Current Report Filing (8-k)
October 14 2020 - 7:01AM
Edgar (US Regulatory)
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2020-10-14
2020-10-14
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of
Earliest Event Reported): October 14, 2020
Vericel Corporation
(Exact name of registrant
as specified in its charter)
Michigan
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001-35280
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94-3096597
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(State
or other
jurisdiction
of
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(Commission File
Number)
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(I.R.S. Employer
Identification
No.)
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incorporation)
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64 Sidney Street
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Cambridge,
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MA
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02139
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(Address of
principal executive offices)
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(Zip Code)
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Registrant’s telephone
number, including area code: (800) 556-0311
Not Applicable
Former name or former address,
if changed since last report
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange
on which registered
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Common Stock, no par value
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VCEL
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NASDAQ
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Indicate by a check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§240.12b-2 of this chapter). Emerging
Growth Company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. o
Item
2.02. Results of Operations and Financial Condition.
On
October 14, 2020, Vericel Corporation (the “Company”) issued a press release providing select business updates including
preliminary unaudited third quarter product revenues, preliminary unaudited third quarter operating cash flow, and the Company’s
preliminary unaudited cash and investments balance as of September 30, 2020. A copy of the press release
is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information contained
in this Item 2.02 and in the accompanying Exhibit 99.1 shall not be deemed filed for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Exchange Act or
the Securities Act of 1933, as amended (the “Securities Act”), except as shall be expressly set forth by specific reference
in such filing.
Item 7.01. Regulation FD Disclosure.
The information included in the press release
referred to under Item 2.02 above is also incorporated herein. The information contained in this Item 7.01 and in the accompanying
Exhibit 99.1 shall not be deemed filed for purposes of Section 18 of the Exchange Act, or incorporated by reference in any filing
under the Exchange Act or the Securities Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
+ Furnished herewith
EXHIBIT INDEX
+ Furnished herewith.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Vericel Corporation
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Date: October 14, 2020
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By:
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/s/ Sean C. Flynn
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Name: Sean C. Flynn
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Title: Vice President, General Counsel and Secretary
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