UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13E-3
RULE 13e-3 TRANSACTION STATEMENT
(Pursuant to Section 13(e) of the Securities Exchange Act of 1934)
China Nuokang
Bio-Pharmaceutical Inc.
(Name of the Issuer)
China Nuokang Bio-Pharmaceutical Inc.
Kingbird Investment Inc.
Kingbird Mergerco. Inc.
Baizhong Xue
Yuhuan Zhu
Anglo China Bio-technology Investment Holdings Limited
Britain Ukan Technology Investment Holdings (Group) Limited
(Names of
Persons Filing Statement)
Ordinary Shares, par value $0.0005 per share
American Depositary Shares, each representing eight Ordinary Shares
(Title of Class of Securities)
16949B113
(CUSIP Number)
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China Nuokang Bio-Pharmaceutical Inc.
No. 18-1 East Nanping Road
Hunnan National New & High-tech Development Zone
Shenyang, Liaoning
Province
Peoples Republic of China 110171
Tel: +86-24-2469-6033
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Baizhong Xue
c/o China Nuokang Bio-Pharmaceutical Inc.
No. 18-1 East Nanping Road
Hunnan National New & High-tech Development Zone
Shenyang, Liaoning Province
Peoples Republic of China 110171
Tel: +86-24-2469-6033
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Yuhuan Zhu
c/o China Nuokang Bio-Pharmaceutical Inc.
No. 18-1 East Nanping Road
Hunnan National New & High-tech Development Zone
Shenyang, Liaoning Province
Peoples Republic of China 110171
Tel: +86-24-2469-6033
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Kingbird Investment Inc.
c/o China Nuokang Bio-Pharmaceutical Inc.
No. 18-1 East Nanping Road
Hunnan National New & High-tech Development Zone
Shenyang, Liaoning Province
Peoples Republic of China 110171
Tel: +86-24-2469-6033
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Kingbird Mergerco. Inc.
c/o China Nuokang Bio-Pharmaceutical Inc.
No. 18-1 East Nanping Road
Hunnan National New & High-tech Development Zone
Shenyang, Liaoning Province
Peoples Republic of China 110171
Tel: +86-24-2469-6033
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Anglo China Bio-technology Investment Holdings Limited
c/o China Nuokang Bio-Pharmaceutical Inc.
No. 18-1 East Nanping Road
Hunnan National New & High-tech Development
Zone
Shenyang, Liaoning Province
Peoples Republic of China 110171
Tel: +86-24-2469-6033
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Britain Ukan Technology Investment Holdings (Group) Limited
c/o China Nuokang Bio-Pharmaceutical Inc.
No. 18-1 East Nanping Road
Hunnan National New & High-tech
Development Zone
Shenyang, Liaoning Province
Peoples Republic of China 110171
Tel: +86-24-2469-6033
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
With copies to:
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Peter X. Huang, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
30th Floor, China World Office
2
1 Jianguomenwai Avenue
Beijing 100004
Peoples Republic of China
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David T. Zhang, Esq.
c/o Kirkland & Ellis International LLP
26th Floor, Gloucester Tower
The Landmark
15
Queens Road, Central
Hong Kong
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This statement is filed in connection with (check the appropriate box):
¨
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The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14-C or Rule 13e-3(c) under the Securities
Exchange Act of 1934.
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¨
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The filing of a registration statement under the Securities Act of 1933.
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Check the following box if
the soliciting materials or information statement referred to in checking box (a) are preliminary copies:
þ
Check the following box if the filing is a final amendment reporting the results of the transaction:
¨
Calculation of Filing Fee
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Transactional Valuation*
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Amount of Filing
Fee**
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$43,414,472
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$5,921.73
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*
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Calculated solely for the purpose of determining the filing fee in accordance with Rule 0-11(b)(1) under the Securities Exchange Act of 1934, as amended. The filing fee
is calculated based on the sum of (a) the aggregate cash payment for the proposed per share cash payment of $0.725 for 58,522,030 outstanding ordinary shares of the issuer subject to the transaction, plus (b) the product of 1,360,000
restricted shares multiplied by $0.725 per share ((a) and (b) together, the Transaction Valuation).
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**
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The amount of the filing fee, calculated in accordance with Exchange Act Rule 0-11(b)(1) and the Securities and Exchange Commission Fee Rate Advisory #1 for Fiscal Year
2013, was calculated by multiplying the Transaction Valuation by 0.00013640.
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þ
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting of the fee was previously paid. Identify the
previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously
Paid: $1,799.98
Form or Registration No.: 333-163250
Filing Party: China Nuokang Bio-Pharmaceutical Inc.
Date Filed: November 20, 2009
TABLE OF CONTENTS
INTRODUCTION
This Rule 13e-3 transaction statement on Schedule 13E-3, together with the exhibits hereto (this Transaction Statement), is being filed with the Securities and Exchange Commission (the
SEC) pursuant to Section 13(e) of the Securities Exchange Act of 1934, as amended (the Exchange Act), jointly by the following persons (each, a Filing Person, and collectively, the Filing
Persons): (a) China Nuokang Bio-Pharmaceutical Inc., a Cayman Islands company (the Company), the issuer of the registered ordinary shares, par value $0.0005 per share (each, a Share and collectively, the
Shares), including the Shares represented by the American depositary shares (ADSs), each representing eight Shares, that is subject to the transaction pursuant to Rule 13e-3 under the Exchange Act; (b) Kingbird
Investment Inc., a Cayman Islands company (Parent); (c) Kingbird Mergerco. Inc., a Cayman Islands company (Merger Sub); (d) Mr. Baizhong Xue, chairman of the board of directors and chief executive officer of
the Company (Mr. Xue); (e) Ms. Yuhuan Zhu, the wife of Mr. Xue (Ms. Zhu); (f) Anglo China Bio-technology Investment Holdings Limited, a British Virgin Islands company (Anglo China); and
(g) Britain Ukan Technology Investment Holdings (Group) Limited, a British Virgin Islands company (Britain Ukan).
On September 27, 2012, Parent, Merger Sub and the Company, and, solely for the purposes of Section 6.16 thereof, Anglo China and Britain Ukan, entered into an Agreement and Plan of Merger (the
merger agreement) providing for the merger of Merger Sub with and into the Company (the merger), in accordance with the provisions of the Companies Law (2011 Revision) of the Cayman Islands (the Cayman Companies
Law), with the Company continuing as the surviving company after the merger. Parent and Merger Sub are beneficially owned by Ms. Zhu.
Under the terms of the merger agreement, at the effective time of the merger, each issued and outstanding Share will be cancelled and cease to exist in exchange for the right to receive $0.725, and each
ADS, each representing eight Shares, will represent the right to surrender the ADS in exchange for $5.80 (less $0.05 per ADS cancellation fees pursuant to the terms of the deposit agreement, dated as of December 9, 2009, by and among the
Company, JPMorgan Chase Bank, N.A. and all holders and beneficial owners of ADSs issued thereunder (the Deposit Agreement)), in each case, in cash, without interest and net of any applicable withholding taxes, excluding (a) Shares
and ADSs owned by Parent, Merger Sub or the Company (as treasury shares, if any), or by any direct or indirect wholly owned subsidiary of Parent, Merger Sub or the Company, in each case immediately prior to the effective time of the merger, which
will be cancelled, cease to exist and receive no consideration, (b) Shares and ADSs beneficially owned by Anglo China and Britain Ukan prior to the effective time of the merger (the Founder Shares), which will survive the merger and
receive no consideration, and (c) Shares owned by shareholders who have validly exercised and have not effectively withdrawn or lost their rights to dissent from the merger under the Cayman Companies Law (the Dissenting Shares),
which will be cancelled and cease to exist, and the holders thereof will be entitled only to payment of the fair value of such Dissenting Shares in accordance with Section 238 of the Cayman Companies Law.
In addition, each restricted share issued pursuant to the Companys 2007 Share Incentive Plan and the Companys 2008 Share
Incentive Plan that is outstanding immediately prior to the effective time of the merger, whether vested or unvested, shall become fully vested immediately prior to the effective time of the merger, and each such restricted share shall be treated as
a Share for all purposes under the merger agreement and shall be cancelled in exchange for the right to receive $0.725 in cash, without interest and net of any applicable withholding taxes.
The merger remains subject to the satisfaction or waiver of the conditions set forth in the merger agreement, including obtaining the
requisite approval and authorization of the shareholders of the Company. The merger agreement and the plan of merger attached as Exhibit A to the merger agreement (the Cayman Plan of Merger) must be approved and authorized by an
affirmative vote of shareholders holding at least two-thirds of the Shares present and voting in person or by proxy as a single class at the extraordinary general meeting of shareholders of the Company.
The Company will make available to its shareholders a proxy statement (the Proxy Statement, a preliminary copy of which is
attached as Exhibit (a)(1) to this Transaction Statement), relating to the extraordinary general meeting of shareholders of the Company, at which the shareholders of the Company will consider and vote upon, among other proposals, a proposal to
approve and authorize the merger agreement and the Cayman Plan of Merger and the transactions contemplated thereby (including the merger). As of the date hereof, the Proxy Statement is in preliminary form and is subject to completion.
The cross-references below are being supplied pursuant to General Instruction G to Schedule 13E-3 and show the location in the Proxy
Statement of the information required to be included in response to the items of Schedule 13E-3. Pursuant to General Instruction F to Schedule 13E-3, the information contained in the Proxy Statement, including all annexes thereto, is incorporated in
its entirety herein by this reference, and the responses to each item in this Schedule 13E-3 are qualified in their entirety by the information contained in the Proxy Statement and the annexes thereto. Capitalized terms used but not defined in this
Transaction Statement shall have the meanings given to them in the Proxy Statement.
All information contained in this
Transaction Statement concerning each Filing Person has been supplied by such Filing Person. No Filing Person, including the Company, has produced any disclosure with respect to any other Filing Person.
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Item 1
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Summary Term Sheet
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The information set
forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Questions and Answers about the Extraordinary General Meeting and the Merger
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Ite
m 2
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Subject Company Information
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(a) Name and Address. The information set forth in the Proxy Statement under the following caption is incorporated herein by reference:
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Summary Term SheetThe Parties Involved in the Merger
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(b) Securities. The information set forth in the Proxy Statement under the following
captions is incorporated herein by reference:
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The Extraordinary General MeetingRecord Date; Shares and ADSs Entitled to Vote
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Security Ownership of Certain Beneficial Owners and Management of the Company
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(c) Trading Market and Price. The information set forth in the Proxy Statement under the
following caption is incorporated herein by reference:
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Market Price of the Companys ADSs, Dividends and Other Matters
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(d) Dividends. The information set forth in the Proxy Statement under the following caption
is incorporated herein by reference:
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Market Price of the Companys ADSs, Dividends and Other Matters
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(e) Prior Public Offering. The information set forth in the Proxy Statement under the
following caption is incorporated herein by reference:
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Transactions in the Shares and ADSs
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(f) Prior Stock Purchase. The information set forth in the Proxy Statement under the following caption is incorporated herein by reference:
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Transactions in the Shares and ADSs
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Item
3
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Identity and Background of Filing Person
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(a) Name and Address. China Nuokang Bio-Pharmaceutical Inc. is the subject company. The information set forth in the Proxy Statement under the following
captions is incorporated herein by reference:
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Summary Term SheetThe Parties Involved in the Merger
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Annex EDirectors and Executive Officers of Each Filing Person
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(b) Business and Background of Entities. The information set forth in the Proxy Statement
under the following captions is incorporated herein by reference:
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Summary Term SheetThe Parties Involved in the Merger
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Annex EDirectors and Executive Officers of Each Filing Person
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(c) Business and Background of Natural Persons. The information set forth in the Proxy
Statement under the following captions is incorporated herein by reference:
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Summary Term SheetThe Parties Involved in the Merger
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2
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Annex EDirectors and Executive Officers of Each Filing Person
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I
tem 4
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Terms of the Transaction
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(a)-(1) Material Terms. Not applicable.
(a)-(2) Material Terms. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Questions and Answers about the Extraordinary General Meeting and the Merger
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The Extraordinary General Meeting
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Material U.S. Federal Income Tax Consequences
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Material PRC Income Tax Consequences
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Material Cayman Islands Tax Consequences
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Annex AAgreement and Plan of Merger
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(c) Different Terms. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetInterests of the Companys Executive Officers and Directors in the Merger
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Special FactorsInterests of Certain Persons in the Merger
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The Extraordinary General MeetingProposals to be Considered at the Extraordinary General Meeting
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Annex AAgreement and Plan of Merger
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(d) Appraisal Rights. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetDissenters Rights of Shareholders
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Questions and Answers about the Extraordinary General Meeting and the Merger
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ANNEX DCayman Companies Law Cap. 22 (Law 3 of 1961, as consolidated and revised) Section 238
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(e) Provisions for Unaffiliated Security Holders. The
information set forth in the Proxy Statement under the following caption is incorporated herein by reference:
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Provisions for Unaffiliated Security Holders
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(f) Eligibility of Listing or Trading. Not applicable.
It
em 5
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Past Contracts, Transactions, Negotiations and Agreements
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(a) Transactions. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
3
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Special FactorsRelated Party Transactions
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Transactions in the Shares
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(b) Significant Corporate Events. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsPurposes and Reasons of the Buyer Group for the Merger
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Special FactorsInterests of Certain Persons in the Merger
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Annex AAgreement and Plan of Merger
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(c) Negotiations or Contacts. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Special FactorsBackground of the Merger
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Special FactorsPlans for the Company after the Merger
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Special FactorsInterests of Certain Persons in the Merger
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Annex AAgreement and Plan of Merger
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(e) Agreements Involving the Subject Companys Securities. The information set forth in the Proxy Statement under the following captions is
incorporated herein by reference:
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Summary Term SheetFinancing of the Merger
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Special FactorsBackground of the Merger
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Special FactorsPlans for the Company after the Merger
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Special FactorsFinancing
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Special FactorsInterests of Certain Persons in the Merger
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Special FactorsVoting by Continuing Shareholders at the Extraordinary General Meeting
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Transactions in the Shares
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Annex AAgreement and Plan of Merger
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Item
6
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Purposes of the Transaction and Plans or Proposals
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(b) Use of Securities Acquired. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
4
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Questions and Answers about the Extraordinary General Meeting and the Merger
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Special FactorsPurposes and Reasons of the Buyer Group for the Merger
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Special FactorsEffect of the Merger on the Company
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Annex AAgreement and Plan of Merger
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(c)(1)-(8) Plans. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetThe Merger
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Summary Term SheetPurposes and Effects of the Merger
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Summary Term SheetPlans for the Company after the Merger
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Summary Term SheetFinancing of the Merger
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Summary Term SheetInterests of the Companys Executive Officers and Directors in the Merger
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsPurposes and Reasons of the Buyer Group for the Merger
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Special FactorsEffect of the Merger on the Company
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Special FactorsPlans for the Company after the Merger
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Special FactorsFinancing
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Special FactorsInterests of Certain Persons in the Merger
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Annex AAgreement and Plan of Merger
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Item
7
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Purposes, Alternatives, Reasons and Effects
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(a) Purposes. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetPurposes and Effects of the Merger
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Summary Term SheetPlans for the Company after the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsPurposes and Reasons of the Buyer Group for the Merger
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(b) Alternatives. The information set forth in the Proxy Statement under the following
captions is incorporated herein by reference:
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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5
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Special FactorsPosition of the Buyer Group as to the Fairness of the Merger
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Special FactorsPurposes and Reasons of the Buyer Group for the Merger
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Special FactorsEffects on the Company if the Merger is not Completed
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(c) Reasons. The information set forth in the Proxy Statement under the following
captions is incorporated herein by reference:
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Summary Term SheetPurposes and Effects of the Merger
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsPosition of the Buyer Group as to the Fairness of the Merger
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Special FactorsPurposes and Reasons of the Buyer Group for the Merger
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Special FactorsEffect of the Merger on the Company
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(d) Effects. The information set forth in the Proxy Statement under the following
captions is incorporated herein by reference:
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Summary Term SheetPurposes and Effects of the Merger
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsEffect of the Merger on the Company
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Special FactorsPlans for the Company after the Merger
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Special FactorsEffects on the Company if the Merger is not Completed
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Special FactorsInterests of Certain Persons in the Merger
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Material U.S. Federal Income Tax Consequences
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Material PRC Income Tax Consequences
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Material Cayman Islands Tax Consequences
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Annex AAgreement and Plan of Merger
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Item 8
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Fairness of th
e Transaction
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(a)-(b) Fairness; Factors Considered in Determining Fairness. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetRecommendations of the Independent Committee and the Board of Directors
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Summary Term SheetPosition of Buyer Group as to Fairness
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Summary Term SheetInterests of the Companys Executive Officers and Directors in the Merger
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6
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsPosition of the Buyer Group as to the Fairness of the Merger
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Special FactorsOpinions of the Independent Committees Financial Advisors
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Special FactorsInterests of Certain Persons in the Merger
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Annex BOpinion of Lazard Asia (Hong Kong) Limited as Financial Advisor
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Annex COpinion of Houlihan Lokey (China) Limited as Financial Advisor
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(c) Approval of Security Holders. The information set forth in the Proxy Statement under
the following captions is incorporated herein by reference:
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Summary Term SheetShareholder Vote Required to Adopt the Merger Agreement
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Questions and Answers about the Extraordinary General Meeting and the Merger
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The Extraordinary General MeetingVote Required
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(d) Unaffiliated Representative. The information set forth in the Proxy Statement under the
following captions is incorporated herein by reference:
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsOpinions of the Independent Committees Financial Advisors
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(e) Approval of Directors. The information set forth in the Proxy Statement under the
following captions is incorporated herein by reference:
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Summary Term SheetRecommendations of the Independent Committee and the Board of Directors
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Questions and Answers about the Extraordinary General Meeting and the Merger
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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(f) Other Offers. The information set forth in the Proxy
Statement under the following captions is incorporated herein by reference:
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Special FactorsBackground of the Merger
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Item 9
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R
eports, Opinions, Appraisals and Negotiations
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(a) Report, Opinion or Appraisal. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetOpinion of the Independent Committees Financial Advisors
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7
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Special FactorsBackground of the Merger
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Special FactorsOpinions of the Independent Committees Financial Advisors
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Annex BOpinion of Lazard Asia (Hong Kong) Limited as Financial Advisor
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Annex COpinion of Houlihan Lokey (China) Limited as Financial Advisor
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(b) Preparer and Summary of the Report, Opinion or Appraisal. The information set forth in
the Proxy Statement under the following captions is incorporated herein by reference:
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Special FactorsOpinions of the Independent Committees Financial Advisors
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Annex BOpinion of Lazard Asia (Hong Kong) Limited as Financial Advisor
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Annex COpinion of Houlihan Lokey (China) Limited as Financial Advisor
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(c) Availability of Documents. The information set forth in the Proxy Statement under
the following caption is incorporated herein by reference:
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Where You Can Find More Information
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The reports, opinions or appraisals referenced in this Item 9 will be made available for inspection and copying at the principal executive offices of
the Company during its regular business hours by any interested holder of the Shares or his, her or its representative who has been so designated in writing.
Item 10
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Source and Amount of Funds or Other Consideration
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(a) Source of Funds. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetFinancing of the Merger
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Special FactorsFinancing
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Annex AAgreement and Plan of Merger
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(b) Conditions. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetFinancing of the Merger
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Special FactorsFinancing
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(c) Expenses. The information set forth in the Proxy Statement under the following caption is incorporated herein by reference:
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Special FactorsFees and Expenses
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(d) Borrowed Funds. The information set forth in the Proxy Statement under the following caption is incorporated herein by reference:
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Summary Term SheetFinancing of the Merger
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Special FactorsFinancing
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Special FactorsPlans for the Company after the Merger
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8
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Annex AAgreement and Plan of Merger
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Item 11
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Intere
st in Securities of the Subject Company
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(a) Securities Ownership. The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Summary Term SheetShare Ownership of the Company Directors and Officers and Voting Commitments
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Special FactorsInterests of Certain Persons in the Merger
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Security Ownership of Certain Beneficial Owners and Management of the Company
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(b) Securities Transaction. The information set forth in the Proxy Statement under the
following caption is incorporated herein by reference:
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Transactions in the Shares and ADSs
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Item 12
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The Solicitation or Recommendation
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(d) Intent to Tender or Vote in a Going-Private Transaction. The information set forth in the Proxy Statement under the following captions is incorporated
herein by reference:
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Summary Term SheetShare Ownership of the Company Directors and Officers and Voting Commitments
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Questions and Answers about the Extraordinary General Meeting and the Merger
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Special FactorsVoting by Continuing Shareholders at the Extraordinary General Meeting
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The Extraordinary General MeetingVote Required
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Security Ownership of Certain Beneficial Owners and Management of the Company
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(e) Recommendations of Others. The information set forth in the Proxy Statement under the
following captions is incorporated herein by reference:
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Summary Term SheetRecommendations of the Independent Committee and the Board of Directors
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Summary Term SheetPosition of Buyer Group as to Fairness
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Summary Term SheetShare Ownership of the Company Directors and Officers and Voting Commitments
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Special FactorsReasons for the Merger and Recommendation of the Independent Committee and Our Board of Directors
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Special FactorsPosition of the Buyer Group as to the Fairness of the Merger
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The Extraordinary General MeetingOur Boards Recommendation
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Item 13
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Fina
ncial Statements
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(a) Financial Information. The audited financial statements of the Company for the year ended December 31, 2011 are incorporated herein by reference to
the Companys Form 20-F for the year ended December 31, 2011, as amended, originally filed on April 24, 2012 (see page F-1 and following pages).
The information set forth in the Proxy Statement under the following captions is incorporated herein by reference:
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Financial Information
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Where You Can Find More Information
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9
(b) Pro Forma Information. Not applicable.
Item 14
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Persons/Assets, Retained, Emplo
yed, Compensated or Used
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(a) Solicitation or Recommendations. The information set forth in the Proxy Statement under
the following caption is incorporated herein by reference:
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The Extraordinary General MeetingSolicitation of Proxies
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(b) Employees and Corporate Assets. The information set forth in the Proxy Statement under
the following captions is incorporated herein by reference:
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Summary Term SheetThe Parties Involved in the Merger
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Special FactorsInterests of Certain Persons in the Merger
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Annex EDirectors and Executive Officers of Each Filing Person
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Item 15
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Additi
onal Information
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(b) Other Material Information. The information contained in the Proxy Statement, including all annexes thereto, is incorporated herein by reference.
(a)-(1) Preliminary Proxy Statement of the Company dated _____________, 2012 (the Proxy Statement).
(a)-(2) Notice of Extraordinary General Meeting of Shareholders of the Company, incorporated herein by reference to the Proxy Statement.
(a)-(3) Form of Proxy Card, incorporated herein by reference to the Proxy Statement.
(a)-(4) Press Release issued by the Company, dated September 27, 2012, incorporated herein by reference to Exhibit 99.1 to the
Report on Form 6-K furnished by the Company to the Securities and Exchange Commission on September 28, 2012.
(b)-(1) Facility Agreement, dated as of September 27, 2012, by and among Merger Sub, Mr. Xue, Ms. Zhu and China Grand
Enterprises (HK) Limited.
(c)-(1) Opinion of Lazard Asia (Hong Kong) Limited, dated September 27, 2012, incorporated
herein by reference to Annex B of the Proxy Statement.
(c)-(2) Opinion of Houlihan Lokey (China) Limited, dated
September 27, 2012, incorporated herein by reference to Annex C of the Proxy Statement.
(c)-(3) Discussion Materials
prepared by Lazard Asia (Hong Kong) Limited for discussion with the independent committee of the board of directors of the Company, dated June 27, 2012.
(c)-(4) Discussion Materials prepared by Lazard Asia (Hong Kong) Limited for discussion with the independent committee of the board of directors of the Company, dated August 27, 2012.
(c)-(5) Discussion Materials prepared by Lazard Asia (Hong Kong) Limited for discussion with the independent committee of
the board of directors of the Company, dated September 27, 2012.
(c)-(6) Discussion Materials prepared by Houlihan
Lokey (China) Limited for discussion with the independent committee of the board of directors of the Company, dated September 27, 2012.
(d)-(1) Agreement and Plan of Merger, dated as of September 27, 2012, by and among the Company, Parent and Merger Sub, and, solely for the purposes of Section 6.16 thereof, Anglo China and
Britain Ukan incorporated herein by reference to Annex A to the Proxy Statement.
(d)-(2) Limited Guarantee, dated as of
September 27, 2012, by Anglo China in favor of the Company.
10
(d)-(3) Framework Agreement Concerning Share Transfer of PRC Onshore Companies
Affiliated with the Company, dated as of September 27, 2012, by and among Mr. Xue, Ms. Zhu and China Grand Enterprises Group Co., Ltd.
(d)-(4) Form of Share Charge, created by China Nuokang Bio-Pharmaceutical Inc., as the Chargor, in favor of China Grand Enterprises (HK) Limited, as the Chargee.
(d)-(5) Form of Charge Over Account, created by Surplus International Investments Limited, as the Charger, in favor of China Grand
Enterprises (HK) Limited, as the Chargee.
(f)-(1) Dissenters Rights, incorporated herein by reference to the
section entitled Dissenters Rights in the Proxy Statement.
(f)-(2) Section 238 of the Cayman
Companies Law Cap. 22 (Law 3 of 1961, as consolidated and revised), incorporated herein by reference to Annex D to the Proxy Statement.
(g) Not applicable.
11
SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: October 12, 2012
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China Nuokang Bio-Pharmaceutical Inc.
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By:
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/s/ Sean Shao
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Name: Sean Shao
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Title: Director
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Kingbird Investment Inc.
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By:
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/s/ Yuhuan Zhu
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Name: Yuhuan Zhu
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Title: Director
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Kingbird Mergerco. Inc
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By:
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/s/ Yuhuan Zhu
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Name: Yuhuan Zhu
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Title: Director
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Baizhong Xue
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By:
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/s/ Baizhong Xue
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Yuhuan Zhu
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By:
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/s/ Yuhuan Zhu
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Anglo China Bio-technology Investment Holdings Limited
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By:
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/s/ Baizhong Xue
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Name: Baizhong Xue
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Title: Director
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Britain Ukan Technology Investment Holdings (Group) Limited
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By:
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/s/ Baizhong Xue
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Name: Baizhong Xue
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Title: Director
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Exhibit Index
(a)-(1) Preliminary Proxy Statement of the Company dated _____________, 2012 (the Proxy Statement).
(a)-(2) Notice of Extraordinary General Meeting of Shareholders of the Company, incorporated herein by reference to the Proxy Statement.
(a)-(3) Form of Proxy Card, incorporated herein by reference to the Proxy Statement.
(a)-(4) Press Release issued by the Company, dated September 27, 2012, incorporated herein by reference to Exhibit 99.1 to the Report on Form
6-K furnished by the Company to the Securities and Exchange Commission on September 28, 2012.
(b)-(1) Facility Agreement, dated as
of September 27, 2012, by and among Merger Sub, Mr. Xue, Ms. Zhu and China Grand Enterprises (HK) Limited.
(c)-(1) Opinion of Lazard Asia (Hong Kong) Limited, dated September 27, 2012, incorporated herein by reference to Annex B of the Proxy
Statement.
(c)-(2) Opinion of Houlihan Lokey (China) Limited, dated September 27, 2012, incorporated herein by reference to Annex C
of the Proxy Statement.
(c)-(3) Discussion Materials prepared by Lazard Asia (Hong Kong) Limited for discussion with the independent
committee of the board of directors of the Company, dated June 27, 2012.
(c)-(4) Discussion Materials prepared by Lazard Asia (Hong
Kong) Limited for discussion with the independent committee of the board of directors of the Company, dated August 27, 2012.
(c)-(5) Discussion Materials prepared by Lazard Asia (Hong Kong) Limited for discussion with the independent committee of the board of directors of
the Company, dated September 27, 2012.
(c)-(6) Discussion Materials prepared by Houlihan Lokey (China) Limited for discussion with
the independent committee of the board of directors of the Company, dated September 27, 2012.
(d)-(1) Agreement and Plan of Merger,
dated as of September 27, 2012, by and among the Company, Parent and Merger Sub, and, solely for the purposes of Section 6.16 thereof, Anglo China and Britain Ukan incorporated herein by reference to Annex A to the Proxy Statement.
(d)-(2) Limited Guarantee, dated as of September 27, 2012, by Anglo China in favor of the Company.
(d)-(3) Framework Agreement Concerning Share Transfer of PRC Onshore Companies Affiliated with the Company, dated as of September 27, 2012, by
and among Mr. Xue, Ms. Zhu and China Grand Enterprises Group Co., Ltd.
(d)-(4) Form of Share Charge, created by China Nuokang
Bio-Pharmaceutical Inc., as the Chargor, in favor of China Grand Enterprises (HK) Limited, as the Chargee.
(d)-(5) Form of Charge Over
Account, created by Surplus International Investments Limited, as the Charger, in favor of China Grand Enterprises (HK) Limited, as the Chargee.
(f)-(1) Dissenters Rights, incorporated herein by reference to the section entitled Dissenters Rights in the Proxy Statement.
(f)-(2) Section 238 of the Cayman Companies Law Cap. 22 (Law 3 of 1961, as consolidated and revised), incorporated herein by reference to
Annex D to the Proxy Statement.
(g) Not applicable.
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