Beazley PLC Holding(s) in Company (0597I)
December 09 2020 - 3:17AM
UK Regulatory
TIDMBEZ
RNS Number : 0597I
Beazley PLC
09 December 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Beazley plc
underlying issuer of existing shares
to which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
----------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
----------
An acquisition or disposal of financial instruments
----------
An event changing the breakdown of voting rights
----------
Other (please specify):
----------
3. Details of person subject to the notification obligation
Name Wellington Management International
Ltd
----------------------------------------------------------------------------
City and country of registered London, England
office (if applicable)
----------------------------------------------------------------------------
4. Full name of shareholder(s) (if different from 3)
Name BBH ISL NOMINEES LTD
BNY (OCS) Nominees Limited
GOLDMAN SACHS INTERNATIONAL
HSBC Global Custody Nominee (UK)
Limited
JP Morgan Chase Nominees Limited
Mellon Nominees (UK) Ltd.
Nortrust Nominees Limited
ROY Nominees Limited
State Street Nominees Limited
VIDACOS NOMINEES LIMITED
----------------------------------------------------------------------------
City and country of registered
office (if applicable)
----------------------------------------------------------------------------
5. Date on which the threshold 07/12/2020
was crossed or reached:
----------------------------------------------------------------------------
6. Date on which issuer notified 08/12/2020
(DD/MM/YYYY):
----------------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of both Total number
rights attached through financial in % of voting rights
to shares instruments of issuer
(total of (total of 8.B.1 (8.A + 8.B)
8.A) + 8.B.2)
----------------------------- ------------------------------------ ---------------------- -----------------------------
Resulting
situation
on the date on
which threshold
was crossed or
reached 4.99% 0.08% 5.07% 608,865,102
----------------------------- ------------------------------------ ---------------------- -----------------------------
Position of
previous
notification
(if applicable) 5.04% 0.08% 5.12%
----------------------------- ------------------------------------ ---------------------- -----------------------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
------------------------------------------------------------------------------------ ----------------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of Directive (Art 9 (Art 10
Directive 2004/109/EC) (DTR5.2.1) of Directive of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.1) (DTR5.2.1)
----------------------- ----------------------------------------------------------- ------------------- -------------------
GB00BYQ0JC66
Common Stock 30,384,995 4.99%
----------------------- ----------------------------------------------------------- ------------------- -------------------
SUBTOTAL 8.A 30,384,995 4.99%
------------------------------------------------------------------------------------ ----------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that may be rights
instrument Period acquired if the instrument
is exercised/converted
----------------------- ---------------------------- -------------------------------------------------- -------------------
SUBTOTAL
8.B.1
-------------------------------------------------- -------------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date Conversion or cash voting rights rights
instrument Period settlement
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
231,225
Equity Swap
shares or
231,225
votes on
a converted
Equity Swap 15/05/2023 11/11/2020to15/05/2023 Cash settlement basis 0.04%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
80,773 Equity
Swap shares
or 80,773
votes on
a converted
Equity Swap 15/05/2023 29/05/2020to15/05/2023 Cash settlement basis 0.01%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
64,269 Equity
Swap shares
or 64,269
votes on
a converted
Equity Swap 15/05/2023 21/05/2020to15/05/2023 Cash settlement basis 0.01%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
24,237 Equity
Swap shares
or 24,237
votes on
a converted
Equity Swap 15/05/2023 11/03/2020to15/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
22,154 Equity
Swap shares
or 22,154
votes on
a converted
Equity Swap 22/05/2023 24/04/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
13,813 Equity
Swap shares
or 13,813
votes on
a converted
Equity Swap 15/05/2023 18/03/2020to15/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
8,047 Equity
Swap shares
or 8,047
votes on
a converted
Equity Swap 22/05/2023 09/10/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
6,513 Equity
Swap shares
or 6,513
votes on
a converted
Equity Swap 22/05/2023 24/09/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
5,563 Equity
Swap shares
or 5,563
votes on
a converted
Equity Swap 22/05/2023 27/08/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
4,624 Equity
Swap shares
or 4,624
votes on
a converted
Equity Swap 15/05/2023 19/03/2020to15/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
4,553 Equity
Swap shares
or 4,553
votes on
a converted
Equity Swap 22/05/2023 13/10/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
4,547 Equity
Swap shares
or 4,547
votes on
a converted
Equity Swap 22/05/2023 11/09/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
3,799 Equity
Swap shares
or 3,799
votes on
a converted
Equity Swap 05/05/2023 21/05/2020to05/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
1,841 Equity
Swap shares
or 1,841
votes on
a converted
Equity Swap 22/05/2023 12/11/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
1,490 Equity
Swap shares
or 1,490
votes on
a converted
Equity Swap 22/05/2023 01/09/2020to22/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
373 Equity
Swap shares
or 373 votes
on a converted
Equity Swap 05/05/2023 01/09/2020to05/05/2023 Cash settlement basis 0.00%
----------------------- ---------------------------- ---------------------- -------------------------- -------------------
SUBTOTAL
8.B.2 477,821 0.08%
-------------------------- -------------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer.
Full chain of controlled undertakings through which the voting X
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
------
Name % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
----------------------------------------- ---------------------------------- -----------------------------
Wellington Management
International Ltd 5.07%
----------------------------------------- ---------------------------------- -----------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights
held
-----------------------------------------------------------------
The date until which the voting rights
will be held
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11. Additional information:
Place of completion London
Date of completion 08/12/2020
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END
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