiscal year ending December 31, 2017. The votes
regarding this proposal were as follows:
Votes For
|
|
Votes Against
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Abstentions
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20,497,582
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137,189
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98,313
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Proposal 3:
The Companys stockholders approved the
compensation of its Named Executive Officers named in the proxy statement for
the Annual Meeting. The votes regarding this proposal were as follows:
|
|
|
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|
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Broker
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Votes For
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Votes Against
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Abstentions
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Non-Votes
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16,037,519
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62,934
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4,016
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4,628,615
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Proposal 4:
The frequency of Every Three Years
received the highest number of votes cast from the Companys stockholders. The
votes regarding this proposal were as follows:
|
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|
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|
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Broker
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Every
Year
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Every Two Years
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Every Three Years
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Abstentions
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Non-Votes
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1,945,915
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19,475
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14,136,088
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2,991
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4,628,615
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Consistent with the recommendation of the Board of Directors
and the vote of stockholders, the Company will continue to hold future advisory
votes on named executive compensation every three years.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
CBAK ENERGY TECHNOLOGY, INC.
Date: September 26, 2017
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By:
/s/ Yunfei Li
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Yunfei Li
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Chief
Executive Officer
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3
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