Current Report Filing (8-k)
January 27 2021 - 2:37PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
January
25, 2021
TAURIGA
SCIENCES, INC.
(Exact
name of registrant as specified in its charter)
Florida
|
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000-53723
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30-0791746
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
#)
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(IRS
Employer
Identification
Number)
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4
Nancy Court, Suite 4
Wappingers
Falls, NY 12590(Address of principal executive office)
Tel:
(917) 796-9926
(Registrant’s
telephone number)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2)
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, par value $0.00001 per share
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TAUG
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OTCQB
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Item
1.01
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Entry
into a Material Definitive Agreement.
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On
January 25, 2021, Tauriga Sciences, Inc. (OTCQB stock symbol: TAUG, the “Company”) announced that it has entered into
a distribution agreement (the “Distribution Agreement”) with Stock Up Express, a division of Bozzuto’s Inc.,
distributor that generates more than $3 Billion in annual sales, and which is based in Connecticut. The Agreement is effective
February 1, 2021, and shall remain in effect for a period of two (2) years thereafter, with automatic renewal for additional successive
one (1) year terms.
Under
terms of the Distribution Agreement, Stock Up Express will market and resell the Company’s flagship brand, Tauri-Gum™,
to its customer base of wholesale and retail customers in the mainland United States. The two companies will jointly market Tauri-Gum™
to Stock Up Express’ customer base. The Agreement allows for modification of product offerings, and the Company expects
to offer additional product items over the course of calendar year 2021.
The
foregoing description of the Distribution Agreement does not purport to be complete and is qualified in its entirety by reference
to the Distribution Agreement, which is filed as exhibits 10.1 to this Current Report, and is incorporated herein by reference.
On
January 25, 2021, the Company issued a press release announcing that it had entered into the Distribution Agreement. The information
set forth in this Item 8.01, and the press release annexed hereto as Exhibit 99.1, is being furnished and shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
nor shall the information in this Item 8.01 or such press release be incorporated by reference in any filing under the Securities
Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item
9.01
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Exhibits
Statements and Exhibits
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
January 27, 2021
TAURIGA
SCIENCES, INC.
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By:
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/s/
Seth M. Shaw
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Seth
M. Shaw
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Chief
Executive Officer
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