Initial Statement of Beneficial Ownership (3)
January 10 2022 - 3:02PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Klisura Dean Michael |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2022
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3. Issuer Name and Ticker or Trading Symbol
MARSH & MCLENNAN COMPANIES, INC. [MMC]
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(Last)
(First)
(Middle)
1166 AVENUE OF THE AMERICAS |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President & CEO, Guy Carpenter / |
(Street)
NEW YORK, NY
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 25615 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | (1) | 2/21/2026 | Common Stock | 12976 | $57.325 | D | |
Stock Options (Right to Buy) | (2) | 2/21/2027 | Common Stock | 9994 | $73.195 | D | |
Stock Options (Right to Buy) | (3) | 2/20/2028 | Common Stock | 9569 | $83.046 | D | |
Stock Options (Right to Buy) | (4) | 2/18/2029 | Common Stock | 10516 | $90.785 | D | |
Stock Options (Right to Buy) | (5) | 2/18/2030 | Common Stock | 11856 | $118.865 | D | |
Stock Options (Right to Buy) | (6) | 2/21/2031 | Common Stock | 11237 | $117.53 | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 14461 | (8) | D | |
Restricted Stk. Units (SSIP) | (7) | (7) | Common Stock | 1575.971 | (8) | D | |
Explanation of Responses: |
(1) | These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020. |
(2) | These options were granted on February 22, 2017 and vested in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021. |
(3) | These options were granted on February 21, 2018 and vested in four equal annual installments on February 21st of 2019, 2020, 2021 and 2022. |
(4) | These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. |
(5) | These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024. |
(6) | These options were granted on February 22, 2021 and vest in four equal annual installments on February 22nd of 2022, 2023, 2024 and 2025. |
(7) | Not Applicable. |
(8) | The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Klisura Dean Michael 1166 AVENUE OF THE AMERICAS NEW YORK, NY |
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| President & CEO, Guy Carpenter |
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Signatures
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/s/ Courtenay Birchler, Attorney-in-fact | | 1/10/2022 |
**Signature of Reporting Person | Date |
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