Current Report Filing (8-k)
March 20 2014 - 4:25PM
Edgar (US Regulatory)
United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 20, 2014
R.R. DONNELLEY & SONS COMPANY
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware |
|
1-4694 |
|
36-1004130 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
|
|
|
111 South Wacker Drive
Chicago, Illinois |
|
60606 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrants Telephone Number, Including Area Code: (312) 326-8000
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
On March 6, 2014, R.R. Donnelley & Sons Company (the Company) entered into an Underwriting Agreement (the
Underwriting Agreement) with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Mitsubishi UFJ Securities (USA), Inc., U.S. Bancorp Investments, Inc. and Wells Fargo
Securities, LLC, as representatives of the underwriters named in Schedule I thereto, with respect to the issuance and sale of $400,000,000 aggregate principal amount of its 6.00% Notes due 2024 (the Notes). The Notes were registered by
the Company under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-183023) (the Registration Statement).
The offering of the Notes closed on March 20, 2014. The Notes were issued pursuant to an Indenture, dated as of January 3, 2007, as
supplemented by the Tenth Supplemental Indenture, dated as of March 20, 2014 (the Tenth Supplemental Indenture), between the Company and Wells Fargo Bank, National Association, as Trustee. The Underwriting Agreement and the Tenth
Supplemental Indenture are filed as exhibits to this Current Report on Form 8-K and shall be incorporated by reference into the Registration Statement and any amendments thereto.
Item 9.01 Financial Statements and Exhibits
Exhibits are filed herewith in connection with the issuance of the Notes by the Company on March 20, 2014, pursuant to the Registration
Statement.
(d) Exhibits.
|
|
|
Exhibit 1.1 |
|
Underwriting Agreement dated March 6, 2014, between R.R. Donnelley & Sons Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Mitsubishi UFJ
Securities (USA), Inc., U.S. Bancorp Investments, Inc. and Wells Fargo Securities, LLC, as representatives of the underwriters named in Schedule I thereto |
|
|
Exhibit 4.1 |
|
Tenth Supplemental Indenture, dated as of March 20, 2014, between R.R. Donnelley & Sons Company and Wells Fargo Bank, National Association, as Trustee |
|
|
Exhibit 5.1 |
|
Opinion of Sullivan & Cromwell LLP as to the validity of the Notes |
|
|
Exhibit 23.1 |
|
Consent of Sullivan & Cromwell LLP (contained in Exhibit 5.1 hereto) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
R. R. DONNELLEY & SONS COMPANY |
|
|
|
|
Date: March 20, 2014 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By: |
|
/s/ Suzanne S.
Bettman |
|
|
|
|
|
|
Suzanne S. Bettman |
|
|
|
|
|
|
Executive Vice President and General Counsel |
EXHIBIT INDEX
|
|
|
Exhibit
Number |
|
Description |
|
|
Exhibit 1.1 |
|
Underwriting Agreement dated March 6, 2014, between R.R. Donnelley & Sons Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Mitsubishi UFJ Securities
(USA), Inc., U.S. Bancorp Investments, Inc. and Wells Fargo Securities, LLC, as representatives of the underwriters named in Schedule I thereto |
|
|
Exhibit 4.1 |
|
Tenth Supplemental Indenture, dated as of March 20, 2014, between R.R. Donnelley & Sons Company and Wells Fargo Bank, National Association, as Trustee |
|
|
Exhibit 5.1 |
|
Opinion of Sullivan & Cromwell LLP as to the validity of the Notes |
|
|
Exhibit 23.1 |
|
Consent of Sullivan & Cromwell LLP (contained in Exhibit 5.1 hereto) |
Donnelley (R.R.) & Sons Co. (NYSE:RRD.WI)
Historical Stock Chart
From Sep 2024 to Oct 2024
Donnelley (R.R.) & Sons Co. (NYSE:RRD.WI)
Historical Stock Chart
From Oct 2023 to Oct 2024