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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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At a special meeting of the stockholders of Nanometrics Incorporated (the “Company”) held on October 24, 2019 (the “Special Meeting”), the Company’s stockholders voted on the proposals set forth below relating to the Agreement and Plan of Merger, dated as of June 23, 2019 (the “Merger Agreement”), by and among the Company, Rudolph Technologies, Inc. (“Rudolph”), and PV Equipment Inc., a wholly owned subsidiary of the Company (“Merger Sub”), providing for the merger of Merger Sub with and into Rudolph, with Rudolph surviving the merger as a wholly owned subsidiary of the Company (the “Merger”). The proposals are described in detail in the definitive joint proxy statement/prospectus filed by the Company with the Securities and Exchange Commission (the “SEC”) on September 10, 2019 (as amended or supplemented thereafter, the “Joint Proxy Statement/Prospectus”) and first mailed to the Company’s stockholders on September 11, 2019. The final voting results regarding each proposal are set forth below. There were 24,829,935 shares of Company common stock outstanding and entitled to vote on the record date for the Special Meeting, and 22,949,510 shares of Company common stock were represented in person or by proxy at the Special Meeting, which number constituted a quorum.
Proposal No. 1. To approve the issuance of shares of Company common stock to Rudolph stockholders in connection with the Merger.
This proposal was approved by the requisite vote of the Company’s stockholders.
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For
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Against
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Abstain
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Broker Non-Vote
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21,351,100
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37,351
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17,831
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1,543,228
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Proposal No. 2. To adopt an amendment and restatement of the Company’s certificate of incorporation to increase the number of authorized shares of common stock from 47,000,000 shares of common stock to 97,000,000 shares of common stock.
This proposal was approved by the requisite vote of the Company’s stockholders.
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For
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Against
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Abstain
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Broker Non-Vote
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22,596,177
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309,733
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43,600
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—
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Proposal No. 3. To adopt an amendment and restatement of the Company’s certificate of incorporation to provide that a director of the Company will not be liable for monetary damages to the Company or the Company’s stockholders for a breach of fiduciary duties as a director, subject to any limitations under the Delaware General Corporation Law.
This proposal was approved by the requisite vote of the Company’s stockholders.
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For
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Against
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Abstain
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Broker Non-Vote
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20,930,591
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92,310
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383,381
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1,543,228
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Proposal No. 4. To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve Proposal No. 1, Proposal No. 2 or Proposal No. 3 or to ensure that any supplement or amendment to this Joint Proxy Statement/Prospectus is timely provided to the Company’s stockholders.
This proposal was approved by the requisite vote of the Company’s stockholders.
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For
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Against
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Abstain
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Broker Non-Vote
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20,869,740
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2,037,090
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42,680
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—
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Adjournment of the Special Meeting was unnecessary as there was a quorum present and there were sufficient votes received at the time of the Special Meeting to approve Proposal No. 1, Proposal No. 2 and Proposal No. 3.
Consummation of the transactions contemplated by the Merger Agreement are subject to the satisfaction of certain customary closing conditions, all as set forth in the Merger Agreement and discussed in detail in the Joint Proxy Statement/Prospectus.