Report of Foreign Issuer (6-k)
December 03 2014 - 7:11AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of December, 2014
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Release according to Article 26, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide
distribution
Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We
received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
December 01, 2014:
1. Listed company:
AIXTRON SE
Dornkaulstraße
2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich,
Switzerland
3. Triggering event:
Exceeding Threshold
4.
Threshold(s) crossed or reached:
5%
5. Date at which the
threshold is crossed or reached:
26.11.2014
6. Total amount of
voting rights:
5.11% (equals 5752553 voting rights)
calculated
from the following total number of voting rights issued:
112645642
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
1.63% (equals 1838624 voting rights)
thereof
held indirectly:
0.00% (equals 0 voting rights)
Voting rights
proportion based on financial/other instruments pursuant to
sec. 25
WpHG:
0.59% (equals 660705 voting rights)
thereof held indirectly:
0.00% (equals 0 voting rights)
Voting
rights pursuant to sec. 21, 22 WpHG:
2.89% (equals 3253224 voting
rights)
8. Detailed information on financial/other instruments
pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of
the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration
date: 19.12.2014
ISIN or name/description of the financial/other
instrument: Physically
Settled Put Option
Maturity:
Expiration
date: 19.06.2015
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 02.02.2015
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 04.02.2015
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 30.09.2016
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 13.07.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 29.09.2017
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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AIXTRON SE
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Date:
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December 3, 2014
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By:
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/s/ Martin Goetzeler
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Name:
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Martin Goetzeler
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Title:
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President and CEO
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