Morgan Stanley Capital Services LLC Form 8.5 (EPT/RI) - Replacement of DraftKings Inc (4145Q)
October 27 2021 - 2:01AM
UK Regulatory
TIDM0A40
RNS Number : 4145Q
Morgan Stanley Capital Services LLC
27 October 2021
AMMENT(2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form DraftKings Inc
relates:
Use a separate form for each offeror/offeree
------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Entain plc
connected:
------------------------------------
(d) Date dealing undertaken: 22 October 2021
------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-ENTAIN PLC
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
USD 0.0001 class A PURCHASES 32,854 47.2473 USD 46.1100 USD
common
----------------- ------------------------ ----------------------- -----------------------
USD 0.0001 class A SALES 22,841 48.5400 USD 46.1555 USD
common
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
USD 0.0001 class A CFD increasing a long 16,545 46.1742 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a long 2,476 46.5529 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a long 1,962 46.8407 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a long 63 46.9400 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a long 63 46.9400 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 4,587 46.1365 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 100 46.2100 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 100 46.3000 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 500 46.3580 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 100 46.4100 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 100 46.4200 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 100 46.4300 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 1,100 47.0106 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 860 47.2800 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD increasing a short 3,412 47.3200 USD
common position
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD reducing a long position 297 46.5548 USD
common
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD reducing a long position 1,256 46.9140 USD
common
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD reducing a long position 218 46.9839 USD
common
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD reducing a long position 19,754 47.2765 USD
common
-------------------- ------------------------- ------------------------- ---------------
USD 0.0001 class A CFD reducing a short 1,425 47.0073 USD
common position
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
N/A N/A N/A N/A N/A
-------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 27 October 2021
Contact name: Craig Horsley
-----------------
Telephone number: +44 141 245-7736
-----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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