Amended Statement of Ownership (sc 13g/a)
February 14 2019 - 8:35AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Gridsum
Holding Inc.
(Name of Issuer)
Class B ordinary shares, par value US$0.001 per share
(Title of Class of Securities)
398132100
(CUSIP
Number)**
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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**
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This CUSIP number applies to the Issuers American depository shares, or ADSs, each representing one Class
B ordinary share, par value US$0.001 per share, of the Issuer.
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The information required in the remainder of this cover page shall not
be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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1
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NAMES OF
REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Guosheng Qi
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Peoples Republic of
China
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
9,304,878
(1) (2)
. See Item
4.
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
9,304,878
(1) (2)
. See Item
4.
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,304,878
(1) (2)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
29.9%
(2)
(3)
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12
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TYPE OF REPORTING PERSON
IN
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(1)
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Representing (i) 4,543,461 Class A ordinary shares held by Generation Gospel Limited as of December 31, 2018,
(ii) 890,625 Class B ordinary shares held by Generation Gospel Limited as of December 31, 2018, (iii) 46,875 Class B ordinary shares held by Guosheng Qi as of December 31, 2018, (iv) 3,563,501 Class B ordinary shares held by Fairy Spirit Limited as
of December 31, 2018 and (v) 260,416 Class B ordinary shares that Guosheng Qi and Generation Gospel Limited may acquire upon exercise of options within 60 days of December 31, 2018. Guosheng Qi is the sole shareholder of Generation Gospel Limited
and controls Fairy Spirit Limited, and thereby may be deemed to beneficially own all of the shares beneficially owned by Generation Gospel Limited and Fairy Spirit Limited. The voting power of shares beneficially owned by Guosheng Qi represents
69.7% of the total voting power of all outstanding Class A and Class B ordinary shares of the Issuer.
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(2)
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The rights of the holders of Class A ordinary shares and Class B ordinary shares are identical, except with
respect to voting and conversion. Each Class A ordinary share is entitled to ten votes and is convertible at any time into one Class B ordinary share. Each Class B ordinary share is entitled to one vote and is not convertible into Class A ordinary
shares under any circumstances.
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(3)
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Based on 4,543,461 Class A ordinary shares and 26,289,929 Class B ordinary shares issued and outstanding as of
December 31, 2018 (excluding 101,776 Class B ordinary shares issued to the Issuers depositary bank for bulk issuance of ADSs reserved for future issuances upon the exercise or vesting of awards granted under the Issuers share incentive
plans), and assuming all Class A ordinary shares held by Generation Gospel Limited are converted into the same number of Class B ordinary shares and all options exercisable by Guosheng Qi and Generation Gospel Limited within 60 days of December 31,
2018 are exercised.
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1
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NAMES OF
REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Generation Gospel Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin
Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
5,681,481
(1) (2)
. See Item
4.
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
5,681,481
(1) (2)
. See Item
4.
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,681,481
(1) (2)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
18.3%
(2)
(3)
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12
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TYPE OF REPORTING PERSON
CO
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(1)
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Representing (i) 4,543,461 Class A ordinary shares held by Generation Gospel Limited as of December 31, 2018,
(ii) 890,625 Class B ordinary shares held by Generation Gospel Limited as of December 31, 2018 and (iii) 247,395 Class B ordinary shares that Generation Gospel Limited may acquire upon exercise of options within 60 days of December 31, 2018. The
voting power of shares beneficially owned by Generation Gospel Limited represents 64.7% of the total voting power of all outstanding Class A and Class B ordinary shares of the Issuer.
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(2)
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The rights of the holders of Class A ordinary shares and Class B ordinary shares are identical, except with
respect to voting and conversion. Each Class A ordinary share is entitled to ten votes and is convertible at any time into one Class B ordinary share. Each Class B ordinary share is entitled to one vote and is not convertible into Class A ordinary
shares under any circumstances.
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(3)
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Based on 4,543,461 Class A ordinary shares and 26,289,929 Class B ordinary shares issued and outstanding as of
December 31, 2018 (excluding 101,776 Class B ordinary shares issued to the Issuers depositary bank for bulk issuance of ADSs reserved for future issuances upon the exercise or vesting of awards granted under the Issuers share incentive
plans), and assuming all Class A ordinary shares held by Generation Gospel Limited are converted into the same number of Class B ordinary shares and all options exercisable by Generation Gospel Limited within 60 days of December 31, 2018 are
exercised.
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1
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NAMES OF
REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Fairy
Spirit Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin
Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
3,563,501
(1)
. See Item
4.
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
3,563,501
(1)
. See Item
4.
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,563,501
(1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES ☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
13.6% of the Class B ordinary shares (or 11.6% of the total ordinary
shares assuming conversion of all outstanding Class A ordinary shares into the same number of Class B ordinary shares).
(2)
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12
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TYPE OF REPORTING PERSON
CO
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(1)
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Representing 3,563,501 Class B ordinary shares held by Fairy Spirit Limited as of December 31, 2018. The voting
power of shares beneficially owned by Fairy Spirit Limited represents 5.0% of the total voting power of all outstanding Class A and Class B ordinary shares of the Issuer.
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(2)
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Based on 4,543,461 Class A ordinary shares and 26,289,929 Class B ordinary shares issued and outstanding as of
December 31, 2018 (excluding 101,776 Class B ordinary shares issued to the Issuers depositary bank for bulk issuance of ADSs reserved for future issuances upon the exercise or vesting of awards granted under the Issuers share incentive
plans). The rights of the holders of Class A ordinary shares and Class B ordinary shares are identical, except with respect to voting and conversion. Each Class A ordinary share is entitled to ten votes and is convertible at any time into one Class
B ordinary share. Each Class B ordinary share is entitled to one vote and is not convertible into Class A ordinary shares under any circumstances.
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Item 1(a)
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Name of Issuer
:
Gridsum Holding Inc. (the Issuer)
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Item 1(b)
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Address of Issuers Principal Executive Offices
:
South Wing, High Technology Building, No. 229 North 4th Ring Road, Haidian District, Beijing 100083, Peoples Republic of China
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Item 2(a)
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Name of Person Filing
:
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Guosheng Qi
Generation Gospel Limited
Fairy Spirit Limited
This Schedule 13G is being filed jointly by Guosheng Qi, Generation Gospel Limited and Fairy Spirit Limited (collectively, the Reporting Persons).
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is incorporated by reference to Exhibit 99.1 of Schedule 13G/A (File No. 005-89840) filed by the Reporting Persons with the Securities and Exchange Commission on
February 12, 2018. Pursuant to the Joint Filing Agreement, the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule
13d-1(k)
under the Act.
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Item 2(b)
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Address of Principal Business Office or, If None, Residence
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Guosheng Qi
South Wing, High Technology
Building
No. 229 North 4th Ring Road
Haidian District,
Beijing 100083, Peoples Republic of China
Generation Gospel Limited
c/o Guosheng Qi
South Wing, High Technology Building
No. 229 North 4th Ring Road
Haidian District, Beijing
100083, Peoples Republic of China
Fairy Spirit Limited
c/o Guosheng Qi
South Wing, High Technology Building
No. 229 North 4th Ring Road
Haidian District, Beijing
100083, Peoples Republic of China
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Item 2(c)
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Citizenship
:
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Guosheng Qi: Peoples Republic of China
Generation Gospel Limited: British Virgin Islands
Fairy Spirit
Limited: British Virgin Islands
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Item 2(d)
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Title of Class of Securities
:
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Class B ordinary share, par value US$0.001 per share, of the Issuer.
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Item 2(e)
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CUSIP Number
:
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398132100*
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*
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This CUSIP number applies to the Issuers American depository shares, or ADSs, each representing one
Class B ordinary share, par value US$0.001 per share, of the Issuer.
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Item 3.
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Not applicable.
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Item 4.
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Ownership
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The following information with respect to the ownership of the ordinary shares of the Issuer by the persons filing this statement is provided as of December 31, 2018. As of December 31, 2018, the Issuer has 4,543,461
Class A ordinary shares and 26,289,929 Class B ordinary shares issued and outstanding (excluding 101,776 Class B ordinary shares issued to the Issuers depositary bank for bulk issuance of ADSs reserved for future issuances upon the
exercise or vesting of awards granted under the Issuers share incentive plans). The rights of the holders of Class A ordinary shares and Class B ordinary shares are identical, except with respect to voting and conversion. Each
Class A ordinary share is entitled to ten votes and is convertible at any time into one Class B ordinary share. Each Class B ordinary share is entitled to one vote and is not convertible into Class A ordinary shares under any
circumstances.
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Number of shares as to which such person has
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Reporting Person
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Amount
beneficially
owned
(1)
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Percent
of
class
(1)
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Sole
power to
vote or
direct the
vote
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Shared
power
to
vote or
to
direct
the
vote
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Sole power to
dispose or to
direct the
disposition of
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Shared
power to
dispose or
to
direct the
disposition
of
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Guosheng Qi
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9,304,878
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(2)
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29.9
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%
(3)
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9,304,878
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0
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9,304,878
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0
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Generation Gospel Limited
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5,681,481
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(4)
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18.3
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%
(5)
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5,681,481
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0
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5,681,481
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0
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Fairy Spirit Limited
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3,563,501
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(6)
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13.6
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%
(7)
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3,563,501
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0
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3,563,501
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0
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Notes:
(1)
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Pursuant to Rule
13d-3(d)(1),
all Class A ordinary shares (which
are convertible into shares of Class B ordinary shares) beneficially owned by a reporting person shall be deemed to be converted for the purposes of (i) determining the aggregate amount of Class B ordinary shares beneficially owned by
such person and (ii) calculating the percentages of the Class B ordinary shares beneficially owned by such person.
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(2)
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Representing (i) 4,543,461 Class A ordinary shares held by Generation Gospel Limited, (ii) 890,625
Class B ordinary shares held by Generation Gospel Limited, (iii) 46,875 Class B ordinary shares held by Guosheng Qi, (iv) 3,563,501 Class B ordinary shares held by Fairy Spirit Limited and (v) 260,416 Class B ordinary shares that
Guosheng Qi and Generation Gospel Limited may acquire upon exercise of options within 60 days of December 31, 2018. Guosheng Qi is the sole shareholder of Generation Gospel Limited and controls Fairy Spirit Limited, and thereby may be deemed to
beneficially own all of the shares beneficially owned by Generation Gospel Limited and Fairy Spirit Limited. The voting power of shares beneficially owned by Guosheng Qi represents 69.7% of the total voting power of all outstanding Class A and
Class B ordinary shares of the Issuer (assuming all options exercisable by Guosheng Qi and Generation Gospel Limited within 60 days of December 31, 2018 are exercised).
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(3)
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To derive this percentage, (i) the numerator is 9,304,878, and (ii) the denominator is the sum of (x)
26,289,929, being the number of the Issuers outstanding Class B ordinary shares, (y) 4,543,461, being the number of Class B ordinary shares that Generation Gospel Limited may acquire upon conversion of the same number of Class A
ordinary shares and (z) 260,416, being the number of Class B ordinary shares that Guosheng Qi and Generation Gospel Limited may acquire upon exercise of options within 60 days of December 31, 2018.
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(4)
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Representing (i) 4,543,461 Class A ordinary shares held by Generation Gospel Limited, (ii) 890,625
Class B ordinary shares held by Generation Gospel Limited, and (iii) 247,395 Class B ordinary shares that Generation Gospel Limited may acquire upon exercise of options within 60 days of December 31, 2018. The voting power of shares
beneficially owned by Generation Gospel Limited represents 64.7% of the total voting power of all outstanding Class A and Class B ordinary shares of the Issuer (assuming all options exercisable by Generation Gospel Limited within 60 days
of December 31, 2018 are exercised
)
.
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(5)
|
To derive this percentage, (i) the numerator is 5,681,481, and (ii) the denominator is the sum of (x)
26,289,929, being the number of the Issuers outstanding Class B ordinary shares, (y) 4,543,461, being the number of Class B ordinary shares that Generation Gospel Limited may acquire upon conversion of the same number of Class A
ordinary shares and (z) 247,395, being the number of Class B ordinary shares that Generation Gospel Limited may acquire upon exercise of options within 60 days of December 31, 2018.
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(6)
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Representing 3,563,501 Class B ordinary shares held by Fairy Spirit Limited. The voting power of shares
beneficially owned by Fairy Spirit Limited represents 5.0% of the total voting power of all outstanding Class A and Class B ordinary shares of the Issuer.
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(7)
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Representing 13.6% of the total Class B ordinary shares (to derive this percentage, (i) the numerator
is 3,563,501, and (ii) the denominator is 26,289,929, being the number of the Issuers outstanding Class B ordinary shares), or 11.6% of the total ordinary shares of the Issuer assuming conversion of all outstanding Class A
ordinary shares into the same number of Class B ordinary shares.
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Item 5.
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Ownership of Five Percent or Less of a Class
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Not applicable.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Not applicable.
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Item 9.
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Notice of Dissolution of Group
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Not applicable.
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Item 10.
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Certifications
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Not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Dated: February 14, 2019
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/s/ Guosheng Qi
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Guosheng Qi
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Generation Gospel Limited
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By:
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/s/ Guosheng Qi
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Name:
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Guosheng Qi
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Title:
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Director
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Fairy Spirit Limited
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By:
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/s/ Guosheng Qi
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Name:
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Guosheng Qi
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Title:
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Director
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LIST OF EXHIBITS
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Exhibit
No.
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Description
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99.1
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Joint Filing Agreement (incorporated by reference to Exhibit 99.1 of Schedule 13G/A (File
No. 005-89840)
filed with the Securities and Exchange Commission on February 12,
2018)
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