TIDMULE TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from
1(a):
(c) Name of offeror/offeree in relation to ULTRA ELECTRONICS HOLDINGS PLC
whose
relevant securities this form relates:
(d) If an exempt fund manager connected with
an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 23 July 2021
(f) In addition to the company in 1(c) above, NO
is the discloser making
disclosures in respect of any other party
to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 664,085 0.93% 72,513 0.10%
(2) Cash-settled derivatives:
47,527 0.07% 356,929 0.50%
Stock-settled derivatives
(3) (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 711,612 1.00% 429,442 0.60%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 78 32.7000 GBP
5p ordinary Purchase 78 32.8404 GBP
5p ordinary Purchase 85 32.8700 GBP
5p ordinary Purchase 93 32.8000 GBP
5p ordinary Purchase 100 32.8800 GBP
5p ordinary Purchase 132 32.8753 GBP
5p ordinary Purchase 159 32.8938 GBP
5p ordinary Purchase 170 32.8329 GBP
5p ordinary Purchase 195 32.7910 GBP
5p ordinary Purchase 247 32.8825 GBP
5p ordinary Purchase 272 32.9000 GBP
5p ordinary Purchase 326 32.8744 GBP
5p ordinary Purchase 443 32.8841 GBP
5p ordinary Purchase 565 32.8858 GBP
5p ordinary Purchase 1,006 32.8423 GBP
5p ordinary Purchase 1,412 32.7421 GBP
5p ordinary Purchase 1,699 32.8730 GBP
5p ordinary Purchase 3,264 32.8725 GBP
5p ordinary Purchase 3,631 32.8783 GBP
5p ordinary Purchase 18,022 32.9357 GBP
5p ordinary Purchase 47,143 32.7914 GBP
5p ordinary Sale 20 32.7800 GBP
5p ordinary Sale 76 32.8871 GBP
5p ordinary Sale 100 32.9000 GBP
5p ordinary Sale 160 32.9600 GBP
5p ordinary Sale 210 32.7900 GBP
5p ordinary Sale 230 32.8400 GBP
5p ordinary Sale 360 32.8514 GBP
5p ordinary Sale 383 32.9121 GBP
5p ordinary Sale 427 32.8129 GBP
5p ordinary Sale 441 32.8000 GBP
5p ordinary Sale 447 32.8576 GBP
5p ordinary Sale 504 32.8911 GBP
5p ordinary Sale 527 32.7016 GBP
5p ordinary Sale 826 32.8946 GBP
5p ordinary Sale 861 32.9232 GBP
5p ordinary Sale 2,000 32.7200 GBP
5p ordinary Sale 2,857 32.8608 GBP
5p ordinary Sale 6,076 32.8949 GBP
5p ordinary Sale 18,022 32.9357 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 240 32.7955 GBP
5p ordinary SWAP Long 335 32.8571 GBP
5p ordinary CFD Long 427 32.8129 GBP
5p ordinary SWAP Long 1,972 32.8964 GBP
5p ordinary SWAP Long 5,242 32.9019 GBP
5p ordinary SWAP Short 78 32.8403 GBP
5p ordinary SWAP Short 362 32.8504 GBP
5p ordinary SWAP Short 475 32.8727 GBP
5p ordinary CFD Short 623 32.7523 GBP
5p ordinary SWAP Short 1,908 32.9031 GBP
5p ordinary SWAP Short 3,768 32.8647 GBP
5p ordinary SWAP Short 10,780 32.7404 GBP
5p ordinary SWAP Short 16,523 32.8743 GBP
5p ordinary SWAP Short 22,283 32.7631 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? NO
Date of disclosure: 26 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210726005466/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
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