Amended Statement of Beneficial Ownership (sc 13d/a)
June 24 2016 - 3:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13D/A
(Rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 2)
A.H. Belo
Corporation
(Name of Issuer)
Series B Common Stock, par value $0.01 per share
(Title of Class of Securities)
001282 20 1
(CUSIP
Number)
Dealey D. Herndon
P.O. Box 224866
Dallas,
TX 75222-4866
(214) 977-8200
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
March 8, 2016
(Date of
Event which Requires Filing of this Statement)
If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box.
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Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for
other parties to whom copies are to be sent.
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page
shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
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1.
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Names of
Reporting Persons
Dealey D. Herndon
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2.
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Check the Appropriate Box if a Member
of a Group (See Instructions)
(a)
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(b)
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
OO
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5.
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Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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6.
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Citizenship or Place of
Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
218,357 (1)
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
218,357 (1)
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10.
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Shared Dispositive Power
0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
218,357 (1)
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12.
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Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
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13.
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Percent of Class Represented by Amount
in Row (11)
9.0%
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14.
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Type of Reporting Person (See
Instructions)
IN
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(1)
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Includes 18,357 Series B shares subject to options that are presently exercisable or that become exercisable within 60 days.
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This Amendment No. 2 to Schedule 13D (this Statement) is filed by Dealey D.
Herndon, individually (the Reporting Person), with respect to shares of the Series B common stock, par value $0.01 per share (the Series B Common Stock), of A.H. Belo Corporation, a Delaware corporation (the
Issuer). This Statement reports the following changes to the information previously disclosed in Amendment No. 1 to Schedule 13D filed by the Reporting Person on July 23, 2010.
Item 3.
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Source and Amount of Funds or Other Consideration.
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Item 3 is amended and supplemented to add the
following information:
This Statement reflects the following transactions:
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acquisition of 25,926 shares of Series B Common Stock by the Reporting Person through the exercise of stock options held by the Reporting Person for $1.26 per share on March 7, 2016, which did not result in any
change in beneficial ownership by the Reporting Person, and
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dispositions of 100,000 and 25,926 shares of Series B Common Stock by the Reporting Person to Robert Decherd for $6.12 per share on March 8, 2016 and March 9, 2016, respectively.
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Item 5.
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Interest in Securities of the Issuer.
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Item 5 is amended and supplemented to add the following
information:
(a) As of the date of filing of this Statement, the Reporting Person beneficially owns 218,357 shares, representing
approximately 9.0% of the Series B Common Stock based on the number of shares outstanding as of April 27, 2016, all of which shares are held directly by the Reporting Person (including 18,357 shares issuable pursuant to stock options presently
exercisable or exercisable within 60 days of the date hereof).
(b) As of the date of filing of this Statement, the Reporting Person has
(i) the sole power to vote and sole dispositive power over 218,357 shares of the Series B Common Stock (includes 18,357 shares issuable pursuant to stock options presently exercisable or exercisable within 60 days of the date hereof).
(c) Except as disclosed in Item 3, the Reporting Person has not effected any transaction involving shares of Series B Common Stock of the
Issuer during the past 60 days.
(d) No person other than the Reporting Person has the right to receive or the power to direct the receipt
of dividends from, or the proceeds from the sale of, the shares of Common Stock set forth above.
(e) Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
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Dated: June 24, 2016
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DEALEY D. HERNDON, individually
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/s/ Dealey D. Herndon
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Dealey D. Herndon
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