- Statement of Ownership (SC 13G)
February 16 2012 - 4:25PM
Edgar (US Regulatory)
SCHEDULE 13G
|
|
CUSIP NO. 29355M20
|
PAGE 1 OF 5 PAGES
|
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
SCHEDULE 13G
UNDER THE SECURITIES
EXCHANGE ACT OF 1934
(AMENDMENT NO.
__)*
Enova Systems,
Inc.
(Name of Issuer)
Common Stock,
no par value
(Title of Class
of Securities)
29355M20
(CUSIP Number)
December 30,
2011
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate
box to designate the rule pursuant to which this Schedule is filed:
£
Rule
13d-1(b)
S
Rule 13d-1(c)
¨
Rule 13d-1(d)
The information
required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
*The remainder
of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover
page.
SCHEDULE 13G
|
|
CUSIP NO. 29355M20
|
PAGE 2 OF 5 PAGES
|
|
1
|
NAME OF REPORTING PERSON
|
|
|
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
|
|
|
|
|
Phylis Esposito
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(A)
£
|
|
|
|
(B)
£
|
|
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
|
|
U.S.A
|
NUMBER OF
|
5
|
SOLE VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
|
3,000,000 (See Item 4)
|
OWNED BY
|
|
|
EACH
|
6
|
SHARED VOTING POWER
|
REPORTING
|
|
|
PERSON
|
|
-0-
|
WITH:
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
3,000,000 (See Item 4)
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
3,000,000 (See Item 4)
|
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
|
|
|
CERTAIN SHARES (SEE INSTRUCTIONS)
£
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
6.7% (See Item 4)
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
IN
|
SCHEDULE 13G
|
|
CUSIP NO. 29355M20
|
PAGE 3 OF 5 PAGES
|
Item 1(a).
|
Name of Issuer:
|
|
|
|
Enova Systems, Inc., a California corporation (the "Issuer")
|
|
|
Item 1(b).
|
Address of Issuer's Principal Executive Offices:
|
|
|
|
1560 West 190th Street
|
|
Torrance, California 90501
|
|
|
Item 2(a).
|
Name of Person Filing:
|
|
|
|
Phylis Esposito
|
|
|
Item 2(b).
|
Address of Principal Business Office:
|
|
|
|
434 East 52
nd
Street, PH E
|
|
New York, NY 10022
|
|
|
Item 2(c).
|
Place of Organization or Citizenship:
|
|
|
|
U.S.A
|
|
|
Item 2(d).
|
Title of Class of Securities:
|
|
|
|
Common Stock, no par value per share, of the Issuer (the "Common Stock")
|
|
|
Item 2(e).
|
CUSIP Number: 29355M20
|
|
|
Item 3.
|
If this Statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether
the person is a
|
(a)
|
o
|
Broker or dealer registered under Section 15 of the
Act
|
|
|
|
(b)
|
£
|
Bank as defined in Section 3(a)(6) of the Act
|
|
|
|
(c)
|
£
|
Insurance company defined in Section 3(a)(19) of the Act
|
|
|
|
(d)
|
£
|
Investment Company registered under Section 8 of the Investment
Company Act
|
|
|
|
(e)
|
£
|
Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
|
|
|
|
(f)
|
£
|
Employee Benefit Plan or Endowment Fund in accordance with Rule
13d-1(b)(1)(ii)(F)
|
|
|
|
(g)
|
£
|
Parent Holding Company or control person in accordance with Rule
13d-1(b)(1)(ii)(G)
|
|
|
|
(h)
|
£
|
A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act
|
|
|
|
(i)
|
£
|
A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act
|
|
|
|
(j)
|
£
|
Group, in accordance with Rule 13d-1(b)(1)(ii)(J)
|
SCHEDULE 13G
|
|
CUSIP NO. 29355M20
|
PAGE 4 OF 5 PAGES
|
Item 4.
|
Ownership:
|
|
|
|
|
(a)
|
Amount Beneficially Owned: 3,000,000*
|
|
|
|
|
(b)
|
Percent of Class: 6.7%*
|
|
|
|
|
|
(Based on 42,765,223 shares of Common Stock outstanding as of December 30, 2011 as reported
in the Company’s quarterly report on Form 10-Q that was filed on November 10, 2011 and the disclosure provided by the
Company in its current report on Form 8-K filed on January 6, 2012)
|
|
(c)
|
Number of Shares as to which the Person has:
|
|
|
|
|
|
|
(i)
|
sole power to vote or to direct the vote
|
|
|
|
|
|
|
|
3,000,000*
|
|
|
|
|
|
|
(ii)
|
shared power to vote or to direct the vote:
|
|
|
|
|
|
|
|
-0-
|
|
|
|
|
|
|
(iii)
|
sole power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
3,000,000*
|
|
|
|
|
|
|
(iv)
|
shared power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
-0-
|
* As of the
date of this report, the reporting person owned 3,000,000 shares of the Issuer’s common stock, no par value, including 1,500,000
shares issuable upon exercise of warrants.
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
|
|
|
Not applicable
|
|
|
Item 6.
|
Ownership of More Than Five Percent on Behalf of Another Person:
|
|
|
|
Not applicable
|
|
|
Item 7.
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported
on by the Parent Holding Company:
|
|
|
|
Not applicable
|
|
|
Item 8.
|
Identification and Classification of Members of the Group:
|
|
|
|
Not applicable
|
SCHEDULE 13G
|
|
CUSIP NO. 29355M20
|
PAGE 5 OF 5 PAGES
|
Item 9.
|
Notice of Dissolution of Group:
|
|
|
|
Not applicable
|
|
|
Item 10.
|
Certification:
|
By signing below
I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course
of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the
issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes
of effect.
SIGNATURE
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 16, 2012
|
/s/ Phylis Esposito
|
|
|
Phylis Esposito
|
|
Enova Systems Inc. (AMEX:ENA)
Historical Stock Chart
From Jun 2024 to Jul 2024
Enova Systems Inc. (AMEX:ENA)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Enova Systems Inc. (American Stock Exchange): 0 recent articles
More News Articles