TR-1: Standard form for
notification of major holdings
1. Issuer
Details
ISIN
GB00BG0TPX62
Issuer Name
FUNDING CIRCLE
HOLDINGS PLC
UK or Non-UK
Issuer
UK
2. Reason
for Notification
An acquisition or
disposal of voting rights
3. Details
of person subject to the notification obligation
Name
Harwood Capital
LLP
City of registered office
(if applicable)
Country of registered
office (if applicable)
|
Name
|
City of
registered office
|
Country of
registered office
|
|
Harwood Capital LLP
|
London
|
United Kingdom
|
4. Details
of the shareholder
|
Name
|
City of
registered office
|
Country of
registered office
|
|
Rockwood Strategic Plc
|
London
|
United Kingdom
|
|
Harwood Capital LLP
|
London
|
United Kingdom
|
5. Date on
which the threshold was crossed or reached
18-Apr-2024
6. Date on
which Issuer notified
19-Apr-2024
7. Total
positions of person(s) subject to the notification
obligation
|
.
|
% of voting
rights attached to shares (total of 8.A)
|
% of voting
rights through financial instruments (total of 8.B 1 + 8.B
2)
|
Total of both
in % (8.A + 8.B)
|
Total number of
voting rights held in issuer
|
|
Resulting situation on the date
on which threshold was crossed or reached
|
3.156400
|
0.000000
|
3.156400
|
11,250,000
|
|
Position of previous notification
(if applicable)
|
|
|
|
|
8. Notified
details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting
rights attached to shares
|
Class/Type of
shares ISIN code(if possible)
|
Number of
direct voting rights (DTR5.1)
|
Number of
indirect voting rights (DTR5.2.1)
|
% of direct
voting rights (DTR5.1)
|
% of indirect
voting rights (DTR5.2.1)
|
|
GB00BG0TPX62
|
11000000
|
|
3.086200
|
|
|
GB00BG0TPX62
|
250000
|
|
0.070100
|
|
|
Sub
Total 8.A
|
11250000
|
3.156400%
|
8B1. Financial
Instruments according to (DTR5.3.1R.(1) (a))
|
Type of
financial instrument
|
Expiration
date
|
Exercise/conversion
period
|
Number of
voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting
rights
|
|
|
|
|
|
|
|
Sub
Total 8.B1
|
|
|
|
8B2. Financial
Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
|
Type of
financial instrument
|
Expiration
date
|
Exercise/conversion
period
|
Physical or
cash settlement
|
Number of
voting rights
|
% of voting
rights
|
|
|
|
|
|
|
|
|
Sub
Total 8.B2
|
|
|
|
9. Information in
relation to the person subject to the notification
obligation
2. Full chain of
controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add
additional rows as necessary)
|
Ultimate
controlling person
|
Name of
controlled undertaking
|
% of voting
rights if it equals or is higher than the notifiable
threshold
|
% of voting
rights through financial instruments if it equals or is higher than
the notifiable threshold
|
Total of both
if it equals or is higher than the notifiable threshold
|
|
Christopher Harwood Bernard
Mills
|
Harwood Capital LLP
|
3.156400%
|
|
3.156400%
|
10. In case
of proxy voting
Name of the proxy
holder
The number and % of voting
rights held
The date until which the
voting rights will be held
11.
Additional Information
12. Date of
Completion
19/04/2024
13. Place Of
Completion
London Stock
Exchange